UBS Group AG
CIK 1610520 · last filed 2026-05-29
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$21.1K
Companies
53
Total Filings
109
Lifetime Open-Market Net
$14.73M
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
EFR price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestOfficerDirector10% owner* stale (no filing in 3 yrs)
Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
Reported Address
BAHNHOFSTRASSE 45ZURICH CH-8001
Phone
41-44-234-1111
State of Incorporation
Switzerland
Related Filers
ISTAR INC. — 9 joint filings, latest 2022-01-31
Crane NXT, Co. — 7 joint filings, latest 2020-06-09
UBS AG — 7 joint filings, latest 2026-08-14
GIC Private Ltd — 4 joint filings, latest 2017-05-17
AMC ENTERTAINMENT HOLDINGS, INC. — 3 joint filings, latest 2026-07-31
CNX Resources Corp — 2 joint filings, latest 2017-02-07
L P Inergy — 2 joint filings, latest 2018-02-13
Liberty Broadband Corp — 2 joint filings, latest 2025-02-10
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EVV | 10%+ Owner | 0 | $8.39 | $0 | -$12.53M | 13 | 2026-05-29 |
| EVF | 10%+ Owner | 0 | $4.77 | $0 | $0 | 2 | 2026-05-29 |
| EFR | 10%+ Owner | 0 | $10.11 | $0 | $7.15M | 16 | 2026-05-29 |
| Global Star Acquisition Inc. (GLSTW) Delisted | 10%+ Owner | 9,501 | $0.04 | $380 | -$768 | 1 | 2025-02-25 |
| NDRA | 10%+ Owner | 4,172 | $4.85 | $20.2K | $2.1K | 2 | 2024-09-05 |
| Empery Digital Inc. (VLCN) Delisted | 10%+ Owner | 396 | $10.57 | $4.2K | -$5.0K | 1 | 2024-07-10 |
| GDV | 10%+ Owner | 0 | $28.54 | $0 | $0 | 3 | 2024-06-28 |
| GAB | 10%+ Owner | 0 | $5.14 | $0 | $0 | 2 | 2024-06-28 |
| GGT | 10%+ Owner | 0 | $3.42 | $0 | $0 | 1 | 2024-06-26 |
| EDBLW | 10%+ Owner | 31,647 | $0.03 | $905 | -$157.9K | 1 | 2024-05-03 |
| PCN | 10%+ Owner | 0 | $10.69 | $0 | $0 | 1 | 2024-04-18 |
| PFN | 10%+ Owner | 0 | $6.12 | $0 | $0 | 1 | 2024-04-18 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted | 10%+ Owner | 0 | $5.27 | $0 | $0 | 1 | 2024-04-18 |
| PFL | 10%+ Owner | 0 | $6.68 | $0 | $0 | 1 | 2024-04-18 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND III (PYN) Delisted | 10%+ Owner | 0 | $5.15 | $0 | $0 | 2 | 2024-04-18 |
| PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted | 10%+ Owner | 0 | $6.68 | $0 | $0 | 1 | 2024-04-18 |
| PCQ | 10%+ Owner | 0 | $8.12 | $0 | $0 | 1 | 2024-04-18 |
| PNI | 10%+ Owner | 0 | $6.47 | $0 | $0 | 1 | 2024-04-18 |
| PIMCO MUNICIPAL INCOME FUND (PMF) Delisted | 10%+ Owner | 0 | $7.76 | $0 | $0 | 1 | 2024-04-18 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC) Delisted | 10%+ Owner | 0 | $6.10 | $0 | $0 | 1 | 2024-04-18 |
| PHK | 10%+ Owner | 0 | $4.06 | $0 | $0 | 1 | 2024-04-18 |
| PTY | 10%+ Owner | 0 | $10.63 | $0 | $0 | 1 | 2024-04-18 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND (PNF) Delisted | 10%+ Owner | 0 | $6.80 | $0 | $0 | 1 | 2024-04-18 |
| PML | 10%+ Owner | 0 | $6.89 | $0 | $0 | 1 | 2024-04-18 |
| BNY MELLON MUNICIPAL INCOME, INC. (DMF) Delisted | 10%+ Owner | 0 | $6.93 | $0 | $0 | 1 | 2023-07-17 |
| LEO | 10%+ Owner | 0 | $5.91 | $0 | $0 | 1 | 2023-07-17 |
| DSM | 10%+ Owner | 0 | $5.47 | $0 | $0 | 1 | 2023-07-17 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | 10%+ Owner | 0 | $10.58 | $0 | $0 | 1 | 2023-03-03 |
| SBI | 10%+ Owner | 0 | $7.29 | $0 | $0 | 1 | 2023-03-03 |
| MMU | 10%+ Owner | 0 | $9.54 | $0 | $20.28M | 2 | 2023-03-03 |
| NCZ | 10%+ Owner | 0 | $14.35 | $0 | -$821 | 2 | 2022-11-08 |
| NCV | 10%+ Owner | 0 | $15.26 | $0 | $1.9K | 3 | 2022-11-08 |
| AFB | 10%+ Owner | 0 | $10.25 | $0 | $0 | 1 | 2018-12-21 |
| FTF | 10%+ Owner | 0 | $5.37 | $0 | $0 | 1 | 2018-09-05 |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) Delisted | 10%+ Owner | 0 | $8.08 | $0 | $0 | 1 | 2018-02-22 |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. (MHI) Delisted | 10%+ Owner | 0 | $8.95 | $0 | $0 | 1 | 2018-02-16 |
| BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | 10%+ Owner | 0 | — | — | $0 | 19 | 2017-12-05 |
| EATON VANCE NEW YORK MUNICIPAL INCOME TRUST (EVY) Delisted | 0 | $15.17 | $0 | $0 | 1 | 2016-03-01 | |
| EVO | 0 | $1.56 | $0 | $0 | 1 | 2016-03-01 | |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST (MMV) Delisted | 0 | $0.48 | $0 | $0 | 1 | 2016-03-01 | |
| EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST (EMI) Delisted | 0 | — | — | $0 | 1 | 2016-03-01 | |
| EVN | 0 | $9.81 | $0 | $0 | 1 | 2016-03-01 | |
| EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST (EVJ) Delisted | 0 | — | — | $0 | 1 | 2016-03-01 | |
| EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST (EVP) Delisted | 0 | — | — | $0 | 1 | 2016-03-01 | |
| CEV | 0 | $10.41 | $0 | $0 | 1 | 2016-03-01 | |
| EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUND (EIP) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II (EIA) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUND (MAB) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE OHIO MUNICIPAL BOND FUND (EIO) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE NEW YORK MUNICIPAL BOND FUND II (NYH) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE MUNICIPAL BOND FUND II (EIV) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE NEW JERSEY MUNICIPAL BOND FUND (EMJ) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 | |
| EATON VANCE MICHIGAN MUNICIPAL BOND FUND (MIW) Delisted | 0 | — | — | $0 | 1 | 2015-12-15 |
Recent Filings · Page 9 of 11
109 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-01-11 | BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | Other (J) | −71 | $0 | EDGAR |
| 2017-01-09 | BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | Other (J) | −49 | $0 | EDGAR |
| 2016-11-02 | BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | Other (J) | −83 | $0 | EDGAR |
| 2016-10-28 | BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | Other (J) | −58 | $0 | EDGAR |
| 2016-09-30 | EFR | Other (J) | −860 | $0 | EDGAR |
| 2016-09-30 | EVF | Other (J) | −871 | $0 | EDGAR |
| 2016-03-01 | EATON VANCE NEW YORK MUNICIPAL INCOME TRUST (EVY) Delisted | Other (J) | −461 | $0 | EDGAR |
| 2016-03-01 | EVO | Other (J) | −531 | $0 | EDGAR |
| 2016-03-01 | EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST (MMV) Delisted | Other (J) | −419 | $0 | EDGAR |
| 2016-03-01 | EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST (EMI) Delisted | Other (J) | −257 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.