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Leading Edge Financial Planning LLC — 13F Holdings & Portfolio

CIK 1967205 · latest 13F-HR filed 2026-08-06

Backtest portfolio

Leading Edge Financial Planning LLC manages $561.6M in 13F-reported U.S. long-equity assets across 78 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPYM (15.43%), DFIC (14.26%), DUHP (9.56%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 13 new positions and exited 7; 42 existing positions rose in reported value and 10 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$561.6M

Long-equity book

Holdings
78

Distinct positions

Period
2026-06-30

Filed 2026-08-06

Q/Q Activity
+13 / −7 / ↑42 / ↓10

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SPYM15.4% · +8%DFIC14.3% · +10%DUHP9.6% · +7%SCHB9.0% · +7%DFSV7.1% · +6%DFEM6.6% · +5%AVLV6.0% · +6%DFCF5.4% · +14%SPAB5.3% · +11%DFIP4.3% · +13%AVRE2.2% · +17%VCSH1.9% · +9%BNDX1.9% · +12%REET1.4% · -1%DUSB1.4% · +8%AVUV0.6% · +17%VOT0.5% · newAVEM0.5% · +19%NTSX0.5% · +10%GLDM0.3% · +28%AVIG0.3% · +45%DFAI0.3% · -0%QQQ0.3% · -12%SCHX0.3% · +0%AVDE0.3% · +1%BIL0.3% · -14%ITOT0.2% · +92%NTSI0.2% · +12%AAPL0.2% · +11%DFAX0.2% · -15%SPIP0.2% · -8%DFSD0.2% · +24%VT0.1% · newVTI0.1% · +12%VIG0.1% · -1%DFGR0.1% · +4%EDV0.1% · +16%EPD0.1% · +1%DFGX0.1% · +6%IVV0.1% · -12%QUAL0.1% · -11%SGOV0.1% · newVOO0.1% · -1%SCHD0.1% · -5%TPYP0.1% · -0%SCHZ0.1% · -42%AMZN0.1% · -21%BOXX0.1% · +7%PGF0.1% · +0%DFUS0.1% · -0%AGG0.1% · +45%AOM0.1% · 0%AVDV0.1% · 0%DFAC0.1% · 0%JMUB0.1% · newDFNM0.1% · newVTV0.1% · -16%GOVT0.1% · newSPY0.1% · -2%SIVR0.1% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

6 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 82.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 2, 2026.

Assets Under Management
$521.8M
Discretionary
$521.8M
Employees
15
Accounts
1,678
Address
6921 OFFICE PARK CIRCLE
KNOXVILLE, TN 37909
Phone
(865) 240-2292
Website
Name Title / Status Ownership Type
Christopher, Andrew, James ControlCHIEF INVESTMENT OFFICER
since Jul 2026
5–10%Individual
GORMLEY, KEVIN, NICHOLAS ControlCHIEF FINANCIAL OFFICER
since Jun 2015
25–50%Individual
MATTINGLY, CHARLES, PATRICK ControlCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER
since Jun 2015
25–50%Individual
ROSENTHAL, LISA, MICHELLE ControlCHIEF OPERATING OFFICER
since Jul 2026
5–10%Individual
Ownership & leadership changes · 1 filing with changes since Jan 29, 2021

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jul 20, 2026 filing
  • AddedChristopher, Andrew, James · CHIEF INVESTMENT OFFICER · 5–10% · control person
  • AddedROSENTHAL, LISA, MICHELLE · CHIEF OPERATING OFFICER · 5–10% · control person
Jan 29, 2021 filing (earliest on record)
  • ListedGORMLEY, KEVIN, NICHOLAS · CHIEF FINANCIAL OFFICER · 25–50% · control person
  • ListedMATTINGLY, CHARLES, PATRICK · CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Leading Edge Financial Planning LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPYM 78464A854 $86.7M 15.43% 986,037 SH
2 DIMENSIONAL ETF TRUST DFIC 25434V799 $80.1M 14.26% 2,149,853 SH
3 DIMENSIONAL ETF TRUST DUHP 25434V831 $53.7M 9.56% 1,286,243 SH
4 SCHWAB STRATEGIC TR SCHB 808524102 $50.6M 9.02% 1,748,838 SH
5 DIMENSIONAL ETF TRUST DFSV 25434V815 $39.8M 7.10% 1,027,285 SH
6 DIMENSIONAL ETF TRUST DFEM 25434V732 $36.9M 6.57% 908,460 SH
7 AMERICAN CENTY ETF TR AVLV 025072349 $33.5M 5.96% 367,041 SH
8 DIMENSIONAL ETF TRUST DFCF 25434V872 $30.5M 5.44% 723,730 SH
9 SPDR SERIES TRUST SPAB 78464A649 $30.0M 5.33% 1,173,898 SH
10 DIMENSIONAL ETF TRUST DFIP 25434V856 $24.0M 4.27% 580,584 SH
11 AMERICAN CENTY ETF TR AVRE 025072356 $12.5M 2.23% 264,621 SH
12 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $10.7M 1.90% 135,352 SH
13 VANGUARD CHARLOTTE FDS BNDX 92203J407 $10.7M 1.90% 220,323 SH
14 ISHARES TR REET 46434V647 $8.1M 1.44% 293,457 SH
15 DIMENSIONAL ETF TRUST DUSB 25434V591 $7.7M 1.37% 151,087 SH
16 AMERICAN CENTY ETF TR AVUV 025072877 $3.3M 0.59% 26,447 SH
17 VANGUARD INDEX FDS VOT 922908538 $2.9M 0.51% 9,383 SH
18 AMERICAN CENTY ETF TR AVEM 025072604 $2.9M 0.51% 29,770 SH
19 WISDOMTREE TR NTSX 97717Y790 $2.6M 0.46% 43,755 SH
20 WORLD GOLD TR GLDM 98149E303 $1.9M 0.33% 23,442 SH
21 AMERICAN CENTY ETF TR AVIG 025072562 $1.8M 0.32% 43,086 SH
22 DIMENSIONAL ETF TRUST DFAI 25434V203 $1.7M 0.31% 42,332 SH
23 INVESCO QQQ TR QQQ 46090E103 $1.7M 0.30% 2,315 SH
24 SCHWAB STRATEGIC TR SCHX 808524201 $1.7M 0.29% 56,167 SH
25 AMERICAN CENTY ETF TR AVDE 025072703 $1.5M 0.26% 16,549 SH
26 SPDR SERIES TRUST BIL 78468R663 $1.4M 0.26% 15,703 SH
27 ISHARES TR ITOT 464287150 $1.3M 0.23% 7,779 SH
28 WISDOMTREE TR NTSI 97717Y634 $1.3M 0.23% 27,194 SH
29 APPLE INC AAPL 037833100 $1.1M 0.19% 3,646 SH
30 DIMENSIONAL ETF TRUST DFAX 25434V880 $975.2K 0.17% 26,472 SH
31 SPDR SERIES TRUST SPIP 78464A656 $972.0K 0.17% 37,849 SH
32 DIMENSIONAL ETF TRUST DFSD 25434V864 $910.7K 0.16% 19,073 SH
33 VANGUARD INTL EQUITY INDEX F VT 922042742 $841.1K 0.15% 5,359 SH
34 VANGUARD INDEX FDS VTI 922908769 $818.9K 0.15% 2,213 SH
35 VANGUARD SPECIALIZED FUNDS VIG 921908844 $810.3K 0.14% 3,424 SH
36 DIMENSIONAL ETF TRUST DFGR 25434V658 $705.9K 0.13% 24,367 SH
37 VANGUARD WORLD FD EDV 921910709 $618.8K 0.11% 9,509 SH
38 ENTERPRISE PRODS PARTNERS L EPD 293792107 $615.0K 0.11% 16,730 SH
39 DIMENSIONAL ETF TRUST DFGX 25434V575 $574.5K 0.10% 10,719 SH
40 ISHARES TR IVV 464287200 $484.8K 0.09% 647 SH
41 ISHARES TR QUAL 46432F339 $482.1K 0.09% 2,197 SH
42 ISHARES TR SGOV 46436E718 $451.3K 0.08% 4,483 SH
43 VANGUARD INDEX FDS VOO 922908363 $444.4K 0.08% 647 SH
44 SCHWAB STRATEGIC TR SCHD 808524797 $441.7K 0.08% 13,930 SH
45 TORTOISE CAPITAL SERIES TRUS TPYP 890930308 $386.1K 0.07% 9,208 SH
46 SCHWAB STRATEGIC TR SCHZ 808524839 $381.2K 0.07% 16,480 SH
47 AMAZON COM INC AMZN 023135106 $367.0K 0.07% 1,540 SH
48 EA SERIES TRUST BOXX 02072L565 $364.7K 0.06% 3,115 SH
49 INVESCO EXCHANGE TRADED FD T PGF 46137V621 $356.6K 0.06% 26,014 SH
50 DIMENSIONAL ETF TRUST DFUS 25434V401 $340.5K 0.06% 4,156 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-06 $561.6M 78 0001951757-26-001113
2026-03-31 2026-05-12 $475.2M 72 0001951757-26-000822
2025-12-31 2026-01-21 $438.8M 66 0001951757-26-000247
2025-09-30 2025-11-12 $398.4M 63 0001951757-25-001402
2024-06-30 2024-08-01 $249.3M 50 0001951757-24-000604
2024-03-31 2024-05-03 $225.8M 54 0001951757-24-000431
Filer Information
Address
6921 OFFICE PARK CIRCLE
KNOXVILLE, TN 37909
Phone
(865) 240-2292
Filing Manager
Leading Edge Financial Planning LLC
KNOXVILLE, TN
Signatory
Charles Mattingly
Chief Compliance Officer