Lloyd I Miller III

CIK 949119 · last filed 2018-01-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$62.66M
Companies
38
Total Filings
997
Lifetime Open-Market Net
$33.16M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

DDIC price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Related Filers
SELECTICA INC — 89 joint filings, latest 2018-01-08
B. Riley Financial, Inc. — 23 joint filings, latest 2017-07-28
ONVIA INC — 18 joint filings, latest 2017-11-21
ATNA RESOURCES LTD — 12 joint filings, latest 2011-09-09
BKF CAPITAL GROUP INC — 6 joint filings, latest 2008-02-11
B. Riley & Co., LLC — 4 joint filings, latest 2010-09-03
Bryant R Riley — 4 joint filings, latest 2010-09-03
Riley Investment Management LLC — 4 joint filings, latest 2010-09-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DETERMINE, INC. (DTRM) Delisted 10%+ Owner 552,410 — — -$170.4K 30 2018-01-02
Kaspien Holdings Inc. (TWMC) Delisted 10%+ Owner 183,109 — — $9.27M 106 2017-12-22
CAPS 10%+ Owner 3 $2.83 $9 $644.1K 16 2017-10-10
INTERMOLECULAR INC (IMI) Delisted 10%+ Owner 2,888,104 — — $189.4K 18 2017-09-29
BEBE 10%+ Owner 91,735 $10.10 $926.5K $953.4K 9 2017-09-19
ONVIA INC (ONVI) Delisted 10%+ Owner 505,227 — — $840.7K 11 2017-09-14
ID SYSTEMS INC (IDSY) Delisted 10%+ Owner 1,194,985 — — $3.75M 21 2017-07-13
CAFEPRESS INC. (PRSS) Delisted 10%+ Owner 1,243,900 — — $4.17M 59 2017-06-16
ITERIS, INC. (ITI) Delisted 10%+ Owner 2,544,994 $7.19 $18.30M -$418.0K 38 2017-05-30
Straight Path Communications Inc. (STRP) Delisted 10%+ Owner 123,244 — — -$2.30M 5 2017-01-31
QUALSTAR CORP (QBAK) Delisted 10%+ Owner 24,999 — — $175.5K 13 2016-09-29
SPARK NETWORKS INC (LOV) Delisted 10%+ Owner 927,242 $0.21 $196.6K $6.10M 53 2016-09-22
DETERMINE, INC. (SLTC) Delisted 10%+ Owner 183,884 — — $3.33M 32 2015-09-14
COSI INC (COSI) Delisted 10%+ Owner 968,967 — — $1.34M 33 2015-07-13
AMBASSADORS GROUP INC (EPAX) Delisted 10%+ Owner 692,479 — — $1.01M 8 2015-06-30
MRV COMMUNICATIONS INC (MRVC) Delisted 10%+ Owner 11,250 — — -$604.0K 4 2015-06-25
LEU 10%+ Owner 118,771 $109.23 $12.97M $136.6K 1 2015-02-12
CCUR Holdings, Inc. (CCUR) Delisted 80 — — -$302.7K 3 2013-02-20
DITECH NETWORKS INC (DITC) Delisted 10%+ Owner 5,891 — — -$1.13M 20 2012-10-01
DDI CORP (DDIC) Delisted Director 0 — — $2.77M 78 2012-06-01
MAGNETEK, INC. (MAG) Delisted 187,725 $24.47 $4.59M -$239.6K 1 2012-03-06
ALTIGEN COMMUNICATIONS INC (ATGN) Delisted 10%+ Owner 8,900 — — $287.3K 18 2010-03-15
ZILOG INC (ZILG) Delisted 10%+ Owner 1,289,059 — — $511.0K 5 2009-08-12
TECHNOLOGY SOLUTIONS COMPANY (TSCC) Delisted 10%+ Owner 8,116 — — -$123.3K 1 2009-03-09
TSEM 10%+ Owner 6,426 $193.91 $1.25M $2.27M 46 2008-10-17
SYNERGY BRANDS INC (SYBR) Delisted Director 1,031,748 — — $0 14 2008-10-02
PROXIM WIRELESS CORP (PRXM) Delisted 10%+ Owner 30,344 — — $240.5K 6 2008-07-29
PHARMOS CORP (PARS) Delisted Director 8,065 — — $0 4 2008-07-03
GENC 10%+ Owner 17,850 $17.37 $310.1K -$2.00M 10 2008-06-12
CENTILLIUM COMMUNICATIONS INC (CTLM) Delisted 10%+ Owner 2,319,573 — — $411.3K 13 2008-05-07
YOUBET COM INC (UBET) Delisted 10%+ Owner 4,047,215 — — $1.08M 26 2008-04-24
MAIR 10%+ Owner 610,848 $23.70 $14.48M $300.0K 3 2008-04-03
ORE PHARMACEUTICAL HOLDINGS INC. (ORXE) Delisted 0 — — $0 1 2008-03-18
INSW 10%+ Owner 291,483 $112.29 $32.73M -$630.8K 17 2008-02-27
CATHAY MERCHANT GROUP, INC. (CMQ) Delisted 10%+ Owner 1,271,637 — — $94.1K 16 2007-12-21
CANYON RESOURCES CORP (CAU) Delisted 10%+ Owner 1,533,280 — — $177.4K 10 2007-12-17
ORE PHARMACEUTICAL HOLDINGS INC. (GLGC) Delisted Director 3,226,362 — — $1.01M 6 2007-11-29
KITTY HAWK INC (KHK) Delisted 10%+ Owner 2,837,289 — — $0 1 2007-04-05

Recent Filings · Page 41 of 100

997 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-08-09 CAPS Buy (P) +87,500 $19.7K EDGAR
2013-08-09 — Buy (P) +93,600 $30.9K
2013-08-01 COSI INC (COSI) Delisted Buy (P) +4,600 $9.7K EDGAR
2013-08-01 CAPS Buy (P) +1,139,000 $227.8K EDGAR
2013-07-10 COSI INC (COSI) Delisted Buy (P) +31,965 $67.7K EDGAR
2013-07-09 COSI INC (COSI) Delisted Buy (P) +72,780 $154.2K EDGAR
2013-06-26 COSI INC (COSI) Delisted Buy (P) +9,067 $18.5K EDGAR
2013-06-25 COSI INC (COSI) Delisted Buy (P) +82,981 $169.5K EDGAR
2013-06-24 COSI INC (COSI) Delisted Buy (P) +31,395 $62.5K EDGAR
2013-06-13 — Grant (A) — $0
Showing 401–410 of 997
Page 41 of 100
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.