UBS Group AG
CIK 1610520 · last filed 2026-05-29
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$20.1K
Companies
53
Total Filings
109
Lifetime Open-Market Net
$14.73M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EVV | 10%+ Owner | 0 | $9.08 | $0 | -$12.53M | 13 | 2026-05-29 |
| EVF | 10%+ Owner | 0 | $4.95 | $0 | $0 | 2 | 2026-05-29 |
| EFR | 10%+ Owner | 0 | $10.56 | $0 | $7.15M | 16 | 2026-05-29 |
| Global Star Acquisition Inc. (GLSTW) Delisted | 10%+ Owner | 9,501 | $0.04 | $380 | -$768 | 1 | 2025-02-25 |
| NDRA | 10%+ Owner | 4,172 | $4.46 | $18.6K | $2.1K | 2 | 2024-09-05 |
| Empery Digital Inc. (VLCN) Delisted | 10%+ Owner | 396 | $10.57 | $4.2K | -$5.0K | 1 | 2024-07-10 |
| GDV | 10%+ Owner | 0 | $30.00 | $0 | $0 | 3 | 2024-06-28 |
| GAB | 10%+ Owner | 0 | $5.65 | $0 | $0 | 2 | 2024-06-28 |
| GGT | 10%+ Owner | 0 | $4.04 | $0 | $0 | 1 | 2024-06-26 |
| EDBLW | 10%+ Owner | 31,647 | $0.05 | $1.4K | -$157.9K | 1 | 2024-05-03 |
| PCN | 10%+ Owner | 0 | $11.64 | $0 | $0 | 1 | 2024-04-18 |
| PFN | 10%+ Owner | 0 | $7.02 | $0 | $0 | 1 | 2024-04-18 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted | 10%+ Owner | 0 | $5.27 | $0 | $0 | 1 | 2024-04-18 |
| PFL | 10%+ Owner | 0 | $7.70 | $0 | $0 | 1 | 2024-04-18 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND III (PYN) Delisted | 10%+ Owner | 0 | $5.15 | $0 | $0 | 2 | 2024-04-18 |
| PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted | 10%+ Owner | 0 | $6.68 | $0 | $0 | 1 | 2024-04-18 |
| PCQ | 10%+ Owner | 0 | $8.62 | $0 | $0 | 1 | 2024-04-18 |
| PNI | 10%+ Owner | 0 | $6.85 | $0 | $0 | 1 | 2024-04-18 |
| PIMCO MUNICIPAL INCOME FUND (PMF) Delisted | 10%+ Owner | 0 | $7.76 | $0 | $0 | 1 | 2024-04-18 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC) Delisted | 10%+ Owner | 0 | $6.10 | $0 | $0 | 1 | 2024-04-18 |
| PHK | 10%+ Owner | 0 | $4.62 | $0 | $0 | 1 | 2024-04-18 |
| PTY | 10%+ Owner | 0 | $11.73 | $0 | $0 | 1 | 2024-04-18 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND (PNF) Delisted | 10%+ Owner | 0 | $6.80 | $0 | $0 | 1 | 2024-04-18 |
| PML | 10%+ Owner | 0 | $7.33 | $0 | $0 | 1 | 2024-04-18 |
| BNY MELLON MUNICIPAL INCOME, INC. (DMF) Delisted | 10%+ Owner | 0 | $6.93 | $0 | $0 | 1 | 2023-07-17 |
| LEO | 10%+ Owner | 0 | $6.19 | $0 | $0 | 1 | 2023-07-17 |
| DSM | 10%+ Owner | 0 | $5.89 | $0 | $0 | 1 | 2023-07-17 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | 10%+ Owner | 0 | $10.58 | $0 | $0 | 1 | 2023-03-03 |
| SBI | 10%+ Owner | 0 | $7.65 | $0 | $0 | 1 | 2023-03-03 |
| MMU | 10%+ Owner | 0 | $10.06 | $0 | $20.28M | 2 | 2023-03-03 |
| NCZ | 10%+ Owner | 0 | $15.00 | $0 | -$821 | 2 | 2022-11-08 |
| NCV | 10%+ Owner | 0 | $16.60 | $0 | $1.9K | 3 | 2022-11-08 |
| AFB | 10%+ Owner | 0 | $10.94 | $0 | $0 | 1 | 2018-12-21 |
| FTF | 10%+ Owner | 0 | $5.76 | $0 | $0 | 1 | 2018-09-05 |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) Delisted | 10%+ Owner | 0 | $8.08 | $0 | $0 | 1 | 2018-02-22 |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. (MHI) Delisted | 10%+ Owner | 0 | $8.95 | $0 | $0 | 1 | 2018-02-16 |
| BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | 10%+ Owner | 0 | — | — | $0 | 19 | 2017-12-05 |
| EATON VANCE NEW YORK MUNICIPAL INCOME TRUST (EVY) Delisted | 0 | $15.17 | $0 | $0 | 1 | 2016-03-01 | |
| EVO | 0 | $1.96 | $0 | $0 | 1 | 2016-03-01 | |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST (MMV) Delisted | 0 | $0.48 | $0 | $0 | 1 | 2016-03-01 | |
| EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST (EMI) Delisted | 0 | — | — | $0 | 1 | 2016-03-01 | |
| EVN | 0 | $10.55 | $0 | $0 | 1 | 2016-03-01 | |
| EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST (EVJ) Delisted | 0 | — | — | $0 | 1 | 2016-03-01 | |
| EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST (EVP) Delisted | 0 | — | — | $0 | 1 | 2016-03-01 | |
| CEV | 0 | $10.17 | $0 | $0 | 1 | 2016-03-01 | |
| EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUND (EIP) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II (EIA) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUND (MAB) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE OHIO MUNICIPAL BOND FUND (EIO) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE NEW YORK MUNICIPAL BOND FUND II (NYH) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE MUNICIPAL BOND FUND II (EIV) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE NEW JERSEY MUNICIPAL BOND FUND (EMJ) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE MICHIGAN MUNICIPAL BOND FUND (MIW) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 |
Recent Filings · Page 2 of 11
109 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-06-26 | GGT | Other (J) | −4 | -$100.0K | EDGAR |
| 2024-06-26 | GDV | Other (J) | −19 | -$475.0K | EDGAR |
| 2024-06-26 | GAB | Other (J) | −17 | -$425.0K | EDGAR |
| 2024-05-03 | EDBLW | Mixed | −29,157 | -$157.9K | EDGAR |
| 2024-04-18 | PCN | Other (J) | −475 | $0 | EDGAR |
| 2024-04-18 | PFN | Other (J) | −1,422 | $0 | EDGAR |
| 2024-04-18 | PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted | Other (J) | −3,734 | $0 | EDGAR |
| 2024-04-18 | PFL | Other (J) | −355 | $0 | EDGAR |
| 2024-04-18 | PIMCO NEW YORK MUNICIPAL INCOME FUND III (PYN) Delisted | Other (J) | −1,038 | $0 | EDGAR |
| 2024-04-18 | PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted | Other (J) | −5,123 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.