FNK vs HWSM
First Trust Mid Cap Value AlphaDEX Fund against Hotchkis & Wiley SMID Cap Diversified Value Fund: cost, size, returns, what they hold and how much of it is the same.
Overlap by weight
26%
62 shared positions
Fee gap
19 bp
HWSM is cheaper
1-year return gap
3.0 pts
HWSM is ahead
Larger fund
FNK
$217M
Side by side
| FNK | HWSM | |
|---|---|---|
| Fund | First Trust Mid Cap Value AlphaDEX Fund | Hotchkis & Wiley SMID Cap Diversified Value Fund |
| Issuer | First Trust | Hotchkis |
| Category | Multi-Factor | Mid Cap Value |
| Expense ratio | 0.74% | 0.55% |
| Assets | $217M | $2.8M |
| Average daily dollar volume | $830K | $2K |
| Listed | Apr 19, 2011 | Mar 28, 2025 |
| FrenzyCap score | 40 | 32 |
| 1-month return | −4.8% | −2.8% |
| 3-month return | −2.4% | −2.7% |
| Year to date | +8.2% | +11.1% |
| 1-year return | +9.0% | +11.9% |
| 30-day volatility | 11.9% | 11.3% |
| Worst drawdown, 1 year | −9.1% | −10.2% |
| Trailing 12-month yield | 1.63% | 1.20% |
| Holdings | 227 | 165 |
| Top 10 weight | 8.0% | 16.7% |
| Look-through P/E | 12.1 | 18.3 |
| Holdings vs fair value | +22.3% | +17.2% |
| Holdings above 200-day average | 38% | 50% |
| Net flow, latest 3 reported months | +$520K thru Jul 2026 | $0 thru Jun 2026 |
| 30-day implied volatility | 21.3% | — |
| Holdings as of | as of Apr 30, 2026SEC filing | as of Jun 30, 2026SEC filing |
Returns are price returns and exclude distributions. Flows are each fund's own latest reported months and may not cover the same period.
Largest shared holdings
31% of FNK · 37% of HWSM| Holding | FNK | HWSM |
|---|---|---|
| VNO | 0.81% | 0.79% |
| SOLV | 0.73% | 1.04% |
| APA | 0.68% | 1.37% |
| UHS | 0.66% | 0.75% |
| WAL | 0.65% | 0.67% |
| ALLY | 0.64% | 0.66% |
| GNTX | 0.74% | 0.63% |
| HST | 0.62% | 1.10% |
| ASB | 0.61% | 0.70% |
| LEA | 0.59% | 1.07% |
| LAD | 0.82% | 0.59% |
| ESSENT GROUP LTD | 0.73% | 0.59% |
| BYD | 0.74% | 0.59% |
| EVEREST GROUP LTD | 0.61% | 0.58% |
| ABG | 0.73% | 0.54% |
| ARW | 0.55% | 0.54% |
| OVV | 0.73% | 0.53% |
| WHITE MOUNTAINS INSURANCE GROUP LTD | 0.71% | 0.53% |
| AGCO | 0.59% | 0.53% |
| THO | 0.70% | 0.50% |
| RUSHA | 0.47% | 0.60% |
| GL | 0.47% | 0.66% |
| ZION | 0.47% | 0.67% |
| SLM | 0.61% | 0.46% |
| MAT | 0.58% | 0.46% |
Sector mix of the stock holdings
| Sector | FNK | HWSM | Gap |
|---|---|---|---|
| Financials | 20.4% | 23.2% | −2.8% |
| Industrials | 14.2% | 13.4% | +0.7% |
| Consumer Discretionary | 14.8% | 11.3% | +3.5% |
| Technology | 5.5% | 9.1% | −3.6% |
| Materials | 8.0% | 6.3% | +1.7% |
| Utilities | 4.8% | 7.2% | −2.4% |
| Energy | 8.8% | 3.2% | +5.6% |
| Health Care | 2.3% | 9.2% | −6.9% |
| Real Estate | 8.6% | 2.6% | +6.1% |
| Consumer Staples | 3.8% | 2.3% | +1.4% |
| Communication Services | 1.4% | 0.8% | +0.6% |
| Other | 1.0% | 1.2% | −0.2% |
More: full overlap table · FNK holdings · HWSM holdings
Fund data comes from each fund's SEC filings and issuer disclosures and is shown with the date it is as of. SEC portfolio and flow filings become public about 60 days after the period they cover. Nothing here is investment advice; see Terms.