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Regal Investment Advisors LLC — 13F Holdings & Portfolio

CIK 1559789 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Regal Investment Advisors LLC manages $1.92B in 13F-reported U.S. long-equity assets across 647 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (6.57%), QQQ (2.18%), AAPL (1.89%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 46 new positions and exited 52; 339 existing positions rose in reported value and 128 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.92B

Long-equity book

Holdings
647

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+46 / −52 / ↑339 / ↓128

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV6.6% · +25%QQQ2.2% · +4%AAPL1.9% · -1%SPY1.9% · +2%IUSB1.7% · +42%SCHD1.5% · -0%LQD1.4% · +4%NVDA1.4% · +3%FTCS1.4% · +5%VUG1.4% · +483%IVW1.2% · +1%MSFT1.2% · +2%VEA1.2% · +1%DYNF1.0% · +4%IJR1.0% · +2%IVE0.9% · -15%ABBV0.9% · -4%JNJ0.9% · -6%VTI0.9% · +7%IEFA0.8% · -2%IEMG0.8% · -27%PWB0.8% · +0%VWO0.8% · +3%VYMI0.7% · -4%FV0.7% · -0%VIG0.7% · -5%MTUM0.7% · -4%BUFR0.6% · +6%GSLC0.6% · +1%MUB0.6% · +3%EFG0.6% · +9%VOO0.6% · +3%PWV0.6% · +4%GOVT0.6% · +14%AMZN0.6% · +11%MO0.5% · -1%BAI0.5% · -20%PG0.5% · -4%CVX0.5% · -4%PRFZ0.5% · +3%EEM0.5% · -3%VOE0.5% · -0%XLK0.5% · -11%EMR0.5% · -5%VZ0.5% · -3%IBM0.5% · -5%PFE0.5% · -2%VOT0.5% · +1%WMT0.5% · -4%GOOGL0.4% · +1%MBB0.4% · +16%GTO0.4% · +6%SPYM0.4% · -2%BSV0.4% · +2%BDYN0.4% · +12%KO0.4% · -5%BLCR0.4% · +15%EFV0.4% · -51%AGG0.4% · +6%MDT0.4% · -5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 21.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 18, 2026.

Assets Under Management
$2.88B
Discretionary
$2.45B
Employees
131
Accounts
13,473
Address
2687 44TH STREET SE
KENTWOOD, MI 49512
Phone
(616) 224-2204
Website
This firm reports 5 disclosure items on its registration.
Name Title / Status Ownership Type
BEST, WILLIAM, SAMUEL ControlCHIEF OPERATING OFFICER
since May 2016
Less than 5%Individual
KAILUNAS, JOHN, ANTHONY ControlCEO
since Jan 2000
Less than 5%Individual
REGAL HOLDINGS OF AMERICA, LLC ControlHOLDING COMPANY
since Dec 2025
75% or moreDomestic Entity
Bonnington, Thomas, JackCHIEF COMPLIANCE OFFICER
since Apr 2023
Less than 5%Individual
CARLSON, DONALD, NATEEXECUTIVE VICE PRESIDENT
since Jun 2012
Less than 5%Individual
KAILUNAS, JOHN, ANTHONY Control
Indirect owner via REGAL HOLDINGS OF AMERICA, LLC
MEMBER
since Jul 2012
75% or moreIndividual
Ownership & leadership changes · 10 filings with changes since Mar 9, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 30, 2026 filing
  • No longer listedYARCH, BRIAN, DALE · MANAGING MEMBER · 10–25% · control person · listed since Jan 2000
  • AddedKAILUNAS, JOHN, ANTHONY · MEMBER · 75% or more · indirect via REGAL HOLDINGS OF AMERICA, LLC · control person
  • AddedREGAL HOLDINGS OF AMERICA, LLC · HOLDING COMPANY · 75% or more · control person
  • ChangedKAILUNAS, JOHN, ANTHONY · title MANAGING MEMBER AND CEO → CEO; ownership 75% or more → Less than 5%
Mar 28, 2024 filing
  • AddedBEST, WILLIAM, SAMUEL · CHIEF OPERATING OFFICER · Less than 5% · control person
Apr 28, 2023 filing
  • No longer listedWESTIN, BENJAMIN, ERIC · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jan 2023
  • AddedBonnington, Thomas, Jack · CHIEF COMPLIANCE OFFICER · Less than 5%
Jan 4, 2023 filing
  • No longer listedDeangelis, Mark, Joseph · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jul 2022
  • AddedWESTIN, BENJAMIN, ERIC · CHIEF COMPLIANCE OFFICER · Less than 5%
Jul 10, 2022 filing
  • No longer listedCZIZEK, ANNE, CHRISTINE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2021
  • AddedDeangelis, Mark, Joseph · CHIEF COMPLIANCE OFFICER · Less than 5%
Jul 1, 2021 filing
  • AddedCZIZEK, ANNE, CHRISTINE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedYARCH, BRIAN, DALE · title MANAGING MEMBER, CHIEF COMPLIANCE OFFICER → MANAGING MEMBER
Mar 30, 2020 filing
  • No longer listedTASSONI, JAMES, CARROLL · CHIEF INVESTMENT OFFICER · Less than 5% · listed since Mar 2014
  • ChangedYARCH, BRIAN, DALE · title MANAGING MEMBER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER → MANAGING MEMBER, CHIEF COMPLIANCE OFFICER
Aug 10, 2016 filing
  • ChangedKAILUNAS, JOHN, ANTHONY · title MANAGING MEMBER AND PRESIDENT → MANAGING MEMBER AND CEO
Mar 11, 2014 filing
  • No longer listedTAUNT, JOSEPH, LAWRENCE · CHIEF INVESTMENT OFFICER · Less than 5% · listed since Jan 2000
  • AddedTASSONI, JAMES, CARROLL · CHIEF INVESTMENT OFFICER · Less than 5%
Jun 29, 2012 filing
  • AddedCARLSON, DONALD, NATE · EXECUTIVE VICE PRESIDENT · Less than 5%
  • ChangedKAILUNAS, JOHN, ANTHONY · title PRESIDENT, COO → MANAGING MEMBER AND PRESIDENT; ownership 50–75% → 75% or more
  • ChangedTAUNT, JOSEPH, LAWRENCE · title MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/CFO → CHIEF INVESTMENT OFFICER; ownership 50–75% → Less than 5%; no longer a control person
  • ChangedYARCH, BRIAN, DALE · title VICE PRESIDENT, OPERATIONS → MANAGING MEMBER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER; ownership Less than 5% → 10–25%; now a control person
Older changes (1 more filing)
Mar 9, 2012 filing (earliest on record)
  • ListedKAILUNAS, JOHN, ANTHONY · PRESIDENT, COO · 50–75% · control person
  • ListedTAUNT, JOSEPH, LAWRENCE · MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/CFO · 50–75% · control person
  • ListedYARCH, BRIAN, DALE · VICE PRESIDENT, OPERATIONS · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 339 →

Top Trims

Show all 128 →

New Positions

Show all 46 →

Exited Positions

Show all 52 →

Regal Investment Advisors LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $126.4M 6.57% 168,826 SH
2 INVESCO QQQ TR QQQ 46090E103 $42.0M 2.18% 57,047 SH
3 APPLE INC AAPL 037833100 $36.4M 1.89% 125,654 SH
4 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $35.8M 1.86% 47,879 SH
5 ISHARES TR IUSB 46434V613 $32.3M 1.68% 699,010 SH
6 SCHWAB STRATEGIC TR SCHD 808524797 $28.7M 1.49% 906,142 SH
7 ISHARES TR LQD 464287242 $27.8M 1.45% 255,073 SH
8 NVIDIA CORPORATION NVDA 67066G104 $27.4M 1.42% 136,901 SH
9 FIRST TR EXCHANGE-TRADED FD FTCS 33733E104 $26.7M 1.39% 284,367 SH
10 VANGUARD INDEX FDS VUG 922908736 $26.5M 1.38% 307,894 SH
11 ISHARES TR IVW 464287309 $23.5M 1.22% 170,924 SH
12 MICROSOFT CORP MSFT 594918104 $22.8M 1.19% 61,204 SH
13 VANGUARD TAX-MANAGED FDS VEA 921943858 $22.5M 1.17% 315,638 SH
14 BLACKROCK ETF TRUST DYNF 09290C103 $20.2M 1.05% 296,824 SH
15 ISHARES TR IJR 464287804 $18.5M 0.96% 124,445 SH
16 ISHARES TR IVE 464287408 $18.3M 0.95% 80,376 SH
17 ABBVIE INC ABBV 00287Y109 $17.4M 0.91% 69,318 SH
18 JOHNSON & JOHNSON JNJ 478160104 $16.6M 0.86% 65,349 SH
19 VANGUARD INDEX FDS VTI 922908769 $16.5M 0.86% 44,510 SH
20 ISHARES TR IEFA 46432F842 $15.8M 0.82% 163,424 SH
21 ISHARES INC IEMG 46434G103 $15.3M 0.80% 185,137 SH
22 INVESCO EXCHANGE TRADED FD T PWB 46137V746 $14.7M 0.76% 87,023 SH
23 VANGUARD INTL EQUITY INDEX F VWO 922042858 $14.6M 0.76% 244,178 SH
24 VANGUARD WHITEHALL FDS VYMI 921946794 $14.4M 0.75% 146,556 SH
25 FIRST TR EXCHANGE TRADED FD FV 33738R605 $13.2M 0.68% 173,447 SH
26 VANGUARD SPECIALIZED FUNDS VIG 921908844 $12.9M 0.67% 54,452 SH
27 ISHARES TR MTUM 46432F396 $12.6M 0.65% 36,766 SH
28 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $12.3M 0.64% 335,642 SH
29 GOLDMAN SACHS ETF TR GSLC 381430503 $11.7M 0.61% 82,281 SH
30 ISHARES TR MUB 464288414 $11.5M 0.60% 106,890 SH
31 ISHARES TR EFG 464288885 $11.1M 0.58% 89,583 SH
32 VANGUARD INDEX FDS VOO 922908363 $11.0M 0.57% 16,017 SH
33 INVESCO EXCHANGE TRADED FD T PWV 46137V738 $10.8M 0.56% 142,748 SH
34 ISHARES TR GOVT 46429B267 $10.7M 0.56% 471,560 SH
35 AMAZON COM INC AMZN 023135106 $10.7M 0.55% 44,748 SH
36 ALTRIA GROUP INC MO 02209S103 $10.6M 0.55% 146,676 SH
37 BLACKROCK ETF TRUST BAI 09290C780 $10.4M 0.54% 197,643 SH
38 PROCTER & GAMBLE CO PG 742718109 $10.4M 0.54% 70,664 SH
39 CHEVRON CORPORATION CVX 166764100 $10.3M 0.54% 62,380 SH
40 INVESCO EXCHANGE TRADED FD T PRFZ 46137V597 $10.0M 0.52% 179,531 SH
41 ISHARES TR EEM 464287234 $9.9M 0.51% 144,108 SH
42 VANGUARD INDEX FDS VOE 922908512 $9.8M 0.51% 49,374 SH
43 SELECT SECTOR SPDR TR XLK 81369Y803 $9.8M 0.51% 51,191 SH
44 EMERSON ELEC CO EMR 291011104 $9.5M 0.50% 66,586 SH
45 VERIZON COMMUNICATIONS INC VZ 92343V104 $9.3M 0.48% 220,491 SH
46 INTERNATIONAL BUSINESS MACHS IBM 459200101 $9.2M 0.48% 32,809 SH
47 PFIZER INC PFE 717081103 $9.1M 0.47% 378,806 SH
48 VANGUARD INDEX FDS VOT 922908538 $8.8M 0.46% 28,634 SH
49 WALMART INC WMT 931142103 $8.7M 0.45% 76,908 SH
50 ALPHABET INC GOOGL 02079K305 $8.6M 0.45% 24,021 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $1.92B 647 0001559789-26-000004
2026-03-31 2026-05-14 $1.73B 653 0001559789-26-000003
2025-12-31 2026-02-17 $1.67B 584 0001559789-26-000002
2025-09-30 2025-11-13 $1.54B 516 0001559789-25-000007
Filer Information
Address
2687 44TH STREET SE
KENTWOOD, MI 49512
Phone
(616) 224-2204
Filing Manager
Regal Investment Advisors LLC
KENTWOOD, MI
Signatory
Thomas Bonnington
CCO