1492 Capital Management LLC — 13F Holdings & Portfolio
CIK 1584087 · latest 13F-HR filed 2026-08-11
1492 Capital Management LLC manages $338.7M in 13F-reported U.S. long-equity assets across 133 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are MXL (5.15%), CRS (4.99%), ALHC (3.43%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 13 new positions and exited 10; 83 existing positions rose in reported value and 20 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$338.7M
Long-equity book
Holdings
133
Distinct positions
Period
2026-06-30
Filed 2026-08-11
Q/Q Activity
+13 / −10 / ↑83 / ↓20
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26MXL5.1% · -57%CRS5.0% · -6%ALHC3.4% · +50%AAOI3.3% · -39%STRL2.7% · -7%CPA2.6% · +7%ADPT2.4% · +36%ATI2.4% · -2%ADTN2.4% · -8%KALU2.3% · -10%LITE2.2% · -2%ZETA2.2% · -7%LNTH2.1% · +139%AXSM2.1% · +58%MTH2.1% · -8%TCBX2.1% · +31%JEF2.0% · +27%ASTH2.0% · -5%IMAX1.8% · -6%MGNI1.8% · -7%ICHR1.5% · -26%SF1.5% · -8%KURA1.5% · -4%HQY1.4% · -8%GVA1.3% · -11%AIOT1.3% · -6%PLOW1.3% · -11%GENI1.2% · -7%CBT1.2% · -8%AMKR1.1% · -11%INDI1.1% · -2%MHO1.0% · -2%AUB1.0% · -11%KBH0.9% · -13%SFNC0.9% · -11%NUAI0.9% · newARQT0.9% · -2%NVGS0.9% · -11%DT0.9% · -2%SGHC0.8% · newSHIM0.8% · +303%PEGA0.8% · -7%ARLO0.8% · +9%WSBC0.8% · -11%BROS0.7% · +69%PRIM0.7% · -11%GDYN0.7% · -7%FWRG0.6% · -2%VKTX0.6% · +35%MNKD0.6% · -12%INR0.6% · -10%PTRN0.6% · newHNGE0.6% · -33%FROG0.6% · -2%DKNG0.5% · -2%GXO0.5% · newAIR0.5% · -2%CRL0.5% · -2%DNLI0.5% · -2%NOVT0.5% · -2%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 31.7%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 30, 2026.
Assets Under Management
$274.6M
Discretionary
$274.6M
Employees
5
Accounts
98
Address
111 EAST WISCONSIN AVENUE
SUITE 1300
MILWAUKEE, WI 53202
SUITE 1300
MILWAUKEE, WI 53202
Phone
(414) 276-1492
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| FROHNA, JOSEPH, ANTHONY Control | MANAGING MEMBER since Sep 2008 | 25–50% | Individual |
| HAWTHORNE PARTNERS Control | MEMBER since Sep 2008 | 25–50% | Domestic Entity |
| STRACKA, TIMOTHY, TERRILL Control | MANAGING MEMBER since Sep 2008 | 10–25% | Individual |
| DALEY, KATHLEEN, A | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER since Jan 2022 | Less than 5% | Individual |
| FRANCE, ADAM, MICHAEL | MEMBER since Mar 2011 | Less than 5% | Individual |
| BLAIR OAK INVESTMENTS, LP Control Indirect owner via HAWTHORNE PARTNERS II | GENERAL PARTNER since Jan 2015 | 25–50% | Domestic Entity |
| HAWTHORNE PARTNERS II Control Indirect owner via HAWTHORNE WEALTH MANAGEMENT HOLDINGS, LLC | MANAGING MEMBER since Jan 2015 | 75% or more | Domestic Entity |
| HJP ACQUISITION L.P. Control Indirect owner via HAWTHORNE PARTNERS | GENERAL PARTNER since Feb 2012 | 75% or more | Domestic Entity |
| HJP ACQUISITION, LP Control Indirect owner via HAWTHORNE PARTNERS II | GENERAL PARTNER since Jan 2015 | 75% or more | Domestic Entity |
| POSNER, HENRY Control Indirect owner via HJP ACQUISITION, L.P. | LIMITED PARTNER since Feb 2012 | 25–50% | Individual |
| POSNER, HENRY Control Indirect owner via HJP 2011, LLC | MEMBER since Oct 2011 | 25–50% | Individual |
| POSNER, JAMES Control Indirect owner via HJP ACQUISITION, L.P. | LIMITED PARTNER since Feb 2012 | 25–50% | Individual |
| POSNER, JAMES Control Indirect owner via HJP 2011, LLC | MEMBER since Oct 2011 | 25–50% | Individual |
| POSNER, PAUL Control Indirect owner via HJP ACQUISITION, L.P. | LIMITED PARTNER since Feb 2012 | 25–50% | Individual |
| POSNER, PAUL Control Indirect owner via HJP 2011, LLC | MEMBER since Oct 2011 | 25–50% | Individual |
| ROSETTA CAPITAL PARTNERS LP Control Indirect owner via HAWTHORNE PARTNERS | GENERAL PARTNER since Aug 2001 | 25–50% | Domestic Entity |
| WRIGHT, THOMAS, D Control Indirect owner via ROSETTA CAPITAL LP | LIMITED PARTNER since Aug 2001 | 50–75% | Individual |
| WRIGHT, THOMAS, D Control Indirect owner via ROSETTA CAPITAL LLC | MEMBER since Jun 2001 | 50–75% | Individual |
| HJP 2011, LLC Indirect owner via HJP ACQUISITION, L.P. | GENERAL PARTNER since Feb 2012 | General partner, trustee or manager | Domestic Entity |
| ROSETTA CAPITAL LLC Indirect owner via ROSETTA CAPITAL LP | GENERAL PARTNER since Jun 2001 | General partner, trustee or manager | Domestic Entity |
Ownership & leadership changes · 9 filings with changes since Jan 20, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 30, 2022 filing
- No longer listedFROHNA, NANCY, ELAIN · CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since May 2013
- No longer listedHATHAWAY, DUC, RODNEY · MANAGING MEMBER · Less than 5% · listed since Mar 2011
- AddedDALEY, KATHLEEN, A · CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER · Less than 5%
Mar 29, 2016 filing
- No longer listedDAMRON, ROBERT, CARL · MEMBER · 5–10% · listed since Mar 2011
Mar 27, 2015 filing
- AddedBLAIR OAK INVESTMENTS, LP · GENERAL PARTNER · 25–50% · indirect via HAWTHORNE PARTNERS II · control person
- AddedHAWTHORNE PARTNERS II · MANAGING MEMBER · 75% or more · indirect via HAWTHORNE WEALTH MANAGEMENT HOLDINGS, LLC · control person
- AddedHJP ACQUISITION, LP · GENERAL PARTNER · 75% or more · indirect via HAWTHORNE PARTNERS II · control person
Mar 31, 2014 filing
- No longer listedROSETTA CAPITAL LP · GENERAL PARTNER · 25–50% · indirect via HAWTHORNE PARTNERS · control person · listed since Aug 2001
- AddedROSETTA CAPITAL PARTNERS LP · GENERAL PARTNER · 25–50% · indirect via HAWTHORNE PARTNERS · control person
Jun 7, 2013 filing
- No longer listedNGUYEN, LY, KHANH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2011
- ChangedFROHNA, NANCY, ELAIN · title CHIEF OPERATIONS OFFICER → CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER
Apr 1, 2013 filing
- No longer listedPOSNER, ESTATE OF HENRY JR. · GENERAL PARTNER · 75% or more · indirect via HAWTHORNE PARTNERS · control person · listed since Sep 1995
- AddedHJP 2011, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via HJP ACQUISITION, L.P.
- AddedHJP ACQUISITION L.P. · GENERAL PARTNER · 75% or more · indirect via HAWTHORNE PARTNERS · control person
- AddedPOSNER, HENRY · LIMITED PARTNER · 25–50% · indirect via HJP ACQUISITION, L.P. · control person
- AddedPOSNER, HENRY · MEMBER · 25–50% · indirect via HJP 2011, LLC · control person
- AddedPOSNER, JAMES · LIMITED PARTNER · 25–50% · indirect via HJP ACQUISITION, L.P. · control person
- AddedPOSNER, JAMES · MEMBER · 25–50% · indirect via HJP 2011, LLC · control person
- AddedPOSNER, PAUL · LIMITED PARTNER · 25–50% · indirect via HJP ACQUISITION, L.P. · control person
- AddedPOSNER, PAUL · MEMBER · 25–50% · indirect via HJP 2011, LLC · control person
May 8, 2012 filing
- ChangedFROHNA, JOSEPH, ANTHONY · ownership 50–75% → 25–50%
Mar 15, 2012 filing
- ChangedHATHAWAY, DUC, RODNEY · title MEMBER → MANAGING MEMBER
Feb 2, 2012 filing
- AddedDAMRON, ROBERT, CARL · MEMBER · 5–10%
- AddedFRANCE, ADAM, MICHAEL · MEMBER · Less than 5%
- AddedHATHAWAY, DUC, RODNEY · MEMBER · Less than 5%
Jan 20, 2012 filing (earliest on record)
- ListedFROHNA, JOSEPH, ANTHONY · MANAGING MEMBER · 50–75% · control person
- ListedFROHNA, NANCY, ELAIN · CHIEF OPERATIONS OFFICER · Less than 5% · control person
- ListedHAWTHORNE PARTNERS · MEMBER · 25–50% · control person
- ListedNGUYEN, LY, KHANH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedPOSNER, ESTATE OF HENRY JR. · GENERAL PARTNER · 75% or more · indirect via HAWTHORNE PARTNERS · control person
- ListedROSETTA CAPITAL LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via ROSETTA CAPITAL LP
- ListedROSETTA CAPITAL LP · GENERAL PARTNER · 25–50% · indirect via HAWTHORNE PARTNERS · control person
- ListedSTRACKA, TIMOTHY, TERRILL · MANAGING MEMBER · 10–25% · control person
- ListedWRIGHT, THOMAS, D · LIMITED PARTNER · 50–75% · indirect via ROSETTA CAPITAL LP · control person
- ListedWRIGHT, THOMAS, D · MEMBER · 50–75% · indirect via ROSETTA CAPITAL LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MAXLINEAR INC$11.9M +216.4%
- ALIGNMENT HEALTHCARE INC$5.9M +103.3%
- CARPENTER TECHNOLOGY CORP$5.4M +47.1%
- LANTHEUS HLDGS INC$5.2M +249.0%
- STERLING INFRASTRUCTURE INC$4.3M +90.9%
Top Trims
- ISHARES TR-$2.3M -58.1%
- NPK INTERNATIONAL INC-$2.0M -77.2%
- PRIMORIS SVCS CORP-$1.5M -38.3%
- PEGASYSTEMS INC-$1.4M -34.2%
- INFINITY NAT RES INC-$1.1M -35.5%
New Positions
- NEW ERA ENERGY & DIGITAL INC$3.2M
- SUPER GROUP SGHC LIMITED$2.9M
- PATTERN GROUP INC$1.9M
- GXO LOGISTICS INCORPORATED$1.8M
- SYNDAX PHARMACEUTICALS INC$1.5M
Exited Positions
- PERMIAN RESOURCES CORP$3.7M
- SPORTRADAR GROUP AG$2.0M
- PAYONEER GLOBAL INC$1.9M
- QUICKLOGIC CORP$1.4M
- CHEESECAKE FACTORY INC$1.1M
1492 Capital Management LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | MAXLINEAR INC | MXL | 57776J100 | $17.4M | 5.15% | 136,174 | SH |
| 2 | CARPENTER TECHNOLOGY CORP | CRS | 144285103 | $16.9M | 4.99% | 27,425 | SH |
| 3 | ALIGNMENT HEALTHCARE INC | ALHC | 01625V104 | $11.6M | 3.43% | 487,369 | SH |
| 4 | APPLIED OPTOELECTRONICS INC | AAOI | 03823U102 | $11.3M | 3.34% | 76,405 | SH |
| 5 | STERLING INFRASTRUCTURE INC | STRL | 859241101 | $9.1M | 2.69% | 10,863 | SH |
| 6 | COPA HOLDINGS SA | CPA | P31076105 | $8.9M | 2.64% | 57,508 | SH |
| 7 | ADAPTIVE BIOTECHNOLOGIES COR | ADPT | 00650F109 | $8.2M | 2.42% | 382,840 | SH |
| 8 | ATI INC | ATI | 01741R102 | $8.1M | 2.39% | 41,060 | SH |
| 9 | ADTRAN HOLDINGS INC | ADTN | 00486H105 | $8.0M | 2.35% | 573,128 | SH |
| 10 | KAISER ALUMINIUM CORPORATION | KALU | 483007704 | $7.6M | 2.25% | 38,985 | SH |
| 11 | LUMENTUM HLDGS INC | LITE | 55024U109 | $7.6M | 2.24% | 8,841 | SH |
| 12 | ZETA GLOBAL HOLDINGS CORP | ZETA | 98956A105 | $7.5M | 2.21% | 381,000 | SH |
| 13 | LANTHEUS HLDGS INC | LNTH | 516544103 | $7.3M | 2.14% | 65,439 | SH |
| 14 | AXSOME THERAPEUTICS INC. | AXSM | 05464T104 | $7.2M | 2.12% | 29,307 | SH |
| 15 | MERITAGE HOMES CORP | MTH | 59001A102 | $7.1M | 2.08% | 84,158 | SH |
| 16 | THIRD COAST BANCSHARES INC | TCBX | 88422P109 | $7.0M | 2.08% | 174,205 | SH |
| 17 | JEFFERIES FINANCIAL GROUP IN | JEF | 47233W109 | $6.8M | 2.02% | 136,701 | SH |
| 18 | ASTRANA HEALTH INC | ASTH | 03763A207 | $6.8M | 2.00% | 145,946 | SH |
| 19 | IMAX CORP | IMAX | 45245E109 | $6.1M | 1.79% | 152,146 | SH |
| 20 | MAGNITE INC | MGNI | 55955D100 | $6.0M | 1.78% | 317,750 | SH |
| 21 | ICHOR HOLDINGS | ICHR | G4740B105 | $5.2M | 1.55% | 46,655 | SH |
| 22 | STIFEL FINL CORP | SF | 860630102 | $5.2M | 1.54% | 74,579 | SH |
| 23 | KURA ONCOLOGY INC | KURA | 50127T109 | $5.1M | 1.51% | 467,153 | SH |
| 24 | HEALTHEQUITY INC | HQY | 42226A107 | $4.7M | 1.37% | 51,501 | SH |
| 25 | GRANITE CONSTR INC | GVA | 387328107 | $4.5M | 1.34% | 28,645 | SH |
| 26 | POWERFLEET INC | AIOT | 73931J109 | $4.4M | 1.31% | 1,159,473 | SH |
| 27 | DOUGLAS DYNAMICS INC | PLOW | 25960R105 | $4.2M | 1.25% | 78,593 | SH |
| 28 | GENIUS SPORTS LIMITED | GENI | G3934V109 | $4.1M | 1.21% | 675,443 | SH |
| 29 | CABOT CORP | CBT | 127055101 | $4.0M | 1.18% | 44,101 | SH |
| 30 | AMKOR TECHNOLOGY INC | AMKR | 031652100 | $3.8M | 1.11% | 43,781 | SH |
| 31 | INDIE SEMICONDUCTOR INC | INDI | 45569U101 | $3.6M | 1.05% | 794,104 | SH |
| 32 | M/I HOMES INC | MHO | 55305B101 | $3.5M | 1.03% | 21,656 | SH |
| 33 | ATLANTIC UN BANKSHARES CORP | AUB | 04911A107 | $3.4M | 1.02% | 81,382 | SH |
| 34 | KB HOME | KBH | 48666K109 | $3.2M | 0.94% | 51,121 | SH |
| 35 | SIMMONS FIRST NATL CORP | SFNC | 828730200 | $3.2M | 0.94% | 140,544 | SH |
| 36 | NEW ERA ENERGY & DIGITAL INC | NUAI | 64428N109 | $3.2M | 0.93% | 496,256 | SH |
| 37 | ARCUTIS BIOTHERAPEUTICS INC | ARQT | 03969K108 | $3.0M | 0.90% | 116,211 | SH |
| 38 | NAVIGATOR HLDGS LTD | NVGS | Y62132108 | $3.0M | 0.87% | 158,744 | SH |
| 39 | DYNATRACE INC | DT | 268150109 | $2.9M | 0.86% | 66,331 | SH |
| 40 | SUPER GROUP SGHC LIMITED | SGHC | G8588X103 | $2.9M | 0.85% | 211,740 | SH |
| 41 | SHIMMICK CORPORATION | SHIM | 82455M109 | $2.8M | 0.81% | 603,878 | SH |
| 42 | PEGASYSTEMS INC | PEGA | 705573103 | $2.8M | 0.81% | 92,045 | SH |
| 43 | ARLO TECHNOLOGIES INC | ARLO | 04206A101 | $2.6M | 0.76% | 190,114 | SH |
| 44 | WESBANCO INC | WSBC | 950810101 | $2.6M | 0.75% | 65,373 | SH |
| 45 | DUTCH BROS INC | BROS | 26701L100 | $2.4M | 0.70% | 32,838 | SH |
| 46 | PRIMORIS SVCS CORP | PRIM | 74164F103 | $2.4M | 0.70% | 23,778 | SH |
| 47 | GRID DYNAMICS HLDGS INC | GDYN | 39813G109 | $2.3M | 0.69% | 412,258 | SH |
| 48 | FIRST WATCH RESTAURANT GROUP | FWRG | 33748L101 | $2.2M | 0.65% | 170,147 | SH |
| 49 | VIKING THERAPEUTICS INC | VKTX | 92686J106 | $2.2M | 0.64% | 55,723 | SH |
| 50 | MANNKIND CORP | MNKD | 56400P706 | $2.1M | 0.61% | 481,722 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-11 | $338.7M | 133 | 0001584087-26-000007 |
| 2026-03-31 | 2026-04-22 | $262.6M | 130 | 0001584087-26-000005 |
| 2025-12-31 | 2026-02-10 | $261.1M | 117 | 0001584087-26-000002 |
Filer Information
Address
111 EAST WISCONSIN AVENUESUITE 1300
MILWAUKEE, WI 53202
Phone
(414) 276-1492
Filing Manager
1492 Capital Management LLC
MILWAUKEE, WI
Signatory
Kathleen Daley
Chief Compliance Officer