Stonegate Investment Group, LLC — 13F Holdings & Portfolio
CIK 1904154 · latest 13F-HR filed 2025-11-03
Stonegate Investment Group, LLC manages $4.31B in 13F-reported U.S. long-equity assets across 448 reported positions as of its 2025-09-30 13F-HR filing. Its largest disclosed positions are AAPL (5.86%), MSFT (5.26%), GOOGL (4.71%). Quarter over quarter (versus its 2025-06-30 filing) the fund opened 24 new positions and exited 24; 198 existing positions rose in reported value and 102 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$4.31B
Long-equity book
Holdings
448
Distinct positions
Period
2025-09-30
Filed 2025-11-03
Q/Q Activity
+24 / −24 / ↑198 / ↓102
vs 2025-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 25AAPL5.9% · -0%MSFT5.3% · -1%GOOGL4.7% · -4%WMT4.5% · -2%JPM4.2% · -2%BRK.B3.4% · -1%AMZN3.2% · 0%CVX2.9% · -0%PSX2.8% · -1%V2.8% · -0%XOM2.6% · -4%CSCO2.5% · +0%HD2.4% · -0%JNJ2.3% · -0%PANW2.0% · +3%SO2.0% · +0%AMD1.9% · +0%TJX1.9% · +10%IVV1.9% · 0%META1.8% · +0%SFBS1.7% · -2%COST1.6% · -2%PLD1.5% · -1%GEHC1.5% · -11%HON1.5% · -1%DELL1.4% · +24494%SJM1.3% · -1%DIS1.3% · -0%AVGO1.3% · -0%DE1.2% · -0%INTU1.2% · +910%DHR1.2% · -2%NKE1.0% · -2%LLY1.0% · -3%MMM0.9% · -5%NVDA0.8% · +2%ORCL0.6% · +3%TSM0.6% · +1%QQQ0.5% · +0%VOO0.5% · -2%LIN0.4% · +0%MS0.4% · +1%KO0.4% · +1%ETN0.4% · +70%AXP0.3% · +42%RSG0.3% · +0%VV0.3% · +5%MAA0.3% · -1%MCD0.3% · +2%MA0.3% · -1%RF0.3% · +0%CAT0.2% · +125%ABT0.2% · +0%IWR0.2% · 0%TT0.2% · +52%UNP0.2% · +2%PG0.2% · -37%GS0.2% · +208%ABBV0.2% · +1%NEE0.2% · +0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 25 → Q3 25Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
2 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 39.6%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated May 28, 2025.
Assets Under Management
$5.67B
Discretionary
$4.93B
Employees
14
Accounts
2,768
Address
2005 STONEGATE TRAIL
SUITE # 101
BIRMINGHAM, AL 35242
SUITE # 101
BIRMINGHAM, AL 35242
Phone
(205) 963-0840
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| ALLEN, JAMES, WALTER Control | CHIEF WEALTH STRATEGIST, PARTNER since Jul 2021 | Less than 5% | Individual |
| BROWN, MATTHEW, CRISMAN Control | MANAGING DIRECTOR, PARTNER since Jul 2021 | Less than 5% | Individual |
| COMPTON, CHRISTOPHER, J Control | MANAGING DIRECTOR, PARTNER since Jul 2021 | Less than 5% | Individual |
| COWLEY, HARRY, LAWRENCE Control | PRINCIPAL AND CHIEF COMPLIANCE OFFICER since Sep 2021 | Less than 5% | Individual |
| HARLESS, KIMBERLY, P Control | CHIEF OPERATING OFFICER since Jul 2021 | Less than 5% | Individual |
| SMITH, TONY, RANDALL Control | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER since Jul 2021 | Less than 5% | Individual |
| STONEGATE INVESTMENT GROUP HOLDINGS, LLC Control | MANAGING MEMBER since Apr 2021 | 75% or more | Domestic Entity |
| ALLEN, JAMES, WALTER Control Indirect owner via RIVERHILL HOLDINGS, LLC | MANAGING MEMBER since Jun 2021 | 75% or more | Individual |
| BLUECUT CAPITAL, LLC Control Indirect owner via STONEGATE INVESTMENT GROUP HOLDINGS, LLC | MEMBER since Jul 2021 | General partner, trustee or manager | Domestic Entity |
| BROWN, MATTHEW, CRISMAN Control Indirect owner via BROWNSTONE HOLDINGS, LLC | MANAGING MEMBER since Jun 2021 | 75% or more | Individual |
| BROWNSTONE HOLDINGS, LLC Control Indirect owner via STONEGATE INVESTMENT GROUP HOLDINGS, LLC | MEMBER since Jul 2021 | General partner, trustee or manager | Domestic Entity |
| COMPTON, CHRISTOPHER, J Control Indirect owner via BLUECUT CAPITAL, LLC | MANAGING MEMBER since Jun 2021 | 75% or more | Individual |
| RIVERHILL HOLDINGS, LLC Control Indirect owner via STONEGATE INVESTMENT GROUP HOLDINGS, LLC | MEMBER since Jul 2021 | General partner, trustee or manager | Domestic Entity |
| SMITH, TONY, RANDALL Control Indirect owner via YNOT HOLDINGS, LLC | MANAGING MEMBER since Jun 2021 | 75% or more | Individual |
| YNOT HOLDINGS, LLC Control Indirect owner via STONEGATE INVESTMENT GROUP HOLDINGS, LLC | MANAGING MEMBER since Jul 2021 | 25–50% | Domestic Entity |
Ownership & leadership changes · 5 filings with changes since May 14, 2021
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 18, 2024 filing
- No longer listedSOMMER, MARK, FRANCIS · MANAGING DIRECTOR, PARTNER · Less than 5% · control person · listed since Jul 2021
Oct 20, 2022 filing
- No longer listedSOMMER, MARK, FRANCIS · MANAGING MEMBER · 75% or more · indirect via STEVEBROOK, HOLDINGS, LLC · control person · listed since Jun 2021
- No longer listedSTEVEBROOK, HOLDINGS, LLC · MEMBER · General partner, trustee or manager · indirect via STONEGATE INVESTMENT GROUP HOLDINGS, LLC · control person · listed since Jul 2021
Aug 23, 2022 filing
- No longer listedDUNCAN, JERRY, GALE · PARTNER · Less than 5% · control person · listed since Jul 2021
- No longer listedDUNCAN, JERRY, GALE · MEMBER / PARTNER · General partner, trustee or manager · indirect via STONEGATE INVESTMENT GROUP HOLDINGS, LLC · control person · listed since Jul 2021
- No longer listedRICHARDSON, WILLIAM, EVERETTE · PARTNER · Less than 5% · control person · listed since Jul 2021
- No longer listedRICHARDSON, WILLIAM, EVERETTE · MEMBER / PARTNER · General partner, trustee or manager · indirect via STONEGATE INVESTMENT GROUP HOLDINGS, LLC · control person · listed since Jul 2021
Mar 24, 2022 filing
- AddedCOWLEY, HARRY, LAWRENCE · PRINCIPAL AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedALLEN, JAMES, WALTER · title PARTNER, CHIEF WEALTH STRATEGIST → CHIEF WEALTH STRATEGIST, PARTNER
- ChangedBROWN, MATTHEW, CRISMAN · title PARTNER → MANAGING DIRECTOR, PARTNER
- ChangedCOMPTON, CHRISTOPHER, J · title PARTNER → MANAGING DIRECTOR, PARTNER
- ChangedHARLESS, KIMBERLY, P · title CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER
- ChangedSMITH, TONY, RANDALL · title MANAGING PARTNER, CHIEF INVESTMENT OFFICER → CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER
- ChangedSOMMER, MARK, FRANCIS · title PARTNER → MANAGING DIRECTOR, PARTNER
Jul 9, 2021 filing
- No longer listedISLAND WAY INVESTMENT GROUP HOLDINGS, LLC · SOLE MEMBER · 75% or more · control person · listed since Apr 2021
- No longer listedShuckerow, Michael, Joseph · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2021
- No longer listedShuckerow, Michael, Joseph · SOLE MEMBER · 75% or more · indirect via ISLAND WAY INVESTMENT GROUP HOLDINGS, LLC · control person · listed since Apr 2021
- AddedALLEN, JAMES, WALTER · PARTNER, CHIEF WEALTH STRATEGIST · Less than 5% · control person
- AddedALLEN, JAMES, WALTER · MANAGING MEMBER · 75% or more · indirect via RIVERHILL HOLDINGS, LLC · control person
- AddedBLUECUT CAPITAL, LLC · MEMBER · General partner, trustee or manager · indirect via STONEGATE INVESTMENT GROUP HOLDINGS, LLC · control person
- AddedBROWN, MATTHEW, CRISMAN · PARTNER · Less than 5% · control person
- AddedBROWN, MATTHEW, CRISMAN · MANAGING MEMBER · 75% or more · indirect via BROWNSTONE HOLDINGS, LLC · control person
- AddedBROWNSTONE HOLDINGS, LLC · MEMBER · General partner, trustee or manager · indirect via STONEGATE INVESTMENT GROUP HOLDINGS, LLC · control person
- AddedCOMPTON, CHRISTOPHER, J · PARTNER · Less than 5% · control person
- AddedCOMPTON, CHRISTOPHER, J · MANAGING MEMBER · 75% or more · indirect via BLUECUT CAPITAL, LLC · control person
- AddedDUNCAN, JERRY, GALE · PARTNER · Less than 5% · control person
- AddedDUNCAN, JERRY, GALE · MEMBER / PARTNER · General partner, trustee or manager · indirect via STONEGATE INVESTMENT GROUP HOLDINGS, LLC · control person
- AddedHARLESS, KIMBERLY, P · CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedRICHARDSON, WILLIAM, EVERETTE · PARTNER · Less than 5% · control person
- AddedRICHARDSON, WILLIAM, EVERETTE · MEMBER / PARTNER · General partner, trustee or manager · indirect via STONEGATE INVESTMENT GROUP HOLDINGS, LLC · control person
- AddedRIVERHILL HOLDINGS, LLC · MEMBER · General partner, trustee or manager · indirect via STONEGATE INVESTMENT GROUP HOLDINGS, LLC · control person
- AddedSMITH, TONY, RANDALL · MANAGING PARTNER, CHIEF INVESTMENT OFFICER · Less than 5% · control person
- AddedSMITH, TONY, RANDALL · MANAGING MEMBER · 75% or more · indirect via YNOT HOLDINGS, LLC · control person
- AddedSOMMER, MARK, FRANCIS · PARTNER · Less than 5% · control person
- AddedSOMMER, MARK, FRANCIS · MANAGING MEMBER · 75% or more · indirect via STEVEBROOK, HOLDINGS, LLC · control person
- AddedSTEVEBROOK, HOLDINGS, LLC · MEMBER · General partner, trustee or manager · indirect via STONEGATE INVESTMENT GROUP HOLDINGS, LLC · control person
- AddedSTONEGATE INVESTMENT GROUP HOLDINGS, LLC · MANAGING MEMBER · 75% or more · control person
- AddedYNOT HOLDINGS, LLC · MANAGING MEMBER · 25–50% · indirect via STONEGATE INVESTMENT GROUP HOLDINGS, LLC · control person
May 14, 2021 filing (earliest on record)
- ListedISLAND WAY INVESTMENT GROUP HOLDINGS, LLC · SOLE MEMBER · 75% or more · control person
- ListedShuckerow, Michael, Joseph · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedShuckerow, Michael, Joseph · SOLE MEMBER · 75% or more · indirect via ISLAND WAY INVESTMENT GROUP HOLDINGS, LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- DELL TECHNOLOGIES INC$58.2M +28333.6%
- ALPHABET INC$49.9M +32.6%
- APPLE INC$47.9M +23.4%
- INTUIT$45.6M +775.2%
- TJX COS INC NEW$18.2M +28.6%
Top Trims
- PAYPAL HLDGS INC-$35.0M -97.6%
- HONEYWELL INTL INC-$7.4M -10.4%
- GE HEALTHCARE TECHNOLOGIES I-$6.9M -9.5%
- COSTCO WHSL CORP NEW-$6.1M -8.0%
- DEERE & CO-$6.0M -10.2%
New Positions
- KKR & CO INC$6.2M
- VANECK FDS$1.5M
- VANECK ETF TRUST$891.9K
- HEWLETT PACKARD ENTERPRISE C$341.6K
- CENTRUS ENERGY CORP$322.5K
Exited Positions
- LABCORP HOLDINGS INC$587.2K
- SONY GROUP CORP$387.2K
- DIAGEO PLC$346.4K
- CINTAS CORP$289.3K
- HESS CORP$271.7K
Stonegate Investment Group, LLC Holdings (2025-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $252.4M | 5.86% | 991,367 | SH |
| 2 | MICROSOFT CORP | MSFT | 594918104 | $226.5M | 5.26% | 437,391 | SH |
| 3 | ALPHABET INC | GOOGL | 02079K305 | $203.0M | 4.71% | 835,141 | SH |
| 4 | WALMART INC | WMT | 931142103 | $195.4M | 4.53% | 1,895,754 | SH |
| 5 | JPMORGAN CHASE & CO. | JPM | 46625H100 | $182.8M | 4.24% | 579,471 | SH |
| 6 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $147.5M | 3.42% | 293,437 | SH |
| 7 | AMAZON COM INC | AMZN | 023135106 | $135.9M | 3.15% | 618,973 | SH |
| 8 | CHEVRON CORP NEW | CVX | 166764100 | $123.1M | 2.86% | 792,965 | SH |
| 9 | PHILLIPS 66 | PSX | 718546104 | $120.2M | 2.79% | 883,634 | SH |
| 10 | VISA INC | V | 92826C839 | $119.4M | 2.77% | 349,885 | SH |
| 11 | EXXON MOBIL CORP | XOM | 30231G102 | $112.8M | 2.62% | 1,000,766 | SH |
| 12 | CISCO SYS INC | CSCO | 17275R102 | $107.5M | 2.49% | 1,571,291 | SH |
| 13 | HOME DEPOT INC | HD | 437076102 | $104.3M | 2.42% | 257,467 | SH |
| 14 | JOHNSON & JOHNSON | JNJ | 478160104 | $98.5M | 2.28% | 531,016 | SH |
| 15 | PALO ALTO NETWORKS INC | PANW | 697435105 | $85.4M | 1.98% | 419,572 | SH |
| 16 | SOUTHERN CO | SO | 842587107 | $84.6M | 1.96% | 892,989 | SH |
| 17 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $81.9M | 1.90% | 506,376 | SH |
| 18 | TJX COS INC NEW | TJX | 872540109 | $81.9M | 1.90% | 566,710 | SH |
| 19 | ISHARES TR | IVV | 464287200 | $80.4M | 1.86% | 120,080 | SH |
| 20 | META PLATFORMS INC | META | 30303M102 | $77.7M | 1.80% | 105,853 | SH |
| 21 | SERVISFIRST BANCSHARES INC | SFBS | 81768T108 | $74.1M | 1.72% | 919,701 | SH |
| 22 | COSTCO WHSL CORP NEW | COST | 22160K105 | $69.5M | 1.61% | 75,070 | SH |
| 23 | PROLOGIS INC. | PLD | 74340W103 | $66.2M | 1.54% | 577,827 | SH |
| 24 | GE HEALTHCARE TECHNOLOGIES I | GEHC | 36266G107 | $65.8M | 1.53% | 875,796 | SH |
| 25 | HONEYWELL INTL INC | HON | 438516106 | $64.2M | 1.49% | 305,040 | SH |
| 26 | DELL TECHNOLOGIES INC | DELL | 24703L202 | $58.4M | 1.35% | 411,946 | SH |
| 27 | SMUCKER J M CO | SJM | 832696405 | $57.5M | 1.33% | 529,791 | SH |
| 28 | DISNEY WALT CO | DIS | 254687106 | $55.9M | 1.30% | 488,475 | SH |
| 29 | BROADCOM INC | AVGO | 11135F101 | $54.9M | 1.27% | 166,302 | SH |
| 30 | DEERE & CO | DE | 244199105 | $52.8M | 1.22% | 115,381 | SH |
| 31 | INTUIT | INTU | 461202103 | $51.5M | 1.19% | 75,356 | SH |
| 32 | DANAHER CORPORATION | DHR | 235851102 | $50.8M | 1.18% | 256,305 | SH |
| 33 | NIKE INC | NKE | 654106103 | $44.7M | 1.04% | 641,724 | SH |
| 34 | ELI LILLY & CO | LLY | 532457108 | $42.6M | 0.99% | 55,896 | SH |
| 35 | 3M CO | MMM | 88579Y101 | $40.3M | 0.93% | 259,493 | SH |
| 36 | NVIDIA CORPORATION | NVDA | 67066G104 | $32.5M | 0.75% | 174,123 | SH |
| 37 | ORACLE CORP | ORCL | 68389X105 | $28.0M | 0.65% | 99,400 | SH |
| 38 | TAIWAN SEMICONDUCTOR MFG LTD | TSM | 874039100 | $24.2M | 0.56% | 86,760 | SH |
| 39 | INVESCO QQQ TR | QQQ | 46090E103 | $23.0M | 0.53% | 38,260 | SH |
| 40 | VANGUARD INDEX FDS | VOO | 922908363 | $22.6M | 0.52% | 36,888 | SH |
| 41 | LINDE PLC | LIN | G54950103 | $16.6M | 0.38% | 34,917 | SH |
| 42 | MORGAN STANLEY | MS | 617446448 | $16.2M | 0.37% | 101,602 | SH |
| 43 | COCA COLA CO | KO | 191216100 | $16.0M | 0.37% | 241,464 | SH |
| 44 | EATON CORP PLC | ETN | G29183103 | $15.8M | 0.37% | 42,343 | SH |
| 45 | AMERICAN EXPRESS CO | AXP | 025816109 | $14.9M | 0.35% | 44,954 | SH |
| 46 | REPUBLIC SVCS INC | RSG | 760759100 | $14.6M | 0.34% | 63,508 | SH |
| 47 | VANGUARD INDEX FDS | VV | 922908637 | $14.2M | 0.33% | 46,169 | SH |
| 48 | MID-AMER APT CMNTYS INC | MAA | 59522J103 | $12.9M | 0.30% | 92,424 | SH |
| 49 | MCDONALDS CORP | MCD | 580135101 | $12.2M | 0.28% | 40,291 | SH |
| 50 | MASTERCARD INCORPORATED | MA | 57636Q104 | $11.3M | 0.26% | 19,823 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2025-09-30 | 2025-11-03 | $4.31B | 448 | 0001951757-25-001234 |
| 2025-06-30 | 2025-07-23 | $3.98B | 448 | 0001951757-25-000936 |