Brian H Schmucker
CIK 1662166 · Chief Executive Officer · last filed 2021-06-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.86M
Companies
7
Total Filings
43
Lifetime Open-Market Net
-$4.27M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Chief Executive Officer | 0 | — | — | -$4.42M | 25 | 2021-06-08 |
| RMM | 0 | $14.60 | $0 | -$202.9K | 4 | 2021-04-06 | |
| RMI | 0 | $15.34 | $0 | -$31.0K | 4 | 2020-03-16 | |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | 0 | — | — | -$82.2K | 1 | 2020-03-16 | |
| RiverNorth Capital & Income Fund, Inc. (RMPLp) Delisted | 8,752 | $25.29 | $221.3K | $219.5K | 1 | 2017-11-21 | |
| RIV | 329,090 | $11.59 | $3.81M | $138.2K | 6 | 2017-09-07 | |
| OPP | 6,000 | $7.62 | $45.7K | $112.0K | 2 | 2016-11-22 |
Recent Filings · Page 4 of 5
43 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-11-21 | RiverNorth Capital & Income Fund, Inc. (RMPLp) Delisted | Buy (P) | +8,752 | $219.5K | EDGAR |
| 2017-11-21 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Grant (A) | +11,333 | $221.4K | EDGAR |
| 2017-10-31 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −53,580 | -$12.6K | EDGAR |
| 2017-10-25 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −59,073 | -$13.0K | EDGAR |
| 2017-10-10 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −21,000 | -$435.0K | EDGAR |
| 2017-09-07 | RIV | Sell (S) | −24,900 | -$525.2K | EDGAR |
| 2016-11-22 | OPP | Buy (P) | +3,000 | $55.4K | EDGAR |
| 2016-11-18 | OPP | Buy (P) | +3,000 | $56.7K | EDGAR |
| 2016-11-07 | RIV | Buy (P) | +3,000 | $56.1K | EDGAR |
| 2016-05-02 | RIV | Buy (P) | +2,000 | $38.4K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.