Blue Ridge Investments, L.L.C.
CIK 1453700 · last filed 2023-09-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$441.0K
Companies
99
Total Filings
163
Lifetime Open-Market Net
$0
Filer Profile
Reported Address
ONE BRYANT PARKNEW YORK, NY 10036
Phone
(980) 254-4395
State of Incorporation
DE
Related Filers
BANK OF AMERICA NA — 372 joint filings, latest 2023-07-19
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. — 94 joint filings, latest 2019-07-15
Banc of America Preferred Funding Corp — 25 joint filings, latest 2023-09-14
BOFA SECURITIES, INC. — same reported address
MARATHON ASSET MANAGEMENT LP — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FMN | 10%+ Owner | 1,772 | $10.90 | $19.3K | $0 | 2 | 2023-09-14 |
| DSM | 10%+ Owner | 0 | $5.72 | $0 | $0 | 1 | 2023-07-19 |
| AFB | 10%+ Owner | 0 | $10.60 | $0 | $0 | 1 | 2018-12-21 |
| NAD | 10%+ Owner | 5,455 | $11.46 | $62.5K | $0 | 3 | 2018-12-03 |
| NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. (NBW) Delisted | 10%+ Owner | 590 | $9.49 | $5.6K | $0 | 2 | 2018-12-03 |
| GDV | 10%+ Owner | 6,283 | $29.98 | $188.4K | $0 | 2 | 2018-11-19 |
| EATON VANCE NEW YORK MUNICIPAL INCOME TRUST (EVY) Delisted | 10%+ Owner | 0 | $15.17 | $0 | $0 | 1 | 2018-03-28 |
| CEV | 10%+ Owner | 0 | $10.36 | $0 | $0 | 1 | 2018-03-28 |
| EVN | 10%+ Owner | 0 | $10.62 | $0 | $0 | 1 | 2018-03-28 |
| EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II (EIA) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST (EVP) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUND (EIP) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE MUNICIPAL BOND FUND II (EIV) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST (MMV) Delisted | 10%+ Owner | 0 | $0.48 | $0 | $0 | 1 | 2018-03-28 |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) Delisted | 10%+ Owner | 0 | $8.08 | $0 | $0 | 1 | 2018-02-22 |
| BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | 10%+ Owner | 28 | — | — | $0 | 15 | 2017-08-22 |
| NBH | 10%+ Owner | 0 | $10.05 | $0 | $0 | 1 | 2014-07-03 |
| BLACKROCK MUNICIPAL 2018 TERM TRUST (BPK) Delisted | 10%+ Owner | 1,272 | — | — | $0 | 4 | 2014-03-18 |
| DNP | 10%+ Owner | 467 | $10.74 | $5.0K | $0 | 1 | 2014-03-14 |
| BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST (BJZ) Delisted | 10%+ Owner | 79 | — | — | $0 | 5 | 2014-03-06 |
| BNY MELLON MUNICIPAL INCOME, INC. (DMF) Delisted | 10%+ Owner | 216 | $6.93 | $1.5K | $0 | 1 | 2014-01-07 |
| LEO | 10%+ Owner | 617 | $6.07 | $3.7K | $0 | 2 | 2014-01-06 |
| BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST (BLH) Delisted | 10%+ Owner | 248 | — | — | $0 | 1 | 2013-10-30 |
| BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST (BFO) Delisted | 10%+ Owner | 47 | — | — | $0 | 4 | 2013-10-29 |
| DTF | 10%+ Owner | 0 | $11.45 | $0 | $0 | 1 | 2013-09-23 |
| PMO | 10%+ Owner | 5,222 | $10.12 | $52.8K | $0 | 1 | 2013-01-02 |
| AVK | 10%+ Owner | 0 | $12.40 | $0 | $0 | 1 | 2012-12-26 |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | 10%+ Owner | 0 | $11.01 | $0 | $0 | 1 | 2012-12-26 |
| BLACKROCK NEW JERSEY MUNICIPAL BOND TRUST (BLJ) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2012-07-12 |
| BLACKROCK MARYLAND MUNICIPAL BOND TRUST (BZM) Delisted | 10%+ Owner | 0 | $15.00 | $0 | $0 | 1 | 2012-07-09 |
| Invesco Quality Municipal Investment Trust (IQT) Delisted | 10%+ Owner | 149 | — | — | $0 | 2 | 2012-06-22 |
| IQI | 10%+ Owner | 0 | $9.95 | $0 | $0 | 2 | 2012-06-22 |
| IQM | 10%+ Owner | 103 | $106.38 | $11.0K | $0 | 1 | 2012-06-20 |
| Invesco Municipal Premium Income Trust (PIA) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2012-06-14 |
| Invesco Van Kampen Ohio Quality Municipal Trust (VOQ) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2012-06-14 |
| Invesco New York Quality Municipal Securities (IQN) Delisted | 10%+ Owner | 90 | — | — | $0 | 2 | 2012-06-13 |
| IIM | 10%+ Owner | 0 | $12.39 | $0 | $0 | 2 | 2012-06-13 |
| VPV | 10%+ Owner | 0 | $11.15 | $0 | $0 | 4 | 2012-06-08 |
| VGM | 10%+ Owner | 493 | $10.10 | $5.0K | $0 | 3 | 2012-06-07 |
| VKQ | 10%+ Owner | 903 | $9.58 | $8.7K | $0 | 1 | 2012-05-29 |
| VMO | 10%+ Owner | 787 | $9.53 | $7.5K | $0 | 4 | 2012-05-25 |
| VKI | 10%+ Owner | 1,051 | $8.67 | $9.1K | $0 | 2 | 2012-05-24 |
| BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST (BFZ) Delisted | 10%+ Owner | 0 | $11.11 | $0 | $0 | 1 | 2012-04-18 |
| BNJ | 10%+ Owner | 0 | $15.17 | $0 | $0 | 1 | 2012-04-16 |
| MUC | 10%+ Owner | 2,752 | $10.45 | $28.8K | $0 | 1 | 2012-04-16 |
| Invesco Van Kampen Trust for Value Municipals (VIM) Delisted | 10%+ Owner | 371 | — | — | $0 | 1 | 2012-02-16 |
| Invesco California Quality Municipal Securities (IQC) Delisted | 10%+ Owner | 314 | — | — | $0 | 2 | 2012-01-23 |
| BLACKROCK MUNIVEST FUND II, INC. (MVT) Delisted | 10%+ Owner | 0 | $11.00 | $0 | $0 | 1 | 2012-01-23 |
| BLACKROCK MUNIYIELD QUALITY FUND II, INC. (MQT) Delisted | 10%+ Owner | 845 | $10.29 | $8.7K | $0 | 1 | 2012-01-19 |
| BLACKROCK MUNIVEST FUND, INC. (MVF) Delisted | 10%+ Owner | 640 | $7.07 | $4.5K | $0 | 3 | 2012-01-19 |
| BLACKROCK MUNICIPAL BOND TRUST (BBK) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2012-01-17 |
| VTN | 10%+ Owner | 923 | $10.44 | $9.6K | $0 | 1 | 2012-01-17 |
| BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. (BKN) Delisted | 10%+ Owner | 1,467 | $11.54 | $16.9K | $0 | 1 | 2012-01-13 |
| BLACKROCK MUNICIPAL INCOME TRUST II (BLE) Delisted | 10%+ Owner | 1,377 | $10.54 | $14.5K | $0 | 1 | 2012-01-12 |
| MHD | 10%+ Owner | 0 | $11.22 | $0 | $0 | 1 | 2012-01-12 |
| BLACKROCK MUNICIPAL INCOME TRUST (BFK) Delisted | 10%+ Owner | 690 | $10.09 | $7.0K | $0 | 1 | 2012-01-11 |
| VCV | 10%+ Owner | 585 | $10.23 | $6.0K | $0 | 1 | 2012-01-11 |
| BLACKROCK MUNIHOLDINGS FUND II, INC. (MUH) Delisted | 10%+ Owner | 429 | — | — | $0 | 1 | 2012-01-11 |
| BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. (MUS) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2012-01-10 |
| BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND (MFT) Delisted | 10%+ Owner | 963 | $14.54 | $14.0K | $0 | 1 | 2012-01-09 |
| MQY | 10%+ Owner | 0 | $10.87 | $0 | $0 | 2 | 2011-10-25 |
| BLACKROCK MUNICIPAL BOND INVESTMENT TRUST (BIE) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-10-06 |
| NZF | 10%+ Owner | 0 | $11.92 | $0 | $0 | 3 | 2011-10-05 |
| NUVEEN NEW YORK PREMIUM INCOME MUNICIPAL FUND INC (NNF) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-10-04 |
| NEA | 10%+ Owner | 0 | $11.04 | $0 | $0 | 1 | 2011-08-24 |
| NAZ | 10%+ Owner | 0 | $11.96 | $0 | $0 | 1 | 2011-08-24 |
| BLACKROCK MUNIYIELD FUND, INC. (MYD) Delisted | 10%+ Owner | 0 | $10.77 | $0 | $0 | 1 | 2011-07-28 |
| BLACKROCK MUNIYIELD NEW JERSEY QUALITY FUND, INC. (MJI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-07-25 |
| NAC | 10%+ Owner | 0 | $11.45 | $0 | $0 | 1 | 2011-07-22 |
| BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. (MHN) Delisted | 10%+ Owner | 0 | $10.30 | $0 | $0 | 1 | 2011-07-22 |
| BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND (MFL) Delisted | 10%+ Owner | 0 | $11.84 | $0 | $0 | 1 | 2011-07-20 |
| MUJ | 10%+ Owner | 0 | $12.02 | $0 | $0 | 1 | 2011-07-20 |
| MYI | 10%+ Owner | 0 | $10.47 | $0 | $0 | 2 | 2011-06-23 |
| BLACKROCK MUNIYIELD ARIZONA FUND, INC. (MZA) Delisted | 10%+ Owner | 0 | $14.63 | $0 | $0 | 3 | 2011-06-15 |
| BLACKROCK MUNIENHANCED FUND, INC. (MEN) Delisted | 10%+ Owner | 0 | $12.08 | $0 | $0 | 1 | 2011-06-13 |
| MPA | 10%+ Owner | 0 | $10.74 | $0 | $0 | 1 | 2011-06-10 |
| BLACKROCK MUNIYIELD INVESTMENT FUND (MYF) Delisted | 10%+ Owner | 0 | $14.32 | $0 | $0 | 1 | 2011-06-10 |
| BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC. (MYM) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-06-07 |
| NUVEEN PREMIER MUNICIPAL INCOME FUND INC (NPF) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2011-06-03 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-05-31 |
| NUVEEN SELECT QUALITY MUNICIPAL FUND INC (NQS) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-05-31 |
| MYN | 10%+ Owner | 0 | $9.47 | $0 | $0 | 2 | 2011-05-26 |
| BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. (MYJ) Delisted | 10%+ Owner | 0 | $13.07 | $0 | $0 | 1 | 2011-05-19 |
| BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. (MCA) Delisted | 10%+ Owner | 235 | $12.51 | $2.9K | $0 | 3 | 2011-05-18 |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NBJ) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-04-28 |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND (NXI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-04-12 |
| BlackRock Municipal Credit Alpha Portfolio, Inc. (MUI) Delisted | 10%+ Owner | 0 | $12.09 | $0 | $0 | 1 | 2011-04-06 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-23 |
| NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (NPP) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-23 |
| NUVEEN QUALITY MUNICIPAL FUND INC (NQI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-18 |
| NMT | 10%+ Owner | 0 | $12.38 | $0 | $0 | 1 | 2011-03-01 |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST II, INC. (PSY) Delisted | 10%+ Owner | 1,738 | $5.90 | $10.3K | $0 | 1 | 2011-01-28 |
| NIO | 10%+ Owner | 1,917 | $3.80 | $7.3K | $0 | 1 | 2011-01-26 |
| BTZ | 10%+ Owner | 1,643 | $9.95 | $16.3K | $0 | 1 | 2011-01-21 |
| NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | 10%+ Owner | 748 | — | — | $0 | 1 | 2011-01-21 |
| NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INC (NQC) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-01-21 |
| NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND (NNC) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-01-21 |
| NAN | 10%+ Owner | 0 | $10.75 | $0 | $0 | 1 | 2011-01-21 |
| BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. (MYC) Delisted | 10%+ Owner | 1,493 | $12.50 | $18.7K | $0 | 1 | 2011-01-20 |
Recent Filings · Page 3 of 17
163 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-09-14 | NAD | Other (J) | +1,305 | $0 | EDGAR |
| 2016-01-27 | BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | Other (J) | −174 | $0 | EDGAR |
| 2015-08-27 | — | Other (J) | −1,178 | $0 | |
| 2015-08-26 | BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | Other (J) | −42 | $0 | EDGAR |
| 2015-08-21 | BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | Other (J) | −12 | $0 | EDGAR |
| 2015-06-23 | BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | Other (J) | −24 | $0 | EDGAR |
| 2014-11-14 | BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | Other (J) | −54 | $0 | EDGAR |
| 2014-10-08 | — | Other (J) | −933 | $0 | |
| 2014-07-03 | NBH | Other (J) | −15,400 | $0 | EDGAR |
| 2014-07-02 | NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. (NBW) Delisted | Other (J) | −3,396 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.