Brian H Schmucker
CIK 1662166 · Chief Executive Officer · last filed 2021-06-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$0
Companies
5
Total Filings
43
Lifetime Open-Market Net
-$4.27M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RIV | Chief Executive Officer | 0 | $11.58 | $0 | -$4.28M | 31 | 2021-06-08 |
| RMM | 0 | $14.49 | $0 | -$202.9K | 4 | 2021-04-06 | |
| RMI | 0 | $15.80 | $0 | -$31.0K | 4 | 2020-03-16 | |
| OPP | 0 | $7.67 | $0 | $29.8K | 3 | 2020-03-16 | |
| RiverNorth Capital & Income Fund, Inc. (RMPL) Delisted | 8,752 | — | — | $219.5K | 1 | 2017-11-21 |
Recent Filings · Page 4 of 5
43 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-11-21 | RiverNorth Capital & Income Fund, Inc. (RMPL) Delisted | Buy (P) | +8,752 | $219.5K | EDGAR |
| 2017-11-21 | RIV | Grant (A) | +11,333 | $221.4K | EDGAR |
| 2017-10-31 | RIV | Sell (S) | −53,580 | -$12.6K | EDGAR |
| 2017-10-25 | RIV | Sell (S) | −59,073 | -$13.0K | EDGAR |
| 2017-10-10 | RIV | Sell (S) | −21,000 | -$435.0K | EDGAR |
| 2017-09-07 | RIV | Sell (S) | −24,900 | -$525.2K | EDGAR |
| 2016-11-22 | OPP | Buy (P) | +3,000 | $55.4K | EDGAR |
| 2016-11-18 | OPP | Buy (P) | +3,000 | $56.7K | EDGAR |
| 2016-11-07 | RIV | Buy (P) | +3,000 | $56.1K | EDGAR |
| 2016-05-02 | RIV | Buy (P) | +2,000 | $38.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.