ROGER H BALLOU
CIK 1158369 · President and CEO · last filed 2026-04-27
ROGER H BALLOU is a President and CEO who has filed 109 SEC Form 4 insider transactions across 8 companies since 2007. The most recent filing, for BFH, was dated May 21, 2026. Across all open-market trades the lifetime net is −$11.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.7M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$7.66M
8
109
-$11.48M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BFH | Director | 30,079 | $102.05 | $3.07M | -$674.9K | 8 | 2026-04-27 |
| UVSP | Director | 11,252 | $41.10 | $462.5K | -$1.30M | 11 | 2023-02-02 |
| RCMT | Director | 98,585 | $41.92 | $4.13M | -$1.81M | 27 | 2022-12-16 |
| Loyalty Ventures Inc. (LYLT) Delisted | Director | 13,733 | $0.22 | $3.0K | $165.8K | 5 | 2022-11-08 |
| BREAD FINANCIAL HOLDINGS, INC. (ADS) Delisted | Director | 20,712 | $56.80 | $1.18M | -$3.51M | 24 | 2021-06-17 |
| Fox Chase Bancorp Inc (FXCB) Delisted | Director | 21,739 | — | — | $8.7K | 5 | 2015-03-17 |
| CDI CORP (CDI) Delisted | President and CEO | 141,383 | — | — | -$4.38M | 24 | 2011-01-04 |
| Fox Chase Bancorp Inc (FXCBD) Delisted | Director | 35,038 | — | — | $18.0K | 1 | 2010-07-01 |
Recent Filings
109 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-05-21 | BFH | Notice (144) | −18,000 | -$1.53M | EDGAR |
| 2026-04-27 | BFH | Sell (S) | −9,687 | -$874.9K | EDGAR |
| 2026-04-24 | BFH | Notice (144) | −9,687 | -$874.9K | EDGAR |
| 2026-02-20 | BFH | Gift (G) | −1,351 | $0 | EDGAR |
| 2025-06-18 | BFH | Grant (A) | +2,802 | $0 | EDGAR |
| 2024-06-20 | BFH | Grant (A) | +3,473 | $0 | EDGAR |
| 2023-08-01 | BFH | Buy (P) | +2,400 | $100.3K | EDGAR |
| 2023-06-26 | UVSP | Notice (144) | −7,685 | -$142.2K | EDGAR |
| 2023-06-20 | BFH | Grant (A) | +4,932 | $0 | EDGAR |
| 2023-02-02 | UVSP | Mixed | +1,448 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.