Brian H Schmucker
CIK 1662166 · Chief Executive Officer · last filed 2021-06-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
5
Total Filings
43
Lifetime Open-Market Net
-$4.27M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RIV | Chief Executive Officer | 0 | $11.58 | $0 | -$4.28M | 31 | 2021-06-08 |
| RMM | 0 | $14.49 | $0 | -$202.9K | 4 | 2021-04-06 | |
| RMI | 0 | $15.80 | $0 | -$31.0K | 4 | 2020-03-16 | |
| OPP | 0 | $7.67 | $0 | $29.8K | 3 | 2020-03-16 | |
| RiverNorth Capital & Income Fund, Inc. (RMPL) Delisted | 8,752 | — | — | $219.5K | 1 | 2017-11-21 |
Recent Filings · Page 3 of 5
43 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-05-13 | RIV | Sell (S) | −5,500 | -$92.3K | EDGAR |
| 2019-05-08 | RIV | Sell (S) | −11,000 | -$187.6K | EDGAR |
| 2019-05-06 | RIV | Sell (S) | −16,500 | -$281.5K | EDGAR |
| 2018-12-21 | RIV | Grant (A) | +8,000 | $117.9K | EDGAR |
| 2018-11-26 | RIV | Grant (A) | +3,000 | $48.6K | EDGAR |
| 2018-11-20 | RIV | Grant (A) | +7,000 | $113.8K | EDGAR |
| 2018-11-13 | RIV | Grant (A) | +8,833 | $149.5K | EDGAR |
| 2018-10-29 | RMI | Buy (P) | +15,000 | $300.0K | EDGAR |
| 2018-01-05 | RIV | Sell (S) | −15,900 | -$322.5K | EDGAR |
| 2018-01-03 | RIV | Sell (S) | −39,000 | -$783.7K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.