Mast Capital Management, LLC
CIK 1429074 · last filed 2019-05-24
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$5.44M
Companies
8
Total Filings
56
Lifetime Open-Market Net
-$26.27M
Filer Profile
Reported Address
31 ST. JAMES AVENUE6TH FLOOR
BOSTON, MA 02116
Phone
(617) 375-3000
State of Incorporation
DE
Formerly Known As
Mast Capital Management LLC (2008–2014)
Related Filers
David J. Steinberg — 99 joint filings, latest 2019-06-07
Forest Investments, Inc. — 16 joint filings, latest 2019-05-20
GCI LIBERTY, INC. — 7 joint filings, latest 2016-02-17
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Great Elm Capital Corp. (GECCM) Delisted | 10%+ Owner | 1,163,008 | $25.03 | $29.11M | -$56.09M | 27 | 2019-05-24 |
| Great Elm Capital Corp. (GECCL) Delisted | 10%+ Owner | 5,081,992 | $25.35 | $128.83M | -$3.90M | 5 | 2017-11-03 |
| GECC | 10%+ Owner | 906,754 | $6.00 | $5.44M | -$288.2K | 3 | 2017-09-18 |
| Forest Investments, Inc. (NEFF) Delisted | 10%+ Owner | 771,750 | — | — | $1.52M | 2 | 2017-05-16 |
| Everi Holdings Inc. (EVRI) Delisted | 10%+ Owner | 1,191,160 | $14.24 | $16.96M | $16.14M | 12 | 2016-05-16 |
| Forest Investments, Inc. (UPIP) Delisted | 10%+ Owner | 10,117,671 | — | — | $0 | 1 | 2015-10-28 |
| GRIZZLY MERGER SUB 1, LLC (GNCMA) Delisted | 10%+ Owner | 305,196 | — | — | -$31.65M | 3 | 2015-01-15 |
| GLEACHER & COMPANY, INC. (BPSG) Delisted | 10%+ Owner | 7,058,824 | — | — | $48.00M | 1 | 2008-03-06 |
Recent Filings · Page 6 of 6
56 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-01-15 | GRIZZLY MERGER SUB 1, LLC (GNCMA) Delisted | Sell (S) | −2,116,816 | -$31.22M | EDGAR |
| 2015-01-14 | GRIZZLY MERGER SUB 1, LLC (GNCMA) Delisted | Sell (S) | −6,600 | -$96.7K | EDGAR |
| 2014-10-01 | GRIZZLY MERGER SUB 1, LLC (GNCMA) Delisted | Sell (S) | −30,000 | -$329.3K | EDGAR |
| 2009-03-20 | — | Mixed | −33,285,400 | -$93.50M | |
| 2008-10-02 | — | Buy (P) | +1,112,400 | $2.33M | |
| 2008-03-06 | GLEACHER & COMPANY, INC. (BPSG) Delisted | Buy (P) | +28,235,296 | $48.00M | EDGAR |
Showing 51–56 of 56
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Page 6 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.