Upper Left Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1911228 · latest 13F-HR filed 2026-10-14

Upper Left Wealth Management, LLC manages $192.7M in 13F-reported U.S. long-equity assets across 68 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPYM (17.71%), VEA (11.56%), IAU (4.81%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 6 new positions and exited 11; 22 existing positions rose in reported value and 31 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$192.7M

Long-equity book

Holdings

Distinct positions

Period

2026-09-30

Filed 2026-10-14

Q/Q Activity

+6 / −11 / ↑22 / ↓31

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

SPYM17.7% · +214%VEA11.6% · +566%IAU4.8% · -28%SCHP4.7% · +112%DBMF3.9% · +9%IBIT3.5% · -12%VWO3.3% · +60%VOO3.0% · +610%SCHA2.8% · +2%BNDX2.7% · -31%SCHF2.6% · -19%GLDM2.3% · -12%CTA2.3% · +23%IVV2.0% · -4%SCHE2.0% · -20%TLT2.0% · new SCHR2.0% · -16%SCHH2.0% · -41%VXUS1.8% · +7%BWX1.6% · -51%SPY1.6% · +23%VTIP1.0% · new BIL0.9% · -66%TIP0.9% · +191%MCHI0.9% · -64%SCHC0.9% · -65%GWX0.8% · -0%BTC0.7% · -12%GLD0.7% · +8%VB0.7% · -3%IYR0.7% · -2%SCHO0.6% · new GBTC0.6% · -2%IEMG0.6% · -24%SPEM0.6% · -2%FEZ0.5% · -71%SGOL0.5% · -24%VEU0.5% · -75%FBTC0.5% · -6%VNQ0.5% · -22%IJR0.4% · +17%RWX0.4% · -27%EZU0.4% · -1%SPDW0.4% · 0%VNQI0.4% · -84%IEI0.4% · -20%IWM0.3% · -1%VSS0.3% · -78%FNDC0.3% · -1%QQQ0.3% · 0%FXI0.3% · -5%GBIL0.2% · +64%IGOV0.2% · -65%USRT0.2% · 0%ARKB0.2% · -3%BITB0.2% · -19%BCI0.2% · -96%VHT0.2% · 0%SCZ0.2% · +10%MU0.2% · -5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 58%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 7, 2026.

Assets Under Management

$201.1M

Discretionary

$173.0M

Employees

Accounts

370

Phone

(917) 768-3390

Website

www.linkedin.com/in/mrupperleft
WWW.UPPERLEFTWEALTH.COM

Name	Title / Status	Ownership	Type
KURTZ, RANDY, DAVID Control	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER since May 2017	75% or more	Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

SPDR SERIES TRUST$23.5M +220.6%
VANGUARD TAX-MANAGED FDS$18.9M +560.1%
VANGUARD INDEX FDS$5.0M +624.3%
SCHWAB STRATEGIC TR$4.6M +101.2%
VANGUARD INTL EQUITY INDEX F$2.4M +59.2%

Show all 22 →

Top Trims

ABRDN ETFS-$7.6M -95.5%
VANGUARD INTL EQUITY INDEX F-$3.9M -84.8%
SPDR SERIES TRUST-$3.5M -66.3%
SPDR SERIES TRUST-$3.5M -52.4%
ISHARES GOLD TR-$3.2M -25.8%

Show all 31 →

New Positions

Show all 6 →

Exited Positions

Show all 11 →

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#	Issuer	Symbol	CUSIP	Value	Δ

Upper Left Wealth Management, LLC Holdings (2026-09-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	SPDR SERIES TRUST	SPYM	78464A854	$34.1M	17.71%	380,177	SH
2	VANGUARD TAX-MANAGED FDS	VEA	921943858	$22.3M	11.56%	315,423	SH
3	ISHARES GOLD TR	IAU	464285204	$9.3M	4.81%	118,799	SH
4	SCHWAB STRATEGIC TR	SCHP	808524870	$9.1M	4.72%	362,207	SH
5	IM GLOBAL PARTNER FUNDS	DBMF	53700T827	$7.6M	3.93%	232,932	SH
6	ISHARES BITCOIN TRUST ETF	IBIT	46438F101	$6.8M	3.54%	143,923	SH
7	VANGUARD INTL EQUITY INDEX F	VWO	922042858	$6.3M	3.28%	106,703	SH
8	VANGUARD INDEX FDS	VOO	922908363	$5.8M	3.03%	8,319	SH
9	SCHWAB STRATEGIC TR	SCHA	808524607	$5.4M	2.78%	164,047	SH
10	VANGUARD CHARLOTTE FDS	BNDX	92203J407	$5.2M	2.68%	110,108	SH
11	SCHWAB STRATEGIC TR	SCHF	808524805	$5.0M	2.60%	182,091	SH
12	WORLD GOLD TR	GLDM	98149E303	$4.5M	2.33%	54,543	SH
13	SIMPLIFY EXCHANGE TRADED FUN	CTA	82889N699	$4.5M	2.32%	155,195	SH
14	ISHARES TR	IVV	464287200	$3.9M	2.01%	5,056	SH
15	SCHWAB STRATEGIC TR	SCHE	808524706	$3.8M	2.00%	105,556	SH
16	ISHARES TR	TLT	464287432	$3.8M	1.99%	49,301	SH
17	SCHWAB STRATEGIC TR	SCHR	808524854	$3.8M	1.96%	159,588	SH
18	SCHWAB STRATEGIC TR	SCHH	808524847	$3.8M	1.96%	171,016	SH
19	VANGUARD STAR FDS	VXUS	921909768	$3.5M	1.82%	41,371	SH
20	SPDR SERIES TRUST	BWX	78464A516	$3.2M	1.64%	149,456	SH
21	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$3.0M	1.55%	3,917	SH
22	VANGUARD MALVERN FDS	VTIP	922020805	$1.8M	0.95%	37,392	SH
23	SPDR SERIES TRUST	BIL	78468R663	$1.8M	0.93%	19,619	SH
24	ISHARES TR	TIP	464287176	$1.8M	0.92%	16,974	SH
25	ISHARES TR	MCHI	46429B671	$1.7M	0.90%	33,396	SH
26	SCHWAB STRATEGIC TR	SCHC	808524888	$1.7M	0.87%	33,894	SH
27	SPDR INDEX SHS FDS	GWX	78463X871	$1.6M	0.83%	35,088	SH
28	GRAYSCALE BITCOIN MINI TR ET	BTC	389930207	$1.4M	0.73%	38,227	SH
29	SPDR GOLD TR	GLD	78463V107	$1.3M	0.69%	3,516	SH
30	VANGUARD INDEX FDS	VB	922908751	$1.3M	0.68%	4,630	SH
31	ISHARES TR	IYR	464287739	$1.3M	0.67%	13,666	SH
32	SCHWAB STRATEGIC TR	SCHO	808524862	$1.2M	0.64%	51,419	SH
33	GRAYSCALE BITCOIN TRUST ETF	GBTC	389637109	$1.2M	0.63%	18,937	SH
34	ISHARES INC	IEMG	46434G103	$1.2M	0.61%	14,509	SH
35	SPDR INDEX SHS FDS	SPEM	78463X509	$1.1M	0.58%	21,540	SH
36	SPDR INDEX SHS FDS	FEZ	78463X202	$963.1K	0.50%	14,309	SH
37	ETFS GOLD TR	SGOL	00326A104	$951.8K	0.49%	24,060	SH
38	VANGUARD INTL EQUITY INDEX F	VEU	922042775	$945.3K	0.49%	11,393	SH
39	FIDELITY WISE ORIGIN BITCOIN	FBTC	315948109	$938.8K	0.49%	12,924	SH
40	VANGUARD INDEX FDS	VNQ	922908553	$877.5K	0.46%	9,790	SH
41	ISHARES TR	IJR	464287804	$850.5K	0.44%	6,252	SH
42	SPDR INDEX SHS FDS	RWX	78463X863	$847.4K	0.44%	33,402	SH
43	ISHARES INC	EZU	464286608	$845.9K	0.44%	12,563	SH
44	SPDR INDEX SHS FDS	SPDW	78463X889	$745.0K	0.39%	14,837	SH
45	VANGUARD INTL EQUITY INDEX F	VNQI	922042676	$703.4K	0.36%	16,542	SH
46	ISHARES TR	IEI	464288661	$690.2K	0.36%	6,084	SH
47	ISHARES TR	IWM	464287655	$632.2K	0.33%	2,275	SH
48	VANGUARD INTL EQUITY INDEX F	VSS	922042718	$631.7K	0.33%	4,069	SH
49	SCHWAB STRATEGIC TR	FNDC	808524748	$573.6K	0.30%	11,511	SH
50	INVESCO QQQ TR	QQQ	46090E103	$559.3K	0.29%	756	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-10-14	$192.7M	68	0002085853-26-001162
2026-06-30	2026-07-14	$180.5M	73	0002085853-26-000723
2026-03-31	2026-04-16	$169.4M	68	0002085853-26-000397
2025-12-31	2026-01-22	$164.1M	67	0002085853-26-000065

Filer Information

Address

3030 N ROCKY POINT ROAD
SUITE 150
TAMPA, FL 33607

Phone

(917) 768-3390

Filing Manager

Upper Left Wealth Management, LLC

TAMPA, FL

Signatory

Randy D Kurtz

CCO