SSI INVESTMENT MANAGEMENT LLC — 13F Holdings & Portfolio
CIK 938487 · latest 13F-HR filed 2026-08-10
SSI INVESTMENT MANAGEMENT LLC manages $1.72B in 13F-reported U.S. long-equity assets across 542 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (5.72%), WDC (3.12%), GOOGN (2.04%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 40 new positions and exited 32; 102 existing positions rose in reported value and 60 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$1.72B
Long-equity book
Holdings
542
Distinct positions
Period
2026-06-30
Filed 2026-08-10
Q/Q Activity
+40 / −32 / ↑102 / ↓60
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IVV5.7% · +33%WDC3.2% · newGOOGM2.4% · newMKSI2.3% · newGOOGN2.2% · newNEE2.1% · newON2.0% · newBAPA1.9% · +10%AKAM1.7% · newHPEPC1.7% · +20%WEC1.6% · newLYV1.5% · newORCLPD1.5% · +21%SNOW1.3% · newUBER1.3% · newJAZZ1.3% · newBACPL1.2% · +2%FE1.1% · newWFCPL1.1% · -9%ALBPA1.1% · -2%FWONA1.1% · newPPL1.0% · newSEAGATE HDD0.9% · newLQD0.9% · -25%BTSGU0.9% · -18%BBIO0.8% · newRIVN0.8% · newMCHPP0.8% · +3%KKRPD0.8% · 0%SPHY0.8% · +126%JAAA0.8% · +22%SEI0.8% · newPCG0.8% · newCYBR0.7% · newEVRG0.7% · newSO0.7% · newLNT0.7% · newSITM0.7% · newJMTG0.7% · -25%NEEPV0.7% · +4%CAKE0.6% · newGVA0.6% · newSMCIP0.6% · newMTSI0.6% · newLIVE0.6% · newRWT0.6% · newRSP0.6% · -1%NCLH0.6% · newMARA0.6% · newUSFD0.6% · newJIVE0.6% · newNET0.6% · newCELC0.6% · newPSN0.6% · newDASH0.6% · newARESPB0.5% · -2%VSECU0.5% · +26%VXUS0.5% · -2%SOMN0.5% · +7%ATEC0.5% · new
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 25.4%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 28, 2026.
Assets Under Management
$2.55B
Discretionary
$2.55B
Employees
25
Accounts
79
Address
2121 AVENUE OF THE STARS
SUITE 2050
LOS ANGELES, CA 90067
SUITE 2050
LOS ANGELES, CA 90067
Phone
(310) 595-2000
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| DOUGLAS, GEORGE, MICHAEL Control | CHIEF INVESTMENT OFFICER, MANAGING PRINCIPAL, DIRECTOR since May 2019 | Less than 5% | Individual |
| Harris, Rebecca, Lynn Control | DIRECTOR since Apr 2022 | Less than 5% | Individual |
| MALIK, RAVI Control | PORTFOLIO MANAGER, PRINCIPAL, DIRECTOR since May 2019 | Less than 5% | Individual |
| MEHDI, SYED, FAZAL Control | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR since May 2019 | Less than 5% | Individual |
| RESOLUTE INVESTMENT MANAGERS, INC. Control | MEMBER since May 2019 | 50–75% | Domestic Entity |
| STUMM, GREGORY, JOHN Control | DIRECTOR since Jun 2024 | Less than 5% | Individual |
| TEAM SSI LLC Control | MEMBER since Sep 2020 | 25–50% | Domestic Entity |
| RESOLUTE ACQUISITION, INC. Control Indirect owner via RESOLUTE INVESTMENT MANAGERS, INC. | SHAREHOLDER since Apr 2015 | 75% or more | Domestic Entity |
| RESOLUTE TOPCO, INC. Control Indirect owner via RESOLUTE ACQUISITION, INC. | SHAREHOLDER since Apr 2015 | 75% or more | Domestic Entity |
Ownership & leadership changes · 10 filings with changes since Mar 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 22, 2024 filing
- No longer listedRINGDAHL, JEFFREY, KARL · DIRECTOR · Less than 5% · control person · listed since May 2019
- AddedSTUMM, GREGORY, JOHN · DIRECTOR · Less than 5% · control person
Mar 27, 2024 filing
- No longer listedKELSO GP VIII, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via KELSO INVESTMENT ASSOCIATES VIII, L.P. · control person · listed since Apr 2015
- No longer listedKELSO GP VIII, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KELSO GP VIII, L.P. · control person · listed since Apr 2015
- No longer listedKELSO INVESTMENT ASSOCIATES VIII, L.P. · SHAREHOLDER · 50–75% · indirect via RESOLUTE INVESTMENT HOLDINGS, LLC · control person · listed since Apr 2015
- No longer listedRESOLUTE INVESTMENT HOLDINGS, LLC · SHAREHOLDER · 75% or more · indirect via RESOLUTE TOPCO, INC. · control person · listed since Apr 2015
May 9, 2022 filing
- No longer listedNEEDLES, GENE, LOUIS · DIRECTOR · Less than 5% · control person · listed since May 2019
- AddedHarris, Rebecca, Lynn · DIRECTOR · Less than 5% · control person
Mar 24, 2021 filing
- No longer listedSSI INVESTMENT MANAGEMENT INC. · MEMBER · 25–50% · control person · listed since Apr 2019
- AddedTEAM SSI LLC · MEMBER · 25–50% · control person
- ChangedMALIK, RAVI · now a control person
Jun 27, 2019 filing
- No longer listedGOTTFURCHT, AMY JO · SHAREHOLDER · 25–50% · indirect via SSI INVESTMENT MANAGEMENT INC. · control person · listed since Aug 1982
- No longer listedGOTTFURCHT, JOHN, DAVID · PRESIDENT · Less than 5% · control person · listed since Mar 2011
- No longer listedGOTTFURCHT, JOHN, DAVID · SHAREHOLDER · 25–50% · indirect via SSI INVESTMENT MANAGEMENT INC. · control person · listed since Jan 1975
- AddedKELSO GP VIII, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via KELSO INVESTMENT ASSOCIATES VIII, L.P. · control person
- AddedKELSO GP VIII, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KELSO GP VIII, L.P. · control person
- AddedKELSO INVESTMENT ASSOCIATES VIII, L.P. · SHAREHOLDER · 50–75% · indirect via RESOLUTE INVESTMENT HOLDINGS, LLC · control person
- AddedNEEDLES, GENE, LOUIS · DIRECTOR · Less than 5% · control person
- AddedRESOLUTE ACQUISITION, INC. · SHAREHOLDER · 75% or more · indirect via RESOLUTE INVESTMENT MANAGERS, INC. · control person
- AddedRESOLUTE INVESTMENT HOLDINGS, LLC · SHAREHOLDER · 75% or more · indirect via RESOLUTE TOPCO, INC. · control person
- AddedRESOLUTE INVESTMENT MANAGERS, INC. · MEMBER · 50–75% · control person
- AddedRESOLUTE TOPCO, INC. · SHAREHOLDER · 75% or more · indirect via RESOLUTE ACQUISITION, INC. · control person
- AddedRINGDAHL, JEFFREY, KARL · DIRECTOR · Less than 5% · control person
- ChangedDOUGLAS, GEORGE, MICHAEL · title CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER, MANAGING PRINCIPAL, DIRECTOR
- ChangedMALIK, RAVI · title PORTFOLIO MANAGER, PRINCIPAL → PORTFOLIO MANAGER, PRINCIPAL, DIRECTOR
- ChangedMEHDI, SYED, FAZAL · title CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER → PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR
- ChangedSSI INVESTMENT MANAGEMENT INC. · ownership 75% or more → 25–50%
May 29, 2019 filing
- No longer listedGOTTFURCHT, AMY JO · DIRECTOR & SHAREHOLDER · 25–50% · control person · listed since Dec 2018
- AddedGOTTFURCHT, AMY JO · SHAREHOLDER · 25–50% · indirect via SSI INVESTMENT MANAGEMENT INC. · control person
- AddedGOTTFURCHT, JOHN, DAVID · SHAREHOLDER · 25–50% · indirect via SSI INVESTMENT MANAGEMENT INC. · control person
- AddedSSI INVESTMENT MANAGEMENT INC. · MEMBER · 75% or more · control person
- ChangedDOUGLAS, GEORGE, MICHAEL · ownership 10–25% → Less than 5%
- ChangedGOTTFURCHT, JOHN, DAVID · ownership 25–50% → Less than 5%
- ChangedMALIK, RAVI · ownership 10–25% → Less than 5%
Mar 21, 2019 filing
- ChangedGOTTFURCHT, AMY JO · title CHAIRMAN & CEO → DIRECTOR & SHAREHOLDER
Mar 30, 2015 filing
- ChangedMALIK, RAVI · ownership 5–10% → 10–25%
Mar 20, 2014 filing
- ChangedGOTTFURCHT, JOHN, DAVID · title MANAGING PRINCIPLE → PRESIDENT
Mar 22, 2013 filing
- ChangedGOTTFURCHT, JOHN, DAVID · title MANAGING PRINCIPAL → MANAGING PRINCIPLE
Older changes (1 more filing)
Mar 29, 2012 filing (earliest on record)
- ListedDOUGLAS, GEORGE, MICHAEL · CHIEF INVESTMENT OFFICER · 10–25% · control person
- ListedGOTTFURCHT, AMY JO · CHAIRMAN & CEO · 25–50% · control person
- ListedGOTTFURCHT, JOHN, DAVID · MANAGING PRINCIPAL · 25–50% · control person
- ListedMALIK, RAVI · PORTFOLIO MANAGER, PRINCIPAL · 5–10%
- ListedMEHDI, SYED, FAZAL · CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$34.1M +52.9%
- ON SEMICONDUCTOR CORP$24.8M +241.7%
- MKS INC.$17.5M +81.1%
- HEWLETT PACKARD ENTERPRISE C$15.8M +116.6%
- SPDR SERIES TRUST$7.7M +126.7%
Top Trims
- ADVANCED ENERGY INDS-$10.9M -76.1%
- EQUINOX GOLD CORP-$7.9M -55.7%
- ALBEMARLE CORP-$6.2M -24.5%
- MARA HOLDINGS INC-$5.8M -91.6%
- ISHARES TR-$5.8M -95.1%
New Positions
- ALPHABET INC$42.0M
- ALPHABET INC$38.0M
- AKAMAI TECHNOLOGIES INC$18.0M
- FIRSTENERGY CORP$16.5M
- CYBERARK SOFTWARE LTD$12.8M
Exited Positions
- STRATEGY INC$16.9M
- VENTAS RLTY LTD PARTNERSHIP$16.6M
- ASCENDIS PHARMA A/S$15.9M
- SPHERE ENTERTAINMENT CO$13.4M
- ON SEMICONDUCTOR CORP$13.1M
SSI INVESTMENT MANAGEMENT LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $98.4M | 5.72% | 131,439 | SH |
| 2 | WESTERN DIGITAL CORP | WDC | 958102AT2 | $53.8M | 3.12% | 3,195,000 | PRN |
| 3 | ALPHABET INC | GOOGN | 02079K602 | $35.2M | 2.04% | 701,595 | SH |
| 4 | ALPHABET INC | GOOGM | 02079K404 | $35.0M | 2.03% | 697,967 | SH |
| 5 | NEXTERA ENERGY CAP HLDGS INC | — | 65339KCY4 | $34.3M | 1.99% | 26,095,000 | PRN |
| 6 | BOEING CO | BAPA | 097023204 | $30.3M | 1.76% | 447,565 | SH |
| 7 | ON SEMICONDUCTOR CORP | ON | 682189AU9 | $27.7M | 1.61% | 22,998,000 | PRN |
| 8 | MKS INC. | MKSI | 55306NAB0 | $25.5M | 1.48% | 8,659,000 | PRN |
| 9 | LIVE NATION ENTERTAINMENT IN | LYV | 538034BC2 | $23.9M | 1.39% | 20,040,000 | PRN |
| 10 | UBER TECHNOLOGIES INC | UBER | 90353TAM2 | $22.2M | 1.29% | 18,541,000 | PRN |
| 11 | WEC ENERGY GROUP INC | WEC | 92939UAP1 | $20.6M | 1.20% | 17,062,000 | PRN |
| 12 | BANK OF AMER CORP | BACPL | 060505682 | $19.1M | 1.11% | 15,243 | SH |
| 13 | ORACLE CORP | ORCLPD | 68389X204 | $18.5M | 1.07% | 412,293 | SH |
| 14 | WELLS FARGO & CO | WFCPL | 949746804 | $18.3M | 1.06% | 15,834 | SH |
| 15 | HEWLETT PACKARD ENTERPRISE C | HPEPC | 42824C208 | $18.0M | 1.05% | 154,404 | SH |
| 16 | SNOWFLAKE INC | SNOW | 833445AB5 | $17.0M | 0.99% | 10,250,000 | PRN |
| 17 | PPL CAP FDG INC | — | 69352PAS2 | $16.9M | 0.98% | 14,888,000 | PRN |
| 18 | FIRSTENERGY CORP | FE | 337932AV9 | $16.5M | 0.96% | 14,849,000 | PRN |
| 19 | AKAMAI TECHNOLOGIES INC | AKAM | 00971TAQ4 | $16.2M | 0.94% | 11,136,000 | PRN |
| 20 | SEAGATE HDD CAYMAN | — | 81180WBL4 | $15.5M | 0.90% | 1,328,000 | PRN |
| 21 | ISHARES TR | LQD | 464287242 | $15.0M | 0.87% | 137,523 | SH |
| 22 | BRIGHTSPRING HEALTH SVCS INC | BTSGU | 10950A205 | $13.8M | 0.80% | 59,772 | SH |
| 23 | SPDR SERIES TRUST | SPHY | 78468R606 | $13.7M | 0.80% | 584,134 | SH |
| 24 | JANUS DETROIT STR TR | JAAA | 47103U845 | $13.2M | 0.77% | 261,341 | SH |
| 25 | MICROCHIP TECHNOLOGY INC. | MCHPP | 595017302 | $12.4M | 0.72% | 161,865 | SH |
| 26 | JAZZ INVESTMENTS I LTD | JAZZ | 472145AH4 | $12.2M | 0.71% | 7,171,000 | PRN |
| 27 | SOLARIS ENERGY INFRAS INC | SEI | 83419XAB4 | $12.1M | 0.70% | 7,411,000 | PRN |
| 28 | RIVIAN AUTOMOTIVE INC | RIVN | 76954AAD5 | $11.9M | 0.69% | 11,188,000 | PRN |
| 29 | EVERGY INC | EVRG | 30034WAD8 | $11.9M | 0.69% | 8,353,000 | PRN |
| 30 | CYBERARK SOFTWARE LTD | CYBR | 23248VAD7 | $11.8M | 0.69% | 7,122,000 | PRN |
| 31 | J P MORGAN EXCHANGE TRADED F | JMTG | 46654Q575 | $11.7M | 0.68% | 231,534 | SH |
| 32 | ALLIANT ENERGY CORP | LNT | 018802AE8 | $11.5M | 0.66% | 10,407,000 | PRN |
| 33 | SOUTHERN CO | SO | 842587DZ7 | $11.4M | 0.66% | 10,306,000 | PRN |
| 34 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $10.4M | 0.61% | 49,066 | SH |
| 35 | SITIME CORP | SITM | 82982TAA4 | $10.4M | 0.60% | 9,380,000 | PRN |
| 36 | ALBEMARLE CORP | ALBPA | 012653200 | $10.3M | 0.60% | 185,538 | SH |
| 37 | KKR & CO INC | KKRPD | 48251W500 | $10.1M | 0.59% | 255,303 | SH |
| 38 | J P MORGAN EXCHANGE TRADED F | JIVE | 46654Q757 | $10.0M | 0.58% | 108,997 | SH |
| 39 | MACOM TECH SOLUTIONS HLDGS I | MTSI | 55405YAD2 | $10.0M | 0.58% | 4,332,000 | PRN |
| 40 | GRANITE CONSTR INC | GVA | 387328AF4 | $9.9M | 0.57% | 4,712,000 | PRN |
| 41 | NCL CORP LTD | — | 62886HBT7 | $9.5M | 0.55% | 8,494,000 | PRN |
| 42 | SUPER MICRO COMPUTER INC | SMCIP | 86800U500 | $9.3M | 0.54% | 181,913 | SH |
| 43 | VANGUARD STAR FDS | VXUS | 921909768 | $9.2M | 0.54% | 107,798 | SH |
| 44 | CLOUDFLARE INC | NET | 18915MAC1 | $9.2M | 0.53% | 7,167,000 | PRN |
| 45 | MARA HOLDINGS INC | MARA | 565788AD8 | $9.1M | 0.53% | 8,189,000 | PRN |
| 46 | LIBERTY MEDIA CORP DEL | FWONA | 531229AQ5 | $8.8M | 0.51% | 7,120,000 | PRN |
| 47 | ISHARES TR | ICVT | 46435G102 | $8.6M | 0.50% | 70,831 | SH |
| 48 | MKS INC. | MKSI | 55306NAB0 | $8.6M | 0.50% | 2,910,000 | PRN |
| 49 | ISHARES INC | IEMG | 46434G103 | $8.4M | 0.49% | 101,970 | SH |
| 50 | CELCUITY INC | CELC | 15102KAB6 | $8.2M | 0.47% | 7,187,000 | PRN |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $1.72B | 542 | 0001172661-26-003227 |
| 2026-03-31 | 2026-05-14 | $1.45B | 548 | 0001172661-26-001838 |
| 2025-12-31 | 2026-02-10 | $1.47B | 557 | 0001172661-26-000557 |
| 2025-09-30 | 2025-10-28 | $1.47B | 540 | 0001172661-25-004466 |
Filer Information
Address
2121 AVENUE OF THE STARSSUITE 2050
LOS ANGELES, CA 90067
Phone
(310) 595-2000
Filing Manager
SSI INVESTMENT MANAGEMENT LLC
Los Angeles, CA
Signatory
Syed Mehdi
President & Chief Compliance Officer