Regal Investment Advisors LLC — 13F Holdings & Portfolio
CIK 1559789 · latest 13F-HR filed 2026-05-14
Regal Investment Advisors LLC manages $1.73B in 13F-reported U.S. long-equity assets across 653 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are IVV (5.10%), AAPL (1.86%), QQQ (1.83%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 97 new positions, exited 28, added to 211, and trimmed 175.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$1.73B
Long-equity book
653
Distinct positions
2026-03-31
Filed 2026-05-14
+97 / −28 / ↑211 / ↓175
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$8.3M +945.5%
- ISHARES TR$5.8M +161.1%
- PROSHARES TR II$5.0M +755.1%
- CHEVRON CORPORATION$4.2M +45.1%
- EXXON MOBIL CORP$3.5M +66.4%
Top Trims
- ISHARES TR-$13.6M -78.8%
- MICROSOFT CORP-$4.1M -15.4%
- ISHARES TR-$3.4M -91.8%
- MICRON TECHNOLOGY INC-$3.3M -74.4%
- BLACKROCK ETF TRUST-$3.3M -16.5%
New Positions
- BLACKROCK ETF TRUST$5.7M
- BLACKROCK ETF TRUST$5.6M
- ZOOM COMMUNICATIONS INC$2.2M
- ISHARES TR$1.7M
- NEOS ETF TRUST$1.6M
Exited Positions
- GLOBAL X FDS$1.6M
- ISHARES TR$1.3M
- INTUIT$925.6K
- CYBERARK SOFTWARE LTD$834.6K
- COPART INC$828.7K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $88.4M | 5.10% | 135,286 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $32.3M | 1.86% | 127,198 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $31.7M | 1.83% | 54,916 | SH |
| 4 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $30.4M | 1.75% | 46,742 | SH |
| 5 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $27.9M | 1.61% | 908,819 | SH |
| 6 | ISHARES TR | LQD | 464287242 | $26.7M | 1.54% | 244,646 | SH |
| 7 | FIRST TR EXCHANGE-TRADED FD | FTCS | 33733E104 | $25.2M | 1.46% | 271,862 | SH |
| 8 | NVIDIA CORPORATION | NVDA | 67066G104 | $23.2M | 1.34% | 133,066 | SH |
| 9 | VANGUARD INDEX FDS | VUG | 922908736 | $23.1M | 1.33% | 52,839 | SH |
| 10 | ISHARES TR | IUSB | 46434V613 | $22.8M | 1.31% | 492,806 | SH |
| 11 | MICROSOFT CORP | MSFT | 594918104 | $22.3M | 1.29% | 60,289 | SH |
| 12 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $20.1M | 1.16% | 312,947 | SH |
| 13 | ISHARES TR | IVE | 464287408 | $20.0M | 1.16% | 94,899 | SH |
| 14 | ISHARES TR | IVW | 464287309 | $19.1M | 1.10% | 168,925 | SH |
| 15 | ISHARES INC | IEMG | 46434G103 | $17.7M | 1.02% | 253,252 | SH |
| 16 | JOHNSON & JOHNSON | JNJ | 478160104 | $16.9M | 0.98% | 69,190 | SH |
| 17 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $16.6M | 0.96% | 285,180 | SH |
| 18 | ABBVIE INC | ABBV | 00287Y109 | $15.6M | 0.90% | 71,921 | SH |
| 19 | ISHARES TR | IJR | 464287804 | $15.2M | 0.88% | 122,203 | SH |
| 20 | ISHARES TR | EFV | 464288877 | $15.1M | 0.87% | 203,162 | SH |
| 21 | ISHARES TR | IEFA | 46432F842 | $15.0M | 0.87% | 165,885 | SH |
| 22 | VANGUARD WHITEHALL FDS | VYMI | 921946794 | $14.3M | 0.83% | 151,870 | SH |
| 23 | CHEVRON CORPORATION | CVX | 166764100 | $13.5M | 0.78% | 65,106 | SH |
| 24 | VANGUARD INDEX FDS | VTI | 922908769 | $13.3M | 0.77% | 41,589 | SH |
| 25 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $12.8M | 0.74% | 236,054 | SH |
| 26 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $12.4M | 0.71% | 57,460 | SH |
| 27 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $11.4M | 0.66% | 227,786 | SH |
| 28 | ISHARES TR | MUB | 464288414 | $11.0M | 0.64% | 103,778 | SH |
| 29 | INVESCO EXCHANGE TRADED FD T | PWB | 46137V746 | $10.9M | 0.63% | 86,807 | SH |
| 30 | PFIZER INC | PFE | 717081103 | $10.9M | 0.63% | 387,317 | SH |
| 31 | PROCTER & GAMBLE CO | PG | 742718109 | $10.7M | 0.62% | 73,903 | SH |
| 32 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $10.7M | 0.62% | 315,475 | SH |
| 33 | FIRST TR EXCHANGE TRADED FD | FV | 33738R605 | $10.5M | 0.61% | 173,870 | SH |
| 34 | AT&T INC | T | 00206R102 | $10.4M | 0.60% | 359,834 | SH |
| 35 | GOLDMAN SACHS ETF TR | GSLC | 381430503 | $10.2M | 0.59% | 81,641 | SH |
| 36 | WALMART INC | WMT | 931142103 | $10.0M | 0.58% | 80,203 | SH |
| 37 | ISHARES TR | QUAL | 46432F339 | $9.9M | 0.57% | 51,549 | SH |
| 38 | ALTRIA GROUP INC | MO | 02209S103 | $9.8M | 0.57% | 148,761 | SH |
| 39 | INVESCO EXCHANGE TRADED FD T | PWV | 46137V738 | $9.6M | 0.55% | 137,150 | SH |
| 40 | ISHARES TR | GOVT | 46429B267 | $9.5M | 0.55% | 413,334 | SH |
| 41 | VANGUARD INDEX FDS | VOO | 922908363 | $9.3M | 0.54% | 15,523 | SH |
| 42 | ISHARES TR | MTUM | 46432F396 | $9.2M | 0.53% | 38,459 | SH |
| 43 | EMERSON ELEC CO | EMR | 291011104 | $9.2M | 0.53% | 70,041 | SH |
| 44 | ISHARES TR | EFG | 464288885 | $9.2M | 0.53% | 82,172 | SH |
| 45 | VANGUARD INDEX FDS | VOE | 922908512 | $9.1M | 0.53% | 49,413 | SH |
| 46 | EXXON MOBIL CORP | XOM | 30231G102 | $8.9M | 0.51% | 52,204 | SH |
| 47 | MEDTRONIC PLC | MDT | G5960L103 | $8.8M | 0.51% | 101,511 | SH |
| 48 | ISHARES TR | EEM | 464287234 | $8.4M | 0.49% | 148,044 | SH |
| 49 | AMAZON COM INC | AMZN | 023135106 | $8.4M | 0.48% | 40,300 | SH |
| 50 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $8.4M | 0.48% | 34,581 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $1.73B | 653 | 0001559789-26-000003 |
| 2025-12-31 | 2026-02-17 | $1.67B | 584 | 0001559789-26-000002 |
| 2025-09-30 | 2025-11-13 | $1.54B | 516 | 0001559789-25-000007 |