Thomas C Merchant
CIK 1573664 · EVP, General Counsel · last filed 2025-12-03
Thomas C Merchant is an EVP, General Counsel who has filed 61 SEC Form 4 insider transactions across 4 companies since 2013. The most recent filing shows the insider had shares withheld for taxes covering $182.4K of BEN on Dec 3, 2025. Across all open-market trades the lifetime net is −$3.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.0M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$2.98M
4
61
-$3.37M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BEN | EVP, General Counsel | 92,612 | $32.13 | $2.98M | $0 | 11 | 2025-12-03 |
| LEGG MASON, INC. (LMHB) Delisted | Exec VP & General Counsel | 0 | — | — | -$3.37M | 31 | 2020-08-04 |
| LEGG MASON, INC. (LMHA) Delisted | Exec VP & General Counsel | 48,592 | — | — | $0 | 3 | 2016-07-13 |
| LEGG MASON, INC. (PNK) Delisted | Exec VP & General Counsel | 42,895 | — | — | $0 | 16 | 2016-04-19 |
Recent Filings
61 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-12-03 | BEN | Tax (F) | −8,091 | -$182.4K | EDGAR |
| 2025-11-05 | BEN | Grant (A) | +39,182 | $512.5K | EDGAR |
| 2025-09-03 | BEN | Tax (F) | −8,877 | -$227.8K | EDGAR |
| 2024-12-03 | BEN | Tax (F) | −3,866 | -$88.0K | EDGAR |
| 2024-11-07 | BEN | Grant (A) | +28,289 | $425.0K | EDGAR |
| 2024-09-04 | BEN | Tax (F) | −6,303 | -$127.6K | EDGAR |
| 2023-12-05 | BEN | Tax (F) | −2,098 | -$53.8K | EDGAR |
| 2023-11-06 | BEN | Grant (A) | +21,461 | $400.0K | EDGAR |
| 2023-09-05 | BEN | Tax (F) | −4,415 | -$118.1K | EDGAR |
| 2022-11-07 | BEN | Grant (A) | +17,842 | $400.0K | EDGAR |