Mast Capital Management, LLC
CIK 1429074 · last filed 2019-05-24
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.72M
Companies
8
Total Filings
56
Lifetime Open-Market Net
-$26.27M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Great Elm Capital Corp. (GECCM) Delisted | 10%+ Owner | 1,163,008 | $25.03 | $29.11M | -$56.09M | 27 | 2019-05-24 |
| Great Elm Capital Corp. (GECCL) Delisted | 10%+ Owner | 5,081,992 | $25.35 | $128.83M | -$3.90M | 5 | 2017-11-03 |
| GECC | 10%+ Owner | 906,754 | $5.21 | $4.72M | -$288.2K | 3 | 2017-09-18 |
| Forest Investments, Inc. (NEFF) Delisted | 10%+ Owner | 771,750 | — | — | $1.52M | 2 | 2017-05-16 |
| Everi Holdings Inc. (EVRI) Delisted | 10%+ Owner | 1,191,160 | $14.24 | $16.96M | $16.14M | 12 | 2016-05-16 |
| Forest Investments, Inc. (UPIP) Delisted | 10%+ Owner | 10,117,671 | — | — | $0 | 1 | 2015-10-28 |
| GRIZZLY MERGER SUB 1, LLC (GNCMA) Delisted | 10%+ Owner | 305,196 | — | — | -$31.65M | 3 | 2015-01-15 |
| GLEACHER & COMPANY, INC. (BPSG) Delisted | 10%+ Owner | 7,058,824 | — | — | $48.00M | 1 | 2008-03-06 |
Recent Filings · Page 3 of 6
56 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-12-17 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −1,724 | -$14.1K | EDGAR |
| 2018-12-10 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −4,000 | -$33.0K | EDGAR |
| 2018-10-24 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −4,552,558 | -$34.37M | EDGAR |
| 2018-09-14 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −90,896 | -$879.6K | EDGAR |
| 2018-04-20 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −3,800 | -$35.0K | EDGAR |
| 2018-04-06 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −5,412 | -$50.5K | EDGAR |
| 2018-03-28 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −37,212 | -$342.9K | EDGAR |
| 2017-11-03 | Great Elm Capital Corp. (GECCL) Delisted | Sell (S) | −400 | -$4.0K | EDGAR |
| 2017-10-16 | Great Elm Capital Corp. (GECCL) Delisted | Sell (S) | −101,088 | -$1.02M | EDGAR |
| 2017-10-04 | Great Elm Capital Corp. (GECCL) Delisted | Sell (S) | −72,432 | -$776.8K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.