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Ground Swell Capital, LLC — 13F Holdings & Portfolio

CIK 1534450 · latest 13F-HR filed 2026-11-09

Backtest portfolio

Ground Swell Capital, LLC manages $43.4M in 13F-reported U.S. long-equity assets across 144 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AGG (14.39%), ADI (4.40%), MU (3.80%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 132 new positions and exited 133; 0 existing positions rose in reported value and 11 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$43.4M

Long-equity book

Holdings
144

Distinct positions

Period
2026-09-30

Filed 2026-11-09

Q/Q Activity
+132 / −133 / ↑0 / ↓11

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
AGG14.4% · newADI4.4% · newMU3.8% · newKLAC3.7% · newIVV3.4% · -96%INTU3.0% · newNXPI2.6% · newTXN2.4% · newENTG2.3% · -9%MDY2.2% · newTLT2.0% · newAMZN2.0% · newFLEX1.3% · newMIRM1.3% · newINCY1.3% · newGRAL1.3% · newIONS1.3% · newTEM1.2% · newCHRD1.2% · newCRWD1.2% · newSHOP1.1% · newAEP1.1% · newCRWV1.0% · newJKHY0.9% · newRPRX0.9% · newGD0.9% · newROST0.9% · newSOXL0.9% · newLGN0.9% · newBBIO0.9% · newDVA0.8% · newERIE0.8% · newESGU0.8% · newDASH0.8% · newBELFB0.8% · newIEF0.7% · newIMVT0.7% · newTXG0.7% · newXLK0.7% · newFICO0.7% · newGPCR0.7% · newLRCX0.7% · -34%STRK0.7% · newRKLB0.7% · newCAI0.7% · newSPYG0.6% · newNVDA0.6% · newBOKF0.6% · newIQV0.6% · newPIZ0.6% · newASML0.6% · -91%LQDA0.6% · newAMD0.6% · newBUFC0.6% · newAAPL0.6% · newFLUT0.6% · newCINF0.6% · -14%EVER0.6% · newDOCU0.6% · newMCHP0.6% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 42.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 11, 2026.

Assets Under Management
$949.2M
Discretionary
$949.2M
Employees
10
Accounts
2
Address
105 WEST HURON AVENUE
FOLLY BEACH, SC 29439
Phone
(843) 588-5169
Mailing Address
PO BOX 46, FOLLY BEACH, SC, 29439
Name Title / Status Ownership Type
COONEY, KELLEN, LEE ControlMEMBER
since Jun 2010
10–25%Individual
FOXHALL, JOEY, HOWARD ControlMEMBER, CHIEF COMPLIANCE OFFICER
since Jun 2010
10–25%Individual
HOWELL, JOHN, TRAVIS ControlMEMBER
since Jun 2010
10–25%Individual
HOWELL, SCOTT, SCHUMACHER ControlMEMEBER
since Jun 2010
10–25%Individual
KLUMP, BRIANLEAD DEVELOPER
since Sep 2010
5–10%Individual
STREET, BENJAMIN, CLIFFORDMEMBER
since Aug 2011
5–10%Individual
Ownership & leadership changes · 1 filing with changes since Feb 14, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 1, 2013 filing
  • AddedKLUMP, BRIAN · LEAD DEVELOPER · 5–10%
  • AddedSTREET, BENJAMIN, CLIFFORD · MEMBER · 5–10%
  • ChangedCOONEY, KELLEN, LEE · ownership 25–50% → 10–25%
  • ChangedFOXHALL, JOEY, HOWARD · ownership 25–50% → 10–25%
  • ChangedHOWELL, JOHN, TRAVIS · ownership 25–50% → 10–25%
  • ChangedHOWELL, SCOTT, SCHUMACHER · ownership 25–50% → 10–25%
Feb 14, 2012 filing (earliest on record)
  • ListedCOONEY, KELLEN, LEE · MEMBER · 25–50% · control person
  • ListedFOXHALL, JOEY, HOWARD · MEMBER, CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedHOWELL, JOHN, TRAVIS · MEMBER · 25–50% · control person
  • ListedHOWELL, SCOTT, SCHUMACHER · MEMEBER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

  • No increased positions.
Show all 0 →

Top Trims

Show all 11 →

New Positions

Show all 132 →

Exited Positions

Show all 133 →

Ground Swell Capital, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR AGG 464287226 $6.3M 14.39% 66,127 SH
2 ANALOG DEVICES INC ADI 032654105 $1.9M 4.40% 4,823 SH
3 MICRON TECHNOLOGY INC MU 595112103 $1.7M 3.80% 1,552 SH
4 KLA CORP KLAC 482480100 $1.6M 3.68% 8,210 SH
5 ISHARES TR IVV 464287200 $1.5M 3.35% 1,903 SH
6 INTUIT INTU 461202103 $1.3M 3.05% 4,802 SH
7 NXP SEMICONDUCTORS N V NXPI N6596X109 $1.1M 2.61% 4,766 SH
8 TEXAS INSTRS INC TXN 882508104 $1.1M 2.43% 3,764 SH
9 ENTEGRIS INC ENTG 29362U104 $981.1K 2.26% 6,368 SH
10 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $964.7K 2.22% 1,469 SH
11 ISHARES TR TLT 464287432 $890.3K 2.05% 11,446 SH
12 AMAZON COM INC AMZN 023135106 $869.5K 2.00% 3,490 SH
13 FLEX LTD FLEX Y2573F102 $583.6K 1.34% 5,306 SH
14 MIRUM PHARMACEUTICALS INC MIRM 604749101 $564.1K 1.30% 6,599 SH
15 INCYTE CORP INCY 45337C102 $563.7K 1.30% 4,645 SH
16 GRAIL INC GRAL 384747101 $556.3K 1.28% 3,970 SH
17 IONIS PHARMACEUTICALS INC IONS 462222100 $547.1K 1.26% 12,254 SH
18 TEMPUS AI INC TEM 88023B103 $542.1K 1.25% 6,619 SH
19 CHORD ENERGY CORPORATION CHRD 674215207 $541.0K 1.25% 4,035 SH
20 CROWDSTRIKE HLDGS INC CRWD 22788C105 $505.1K 1.16% 1,908 SH
21 SHOPIFY INC SHOP 82509L107 $481.7K 1.11% 3,248 SH
22 AMERICAN ELEC PWR CO INC AEP 025537101 $466.7K 1.07% 3,934 SH
23 COREWEAVE INC CRWV 21873S108 $452.9K 1.04% 5,199 SH
24 HENRY JACK & ASSOC INC JKHY 426281101 $402.6K 0.93% 2,811 SH
25 ROYALTY PHARMA PLC RPRX G7709Q104 $401.3K 0.92% 6,877 SH
26 GENERAL DYNAMICS CORP GD 369550108 $399.9K 0.92% 1,205 SH
27 ROSS STORES INC ROST 778296103 $393.0K 0.90% 1,684 SH
28 DIREXION SHARES ETF TRUST SOXL 25459W458 $386.7K 0.89% 2,615 SH
29 LEGENCE CORP LGN 52476L109 $376.2K 0.87% 7,008 SH
30 BRIDGEBIO PHARMA INC BBIO 10806X102 $372.4K 0.86% 5,660 SH
31 DAVITA INC DVA 23918K108 $362.1K 0.83% 2,070 SH
32 ERIE INDTY CO ERIE 29530P102 $347.1K 0.80% 1,584 SH
33 ISHARES TR ESGU 46435G425 $346.3K 0.80% 2,076 SH
34 DOORDASH INC DASH 25809K105 $346.2K 0.80% 1,886 SH
35 BEL FUSE INC BELFB 077347300 $332.5K 0.77% 1,362 SH
36 ISHARES TR IEF 464287440 $325.4K 0.75% 3,644 SH
37 IMMUNOVANT INC IMVT 45258J102 $323.1K 0.74% 9,566 SH
38 10X GENOMICS INC TXG 88025U109 $314.7K 0.72% 3,483 SH
39 SELECT SECTOR SPDR TR XLK 81369Y803 $296.8K 0.68% 1,516 SH
40 FAIR ISAAC CORP FICO 303250104 $296.2K 0.68% 500 SH
41 STRUCTURE THERAPEUTICS INC GPCR 86366E106 $289.0K 0.67% 9,243 SH
42 LAM RESEARCH CORP LRCX 512807306 $286.8K 0.66% 873 SH
43 STRATEGY INC STRK 594972887 $284.3K 0.65% 3,833 SH
44 ROCKET LAB CORP RKLB 773121108 $284.1K 0.65% 4,077 SH
45 CARIS LIFE SCIENCES INC CAI 142152107 $282.4K 0.65% 9,220 SH
46 SPDR SERIES TRUST SPYG 78464A409 $280.5K 0.65% 2,279 SH
47 NVIDIA CORPORATION NVDA 67066G104 $273.4K 0.63% 1,197 SH
48 BOK FINL CORP BOKF 05561Q201 $273.1K 0.63% 2,161 SH
49 IQVIA HLDGS INC IQV 46266C105 $263.5K 0.61% 980 SH
50 INVESCO EXCH TRADED FD TR II PIZ 46138E875 $261.4K 0.60% 4,929 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-11-09 $43.4M 144 0001420506-26-002533
2026-06-30 2026-08-05 $92.6M 146 0001420506-26-001413
2026-03-31 2026-04-21 $50.7M 122 0001420506-26-000688
2025-12-31 2026-02-04 $48.6M 87 0001420506-26-000162
Filer Information
Address
105 WEST HURON AVENUE
SUITE 205
FOLLY BEACH, SC 29439
Phone
(843) 588-5169
Filing Manager
Ground Swell Capital, LLC
FOLLY BEACH, SC
Signatory
Joey Foxhall
Chief Compliance Officer