ROGER H BALLOU
CIK 1158369 · President and CEO · last filed 2026-04-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$7.66M
Companies
8
Total Filings
109
Lifetime Open-Market Net
-$11.48M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BFH | Director | 30,079 | $102.05 | $3.07M | -$674.9K | 8 | 2026-04-27 |
| UVSP | Director | 11,252 | $41.10 | $462.5K | -$1.30M | 11 | 2023-02-02 |
| RCMT | Director | 98,585 | $41.92 | $4.13M | -$1.81M | 27 | 2022-12-16 |
| Loyalty Ventures Inc. (LYLT) Delisted | Director | 13,733 | $0.22 | $3.0K | $165.8K | 5 | 2022-11-08 |
| BREAD FINANCIAL HOLDINGS, INC. (ADS) Delisted | Director | 20,712 | $56.80 | $1.18M | -$3.51M | 24 | 2021-06-17 |
| Fox Chase Bancorp Inc (FXCB) Delisted | Director | 21,739 | — | — | $8.7K | 5 | 2015-03-17 |
| CDI CORP (CDI) Delisted | President and CEO | 141,383 | — | — | -$4.38M | 24 | 2011-01-04 |
| Fox Chase Bancorp Inc (FXCBD) Delisted | Director | 35,038 | — | — | $18.0K | 1 | 2010-07-01 |
Recent Filings · Page 2 of 11
109 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-12-16 | RCMT | Sell (S) | −7,674 | -$114.7K | EDGAR |
| 2022-12-05 | RCMT | Sell (S) | −9,800 | -$149.5K | EDGAR |
| 2022-11-30 | RCMT | Sell (S) | −7,833 | -$119.7K | EDGAR |
| 2022-11-23 | RCMT | Sell (S) | −2,000 | -$30.6K | EDGAR |
| 2022-11-18 | RCMT | Sell (S) | −20,190 | -$317.9K | EDGAR |
| 2022-11-16 | RCMT | Sell (S) | −36,500 | -$579.6K | EDGAR |
| 2022-11-10 | UVSP | Sell (S) | −14,679 | -$405.3K | EDGAR |
| 2022-11-08 | Loyalty Ventures Inc. (LYLT) Delisted | Disp (D) | −24,039 | $0 | EDGAR |
| 2022-08-18 | RCMT | Sell (S) | −300 | -$5.3K | EDGAR |
| 2022-08-09 | BFH | Buy (P) | +2,550 | $99.7K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.