Brian H Schmucker
CIK 1662166 · Chief Executive Officer · last filed 2021-06-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.86M
Companies
7
Total Filings
43
Lifetime Open-Market Net
-$4.27M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Chief Executive Officer | 0 | — | — | -$4.42M | 25 | 2021-06-08 |
| RMM | 0 | $14.60 | $0 | -$202.9K | 4 | 2021-04-06 | |
| RMI | 0 | $15.34 | $0 | -$31.0K | 4 | 2020-03-16 | |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | 0 | — | — | -$82.2K | 1 | 2020-03-16 | |
| RiverNorth Capital & Income Fund, Inc. (RMPLp) Delisted | 8,752 | $25.29 | $221.3K | $219.5K | 1 | 2017-11-21 | |
| RIV | 329,090 | $11.59 | $3.81M | $138.2K | 6 | 2017-09-07 | |
| OPP | 6,000 | $7.62 | $45.7K | $112.0K | 2 | 2016-11-22 |
Recent Filings · Page 3 of 5
43 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-05-13 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −5,500 | -$92.3K | EDGAR |
| 2019-05-08 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −11,000 | -$187.6K | EDGAR |
| 2019-05-06 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −16,500 | -$281.5K | EDGAR |
| 2018-12-21 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Grant (A) | +8,000 | $117.9K | EDGAR |
| 2018-11-26 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Grant (A) | +3,000 | $48.6K | EDGAR |
| 2018-11-20 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Grant (A) | +7,000 | $113.8K | EDGAR |
| 2018-11-13 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Grant (A) | +8,833 | $149.5K | EDGAR |
| 2018-10-29 | RMI | Buy (P) | +15,000 | $300.0K | EDGAR |
| 2018-01-05 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −15,900 | -$322.5K | EDGAR |
| 2018-01-03 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −39,000 | -$783.7K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.