ALMU · Insider Trading
Aeluma, Inc. Common Stock
Every open-market purchase and sale reported by ALMU officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-14 | Jonathan Klamkin | Chief Executive Officer | Sell | −100,000 | −$1.05M |
| 2026-10-01 | Christopher P. Stewart | Chief Financial Officer | F | −5,697 | −$70.41K |
| 2026-09-23 | Michael Byron | Director | M | +25,000 | +$148.25K |
| 2026-09-23 | Christopher P. Stewart | Chief Financial Officer | MIXED | +18,478 | −$19.73K |
| 2026-09-23 | Jonathan Klamkin | Chief Executive Officer | MIXED | −60,101 | −$1.40M |
| 2026-08-28 | Steven Denbaars | Director | Sell | −25,000 | −$345.74K |
| 2026-08-28 | Steven Denbaars | Director | Sell | −25,000 | −$345.74K |
| 2026-08-05 | Jonathan Klamkin | Chief Executive Officer | MIXED | −20,000 | −$334.64K |
| 2026-07-02 | Jonathan Klamkin | Chief Executive Officer | MIXED | −20,000 | −$421.67K |
| 2026-06-03 | Jonathan Klamkin | Chief Executive Officer | MIXED | −20,000 | −$500.66K |
| 2026-05-21 | Steven Denbaars | Director | Sell | −25,000 | −$505.63K |
| 2026-05-05 | Jonathan Klamkin | Chief Executive Officer | MIXED | −20,000 | −$499.27K |
| 2026-04-03 | Jonathan Klamkin | Chief Executive Officer | Sell | −20,000 | −$261.95K |
| 2026-03-05 | Jonathan Klamkin | Chief Executive Officer | Sell | −50,000 | −$902.60K |
| 2026-03-02 | Steven Denbaars | Director | A | +10,121 | — |
| 2026-03-02 | Craig H Ensley | Director | A | +10,633 | — |
| 2026-03-02 | John Kenneth Paglia | Director | A | +10,861 | — |
| 2026-03-02 | Michael Byron | Director | A | +13,343 | — |
| 2026-02-27 | Steven Denbaars | Director | Sell | −25,000 | −$417.86K |
| 2026-02-05 | Mark N. Tompkins | — | Sell | −34,500 | −$507.65K |
| 2026-02-02 | Mark N. Tompkins | 10%+ Owner | Sell | −95,000 | −$1.53M |
| 2026-01-22 | Mark N. Tompkins | 10%+ Owner | Sell | −105,000 | −$2.01M |
| 2026-01-02 | Lee McCarthy | 10%+ Owner | Sell | −649,570 | −$3.96K |
| 2025-12-29 | Mark N. Tompkins | 10%+ Owner | Sell | −60,000 | −$997.44K |
| 2025-12-22 | Mark N. Tompkins | 10%+ Owner | Sell | −85,000 | −$1.25M |
| 2025-12-11 | Mark N. Tompkins | 10%+ Owner | Sell | −50,000 | −$854.32K |
| 2025-12-09 | Mark N. Tompkins | 10%+ Owner | Sell | −100,000 | −$1.61M |
| 2025-10-21 | Mark N. Tompkins | 10%+ Owner | Sell | −77,500 | −$1.29M |
| 2025-10-17 | Mark N. Tompkins | 10%+ Owner | Sell | −65,000 | −$1.31M |
| 2025-10-14 | Mark N. Tompkins | 10%+ Owner | Sell | −107,186 | −$1.92M |
| 2025-10-09 | Mark N. Tompkins | 10%+ Owner | Sell | −106,908 | −$1.84M |
| 2025-10-06 | Mark N. Tompkins | 10%+ Owner | Sell | −33,800 | −$546.88K |
| 2025-10-06 | Mark N. Tompkins | 10%+ Owner | Sell | −129,751 | −$2.34M |
| 2025-10-02 | Mark N. Tompkins | 10%+ Owner | Sell | −109,080 | −$1.83M |
| 2025-09-09 | Jonathan Klamkin | Chief Executive Officer | MIXED | −147,597 | −$2.79M |
| 2025-08-14 | Jonathan Klamkin | Chief Executive Officer | MIXED | −147,597 | −$2.79M |
| 2025-05-23 | Steven Denbaars | Director | A | +84,663 deriv. | — |
| 2025-05-23 | John Kenneth Paglia | Director | A | +87,973 deriv. | — |
| 2025-05-23 | Craig H Ensley | Director | A | +85,885 deriv. | — |
| 2025-03-31 | Mark N. Tompkins | 10%+ Owner | C | +200,000 | +$700.00K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Mark N. Tompkins | 10%+ Owner | 1,796,444 | $14.01M |
| Jonathan Klamkin | Chief Executive Officer | 1,169,297 | $9.12M |
| Lee McCarthy | 10%+ Owner | 977,425 | $7.62M |
| Steven Denbaars | Director | 357,709 | $2.79M |
| Christopher P. Stewart | Chief Financial Officer | 67,781 | $528.69K |
| Michael Byron | Director | 38,343 | $299.08K |
| Craig H Ensley | Director | 27,300 | $212.94K |
| John Kenneth Paglia | Director | 23,361 | $182.22K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the ALMU quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.