Top Institutional Investors

Risk Paradigm Group, LLC — 13F Holdings & Portfolio

CIK 1569886 · latest 13F-HR filed 2026-08-05

Backtest portfolio

Risk Paradigm Group, LLC manages $127.5M in 13F-reported U.S. long-equity assets across 57 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IEF (5.91%), IHY (5.58%), PFF (5.36%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 1 new position and exited 3; 39 existing positions rose in reported value and 5 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$127.5M

Long-equity book

Holdings
57

Distinct positions

Period
2026-06-30

Filed 2026-08-05

Q/Q Activity
+1 / −3 / ↑39 / ↓5

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IEF5.9% · +9%IHY5.6% · -18%PFF5.4% · +10%RWX4.5% · +115%AMJB4.1% · +34%IWN4.0% · +1%ITA3.4% · +7%EWX3.3% · +1%XBI2.7% · +6%XLI2.6% · +17%XLV2.6% · +19%XLK2.5% · -12%XLC2.5% · +14%XLF2.5% · +14%JETS2.5% · +8%XLB2.5% · +20%XLU2.4% · +16%SRLN2.4% · +12%XLRE2.4% · +11%EWZS2.4% · +10%IWM2.4% · +6%XLY2.4% · +11%XLP2.4% · +18%SILJ2.4% · +4%SLV2.2% · +1%XME2.0% · +6%EEM1.9% · -1%EFV1.7% · +1%IWO1.6% · -1%DBB1.6% · -2%IWF1.5% · +300%EMQQ1.5% · +14%SCZ1.4% · -0%TLT1.0% · -36%COPX0.9% · +8%FPA0.7% · -2%FEP0.6% · -2%KWEB0.4% · +1%VRP0.3% · +6%FXL0.3% · -11%FXR0.3% · +16%FXH0.3% · +9%FXO0.3% · +10%FXD0.3% · +16%FXG0.3% · +20%FRI0.3% · +4%FXU0.3% · +11%FXZ0.3% · +5%FEX0.3% · -2%EMLP0.3% · -2%GLD0.2% · newPCY0.2% · -2%IBND0.2% · -1%HYG0.2% · -2%FPE0.2% · -2%BWX0.2% · -1%LQD0.2% · -2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 41.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 31, 2026.

Assets Under Management
$115.6M
Discretionary
$115.6M
Employees
7
Accounts
488
Address
25 BURLINGTON MALL ROAD
SUITE 404
BURLINGTON, MA 01803
Phone
(866) 726-5150
Website
This firm reports 3 disclosure items on its registration.
Name Title / Status Ownership Type
DICKSON, MAURA ControlCHIEF COMPLIANCE OFFICER
since Jan 2026
Less than 5%Individual
DUBE, MARIANN ControlCHIEF ADMINISTRATIVE OFFICER
since Apr 2013
Less than 5%Individual
GATTI, DAVID, MICHAEL ControlCHIEF EXECUTIVE OFFICER
since Sep 2011
Less than 5%Individual
MCCAULEY, ROBERT, DUFF ControlCHIEF FINANCIAL OFFICER
since Apr 2013
Less than 5%Individual
RISK PARADIGM GROUP HOLDINGS, LLC ControlHOLDING COMPANY
since Sep 2011
75% or moreDomestic Entity
GATTI, DAVID, MICHAEL Control
Indirect owner via RISK PARADIGM GROUP HOLDINGS, LLC
CHIEF EXECUTIVE OFFICER, FOUNDING PARTNER
since Sep 2011
50–75%Individual
Ownership & leadership changes · 14 filings with changes since Mar 30, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • AddedDICKSON, MAURA · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedMCCAULEY, ROBERT, DUFF · title CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER → CHIEF FINANCIAL OFFICER
Oct 7, 2022 filing
  • No longer listedJENSEN, CHRISTOPHER, STEPHEN · MEMBER · Less than 5% · listed since Sep 2011
  • No longer listedMAGINNIS, HUGH, PATRICK · MEMBER · Less than 5% · listed since Sep 2011
  • No longer listedMCGINTY, JASON, ALLEN · MEMBER · Less than 5% · control person · listed since Sep 2011
  • No longer listedREINKING, MARK, BOYD · MEMBER · Less than 5% · listed since Sep 2011
Mar 20, 2022 filing
  • No longer listedLAMB, BRANDON, LEIGH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2015
  • ChangedMCCAULEY, ROBERT, DUFF · title CHIEF FINANCIAL OFFICER → CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER
Apr 24, 2020 filing
  • No longer listedMAGINNIS, HUGH, PATRICK · MEMBER · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · listed since Sep 2011
  • No longer listedMCGINTY, JASON, ALLEN · FOUNDING PARTNER · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person · listed since Sep 2011
  • ChangedMCGINTY, JASON, ALLEN · title FOUNDING PARTNER → MEMBER
Mar 29, 2019 filing
  • ChangedMAGINNIS, HUGH, PATRICK · indirect via RISK PARADIGM GROUP HOLDINGS, LLC: title PARTNER → MEMBER; no longer a control person
  • ChangedMAGINNIS, HUGH, PATRICK · title PARTNER → MEMBER; no longer a control person
Mar 29, 2018 filing
  • No longer listedKIEFER, SAMUEL, MCMANUS · PARTNER · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person · listed since Feb 2012
  • No longer listedKIEFER, SAMUEL, MCMANUS · PARTNER · Less than 5% · control person · listed since Feb 2012
  • ChangedRISK PARADIGM GROUP HOLDINGS, LLC · title 45-2703234 → HOLDING COMPANY
May 26, 2017 filing
  • No longer listedJENSEN, CHRISTOPHER, STEPHEN · INVESTOR · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person · listed since Sep 2011
  • No longer listedREINKING, ADAM, B · PARTNER · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person · listed since Sep 2011
  • No longer listedREINKING, MARK, BOYD · PARTNER · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person · listed since Sep 2011
  • AddedDUBE, MARIANN · CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person
  • AddedKIEFER, SAMUEL, MCMANUS · PARTNER · Less than 5% · control person
  • AddedMAGINNIS, HUGH, PATRICK · PARTNER · Less than 5% · control person
  • AddedMCCAULEY, ROBERT, DUFF · CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • Listed againJENSEN, CHRISTOPHER, STEPHEN · MEMBER · Less than 5%
  • Listed againMCGINTY, JASON, ALLEN · FOUNDING PARTNER · Less than 5% · control person
  • Listed againREINKING, MARK, BOYD · MEMBER · Less than 5%
  • ChangedGATTI, DAVID, MICHAEL · indirect via RISK PARADIGM GROUP HOLDINGS, LLC: title CHIEF EXECUTIVE OFFICER AND MEMBER → CHIEF EXECUTIVE OFFICER, FOUNDING PARTNER
  • ChangedMCGINTY, JASON, ALLEN · indirect via RISK PARADIGM GROUP HOLDINGS, LLC: title PARTNER → FOUNDING PARTNER
Mar 28, 2017 filing
  • No longer listedJENSEN, CHRISTOPHER, STEPHEN · INVESTOR · Less than 5% · listed since Oct 2010
  • ChangedJENSEN, CHRISTOPHER, STEPHEN · indirect via RISK PARADIGM GROUP HOLDINGS, LLC: title CHIEF OPERATING OFFICER AND MANAGING MEMBER → INVESTOR
Nov 18, 2016 filing
  • ChangedJENSEN, CHRISTOPHER, STEPHEN · title CHIEF OPERATING OFFICER → INVESTOR; no longer a control person
May 19, 2015 filing
  • AddedLAMB, BRANDON, LEIGH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedJENSEN, CHRISTOPHER, STEPHEN · title CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER
Older changes (5 more filings)
Nov 24, 2014 filing
  • ChangedJENSEN, CHRISTOPHER, STEPHEN · title CHIEF OPERATING OFFICER AND INTERIM CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER
Feb 5, 2014 filing
  • ChangedJENSEN, CHRISTOPHER, STEPHEN · title CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER AND INTERIM CHIEF COMPLIANCE OFFICER
Apr 12, 2012 filing
  • AddedKIEFER, SAMUEL, MCMANUS · PARTNER · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person
Apr 11, 2012 filing
  • No longer listedGATTI, DAVID, MICHAEL · MEMBER · 50–75% · indirect via IKNETICS CAPITAL PARTNERS, LLC · control person · listed since Jun 2008
  • No longer listedIKNETICS CAPITAL PARTNERS, LLC · MEMBER · 50–75% · control person · listed since Oct 2010
  • No longer listedJENSEN, CHRISTOPHER, STEPHEN · MEMBER · 50–75% · indirect via IKNETICS CAPITAL PARTNERS, LLC · control person · listed since Jun 2008
  • No longer listedMCGINTY, JASON, ALLEN · MANAGER · 25–50% · control person · listed since Oct 2010
  • No longer listedREINKING, MARK, BOYD · MANAGER · 25–50% · control person · listed since Oct 2010
  • AddedGATTI, DAVID, MICHAEL · CHIEF EXECUTIVE OFFICER AND MEMBER · 50–75% · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person
  • AddedGATTI, DAVID, MICHAEL · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
  • AddedJENSEN, CHRISTOPHER, STEPHEN · CHIEF OPERATING OFFICER AND MANAGING MEMBER · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person
  • AddedMAGINNIS, HUGH, PATRICK · PARTNER · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person
  • AddedMCGINTY, JASON, ALLEN · PARTNER · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person
  • AddedREINKING, ADAM, B · PARTNER · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person
  • AddedREINKING, MARK, BOYD · PARTNER · General partner, trustee or manager · indirect via RISK PARADIGM GROUP HOLDINGS, LLC · control person
  • AddedRISK PARADIGM GROUP HOLDINGS, LLC · 45-2703234 · 75% or more · control person
  • ChangedJENSEN, CHRISTOPHER, STEPHEN · title CHIEF COMPLIANCE OFFICER/MANAGER → CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER
Mar 30, 2012 filing (earliest on record)
  • ListedGATTI, DAVID, MICHAEL · MEMBER · 50–75% · indirect via IKNETICS CAPITAL PARTNERS, LLC · control person
  • ListedIKNETICS CAPITAL PARTNERS, LLC · MEMBER · 50–75% · control person
  • ListedJENSEN, CHRISTOPHER, STEPHEN · CHIEF COMPLIANCE OFFICER/MANAGER · Less than 5% · control person
  • ListedJENSEN, CHRISTOPHER, STEPHEN · MEMBER · 50–75% · indirect via IKNETICS CAPITAL PARTNERS, LLC · control person
  • ListedMCGINTY, JASON, ALLEN · MANAGER · 25–50% · control person
  • ListedREINKING, MARK, BOYD · MANAGER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Risk Paradigm Group, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES 7-10 YEAR TREASURY BOND ETF IEF 464287440 $7.5M 5.91% 79,693 SH
2 VanEck Vectors Intl Hi Yld Bd ETF IHY 92189F445 $7.1M 5.58% 328,675 SH
3 iShares US Preferred Stock PFF 464288687 $6.8M 5.36% 224,325 SH
4 SPDR Dow Jones International Real Estate ETF RWX 78463X863 $5.7M 4.48% 211,331 SH
5 JPMORGAN CHASE FINL CO LLC ALERIAN MLP I AMJB 48133Q309 $5.2M 4.07% 150,358 SH
6 iShares Russell 2000 Value Index Fund IWN 464287630 $5.1M 4.00% 23,082 SH
7 ISHARES TR US AER DEF ETF ITA 464288760 $4.4M 3.43% 18,058 SH
8 SPDR S&P Emerging Markets Small Cap ETF EWX 78463X756 $4.2M 3.33% 57,119 SH
9 SPDR S&P Biotech ETF XBI 78464A870 $3.4M 2.70% 21,755 SH
10 SECTOR SPDR TR SHS BEN INT INDUSTRIAL XLI 81369Y704 $3.3M 2.61% 17,954 SH
11 SELECT SECTOR SPDR TR HEALTH CARE FORMER XLV 81369Y209 $3.3M 2.57% 20,629 SH
12 Technology Select Sector SPDR ETF XLK 81369Y803 $3.2M 2.54% 17,028 SH
13 Select Sector Spdr Tr Communication XLC 81369Y852 $3.2M 2.53% 30,080 SH
14 SECTOR SPDR TR SHS BEN INT FINANCIAL XLF 81369Y605 $3.2M 2.51% 59,627 SH
15 ETF SER SOLUTIONS US GLB JETS JETS 26922A842 $3.2M 2.48% 95,130 SH
16 SELECT SECTOR SPDR TR SHS BEN INT MATERI XLB 81369Y100 $3.1M 2.46% 61,687 SH
17 SECTOR SPDR TR SHS BEN INT UTILITIES XLU 81369Y886 $3.1M 2.43% 68,450 SH
18 SPDR Blackstone / GSO Senior Loan ETF SRLN 78467V608 $3.1M 2.41% 76,243 SH
19 Real Estate Select Sector SPDR XLRE 81369Y860 $3.1M 2.41% 69,664 SH
20 iShares MSCI Brazil Small-Cap ETF EWZS 464289131 $3.1M 2.40% 235,728 SH
21 iShares Russell 2000 IWM 464287655 $3.1M 2.40% 10,168 SH
22 SELECT SECTOR SPDR TR CONSUMER DISCRETIO XLY 81369Y407 $3.0M 2.39% 25,952 SH
23 SECTOR SPDR TR SHS BEN INT CONSUMER STAP XLP 81369Y308 $3.0M 2.38% 36,542 SH
24 AMPLIFY ETF TR AMPLIFY JUNIOR S SILJ 032108649 $3.0M 2.36% 115,941 SH
25 ISHARES SILVER TR ISHARES SLV 46428Q109 $2.8M 2.16% 51,457 SH
26 SPDR S&P Metals and Mining ETF XME 78464A755 $2.6M 2.04% 24,383 SH
27 ISHARES MSCI EMERGING MARKETS ETF EEM 464287234 $2.4M 1.91% 35,689 SH
28 ISHARES TR EAFE VALUE ETF EFV 464288877 $2.2M 1.70% 28,272 SH
29 iShares Russell 2000 Growth Index Fund IWO 464287648 $2.1M 1.64% 5,309 SH
30 Invesco DB Base Metals Fund DBB 46140H700 $2.0M 1.58% 83,585 SH
31 iShares Russell 1000 Growth IWF 464287614 $1.9M 1.51% 15,477 SH
32 EMQQ Emerging Markets Intrnt & Ecmrc ETF EMQQ 301505889 $1.9M 1.48% 60,674 SH
33 iShares MSCI EAFE Small-Cap ETF SCZ 464288273 $1.8M 1.45% 22,462 SH
34 iShares 20 Plus Year Treasury Bond TLT 464287432 $1.3M 1.01% 14,887 SH
35 GLOBAL X FDS GLOBAL X COPPER COPX 37954Y830 $1.2M 0.92% 15,260 SH
36 FIRST TR EXCH TRADED ALPHADEX FD II ASIA FPA 33737J109 $954.7K 0.75% 17,838 SH
37 FIRST TR EXCH TRADED ALPHADEX FD II EURO FEP 33737J117 $796.0K 0.62% 13,952 SH
38 KraneShares CSI China Internet ETF KWEB 500767306 $473.5K 0.37% 19,350 SH
39 Invesco Variable Rate Preferred ETF VRP 46138G870 $444.2K 0.35% 18,273 SH
40 FIRST TR EXCHANGE TRADED FD II TECHNOLOG FXL 33734X176 $406.6K 0.32% 1,872 SH
41 FIRST TR EXCHANGE TRADED FD II INDLS PRO FXR 33734X150 $404.3K 0.32% 4,437 SH
42 FIRST TR EXCHANGE TRADED FD II HEALTH CA FXH 33734X143 $403.9K 0.32% 3,300 SH
43 FIRST TR EXCHANGE TRADED FD II FINANCIAL FXO 33734X135 $398.6K 0.31% 6,382 SH
44 FIRST TR EXCHANGE TRADED FD II CONSUMER FXD 33734X101 $398.5K 0.31% 5,762 SH
45 FIRST TR EXCHANGE TRADED FD II CONSUMER FXG 33734X119 $388.4K 0.30% 6,203 SH
46 FIRST TR S&P REIT INDEX FD FRI 33734G108 $386.4K 0.30% 12,191 SH
47 FIRST TR EXCHANGE TRADED FD II UTILS ALP FXU 33734X184 $384.2K 0.30% 7,786 SH
48 FIRST TR EXCHANGE TRADED FD II MATERIALS FXZ 33734X168 $377.8K 0.30% 4,756 SH
49 FIRST TR LARGE CAP CORE ALPHADEX FD COM FEX 33734K109 $358.9K 0.28% 2,566 SH
50 First Trust North Amer Engy InfrasETF EMLP 33738D101 $350.3K 0.27% 8,052 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-05 $127.5M 57 0001569886-26-000005
2026-03-31 2026-05-14 $117.2M 59 0001569886-26-000004
2025-12-31 2026-02-17 $103.9M 52 0001569886-26-000002
2018-12-31 2019-02-14 $41.1M 87 0001569886-19-000002
Filer Information
Address
25 BURLINGTON MALL RD
SUITE 404
BURLINGTON, MA 01803
Phone
(866) 726-5150
Filing Manager
Risk Paradigm Group, LLC
BURLINGTON, MA
Signatory
Maura Dickson
Chief Compliance Officer