Thomas C Merchant

CIK 1573664 · EVP, General Counsel · last filed 2025-12-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.98M

Companies

4

Total Filings

61

Lifetime Open-Market Net

-$3.37M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BEN EVP, General Counsel 92,612 $32.13 $2.98M $0 11 2025-12-03
LEGG MASON, INC. (LMHB) Delisted Exec VP & General Counsel 0 -$3.37M 31 2020-08-04
LEGG MASON, INC. (LMHA) Delisted Exec VP & General Counsel 48,592 $0 3 2016-07-13
LEGG MASON, INC. (PNK) Delisted Exec VP & General Counsel 42,895 $0 16 2016-04-19

Recent Filings · Page 2 of 7

61 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-09-02 BEN Tax (F) −2,435 -$63.5K EDGAR
2020-08-04 LEGG MASON, INC. (LMHB) Delisted Disp (D) −92,269 $0 EDGAR
2020-07-21 LEGG MASON, INC. (LMHB) Delisted Grant (A) $0 EDGAR
2020-06-29 LEGG MASON, INC. (LMHB) Delisted Gift (G) −1,000 $0 EDGAR
2020-05-04 LEGG MASON, INC. (LMHB) Delisted Tax (F) −1,642 -$81.7K EDGAR
2020-04-28 LEGG MASON, INC. (LMHB) Delisted Grant (A) $0 EDGAR
2020-04-15 LEGG MASON, INC. (LMHB) Delisted Mixed +4,318 -$198.3K EDGAR
2020-03-06 LEGG MASON, INC. (LMHB) Delisted Mixed +7,870 -$199.0K EDGAR
2020-03-05 LEGG MASON, INC. (LMHB) Delisted Mixed +3,985 -$105.0K EDGAR
2020-01-29 LEGG MASON, INC. (LMHB) Delisted Grant (A) $0 EDGAR
Showing 1120 of 61
Page 2 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.