AAOI · Insider Trading

Applied Optoelectronics, Inc.

Every open-market purchase and sale reported by AAOI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
21
code S
Reporting Insiders
12
current holders
AAOI — Recent Form 4 Transactions (latest 2026-10-14)
FiledInsiderRole TypeSharesValue
2026-10-14 Stefan J. Murry Chief Financial Officer Sell −4,000 −$411.48K
2026-10-07 Shu-Hua (Joshua) Yeh *** See Remarks Sell −6,000 −$720.18K
2026-09-17 Richard B Black Director G −2,200 —
2026-09-10 Stefan J. Murry Chief Financial Officer Sell −4,000 −$421.32K
2026-09-10 Hung-Lun (Fred) Chang *** See Remarks Sell −32,172 −$3.55M
2026-08-20 Shu-Hua (Joshua) Yeh *** See Remarks Sell −6,000 −$886.38K
2026-08-12 Stefan J. Murry Chief Financial Officer Sell −4,000 −$579.16K
2026-08-04 Shu-Hua (Joshua) Yeh *** See Remarks Sell −4,715 −$596.45K
2026-08-04 Chih-Hsiang (Thompson) Lin President and CEO A +9,251 —
2026-07-23 Hung-Lun (Fred) Chang *** See Remarks F −4,676 −$557.66K
2026-07-23 Stefan J. Murry Chief Financial Officer F −5,408 −$644.96K
2026-07-23 David C Kuo *** See Remarks F −3,264 −$389.26K
2026-07-23 Shu-Hua (Joshua) Yeh *** See Remarks MIXED −5,994 −$715.82K
2026-07-23 Chih-Hsiang (Thompson) Lin President and CEO F −15,640 −$1.87M
2026-07-14 Stefan J. Murry Chief Financial Officer Sell −4,000 −$488.36K
2026-06-18 Hung-Lun (Fred) Chang *** See Remarks Sell −40,329 −$6.88M
2026-06-18 Shu-Hua (Joshua) Yeh *** See Remarks Sell −6,000 −$1.03M
2026-06-16 Stefan J. Murry Chief Financial Officer MIXED −63,330 −$10.74M
2026-06-16 Shu-Hua (Joshua) Yeh *** See Remarks MIXED −52,223 −$8.84M
2026-06-16 Hung-Lun (Fred) Chang *** See Remarks MIXED −61,297 −$10.38M
2026-06-16 Chih-Hsiang (Thompson) Lin President and CEO MIXED −145,655 −$24.80M
2026-06-16 David C Kuo *** See Remarks MIXED −48,292 −$8.16M
2026-06-11 Robert James Flanagan Director A +1,166 —
2026-06-11 Cynthia DeLaney Director A +1,166 —
2026-06-11 Stefan J. Murry Chief Financial Officer Sell −4,000 −$685.80K
2026-06-11 William H Yeh Director A +1,166 —
2026-06-11 Min-Chu (Mike) Chen Director A +1,166 —
2026-06-11 Che-Wei Lin Director A +1,166 —
2026-06-11 Richard B Black Director A +1,166 —
2026-06-08 Shu-Hua (Joshua) Yeh *** See Remarks Sell −10,000 −$2.05M
2026-06-08 Hung-Lun (Fred) Chang *** See Remarks Sell −4,000 −$800.28K
2026-06-04 Min-Chu (Mike) Chen Director Sell −8,247 −$1.66M
2026-06-01 Chih-Hsiang (Thompson) Lin President and CEO MIXED −0 —
2026-05-28 Cynthia DeLaney Director Sell −56,575 −$10.71M
2026-05-19 Stefan J. Murry Chief Financial Officer MIXED +185,780 −$11.49M
2026-05-19 Chih-Hsiang (Thompson) Lin President and CEO MIXED +567,088 −$26.54M
2026-05-19 Shu-Hua (Joshua) Yeh *** See Remarks MIXED +145,088 −$8.29M
2026-05-19 Hung-Lun (Fred) Chang *** See Remarks MIXED +163,272 −$11.02M
2026-05-19 David C Kuo *** See Remarks MIXED +118,292 −$6.96M
2026-05-13 Stefan J. Murry Chief Financial Officer Sell −4,000 −$638.10K
2026-04-24 Chih-Hsiang (Thompson) Lin President and CEO F −16,672 −$2.51M
2026-04-24 David C Kuo *** See Remarks F −3,585 −$539.79K
2026-04-24 Hung-Lun (Fred) Chang *** See Remarks F −5,140 −$773.93K
2026-04-24 Shu-Hua (Joshua) Yeh *** See Remarks F −4,709 −$709.03K
2026-04-24 Stefan J. Murry Chief Financial Officer F −5,944 −$894.99K
2026-04-14 Stefan J. Murry Chief Financial Officer Sell −4,000 −$546.01K
2026-03-23 David C Kuo *** See Remarks Sell −29,000 −$2.90M
2026-03-18 Hung-Lun (Fred) Chang *** See Remarks Sell −36,400 −$3.65M
2026-03-10 Stefan J. Murry Chief Financial Officer Sell −4,000 −$451.04K
2026-03-10 Shu-Hua (Joshua) Yeh *** See Remarks Sell −50,000 −$4.85M
AAOI — Current Insider Holders
InsiderRole Shares HeldValue
Chih-Hsiang (Thompson) Lin President and CEO 2,103,649 $158.97M
Shu-Hua (Joshua) Yeh *** See Remarks 371,498 $28.07M
Stefan J. Murry Chief Financial Officer 363,168 $27.44M
Che-Wei Lin Director 254,672 $19.25M
William H Yeh Director 253,425 $19.15M
Hung-Lun (Fred) Chang *** See Remarks 249,276 $18.84M
Min-Chu (Mike) Chen Director 182,219 $13.77M
Richard B Black Director 163,329 $12.34M
David C Kuo *** See Remarks 146,737 $11.09M
Cynthia DeLaney Director 63,193 $4.78M
Elizabeth G Loboa Director 20,523 $1.55M
Robert James Flanagan Director 1,166 $88.11K
AAOI Insider Trading FAQ
Who are the insiders at AAOI?
12 officers, directors and 10%+ beneficial owners currently report holdings in AAOI via SEC Form 4.
Are AAOI insiders buying or selling?
Across the 50 most recent Form 4 filings for AAOI, 0 were open-market purchases (code P) and 21 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is AAOI insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent AAOI filing is dated 2026-10-14.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the AAOI quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.