ALMU · Insider Trading

Aeluma, Inc. Common Stock

Every open-market purchase and sale reported by ALMU officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
40
most recent
Open-Market Buys
0
code P
Sales
22
code S
Reporting Insiders
8
current holders
ALMU — Recent Form 4 Transactions (latest 2026-10-14)
FiledInsiderRole TypeSharesValue
2026-10-14 Jonathan Klamkin Chief Executive Officer Sell −100,000 −$1.05M
2026-10-01 Christopher P. Stewart Chief Financial Officer F −5,697 −$70.41K
2026-09-23 Michael Byron Director M +25,000 +$148.25K
2026-09-23 Christopher P. Stewart Chief Financial Officer MIXED +18,478 −$19.73K
2026-09-23 Jonathan Klamkin Chief Executive Officer MIXED −60,101 −$1.40M
2026-08-28 Steven Denbaars Director Sell −25,000 −$345.74K
2026-08-28 Steven Denbaars Director Sell −25,000 −$345.74K
2026-08-05 Jonathan Klamkin Chief Executive Officer MIXED −20,000 −$334.64K
2026-07-02 Jonathan Klamkin Chief Executive Officer MIXED −20,000 −$421.67K
2026-06-03 Jonathan Klamkin Chief Executive Officer MIXED −20,000 −$500.66K
2026-05-21 Steven Denbaars Director Sell −25,000 −$505.63K
2026-05-05 Jonathan Klamkin Chief Executive Officer MIXED −20,000 −$499.27K
2026-04-03 Jonathan Klamkin Chief Executive Officer Sell −20,000 −$261.95K
2026-03-05 Jonathan Klamkin Chief Executive Officer Sell −50,000 −$902.60K
2026-03-02 Steven Denbaars Director A +10,121 —
2026-03-02 Craig H Ensley Director A +10,633 —
2026-03-02 John Kenneth Paglia Director A +10,861 —
2026-03-02 Michael Byron Director A +13,343 —
2026-02-27 Steven Denbaars Director Sell −25,000 −$417.86K
2026-02-05 Mark N. Tompkins — Sell −34,500 −$507.65K
2026-02-02 Mark N. Tompkins 10%+ Owner Sell −95,000 −$1.53M
2026-01-22 Mark N. Tompkins 10%+ Owner Sell −105,000 −$2.01M
2026-01-02 Lee McCarthy 10%+ Owner Sell −649,570 −$3.96K
2025-12-29 Mark N. Tompkins 10%+ Owner Sell −60,000 −$997.44K
2025-12-22 Mark N. Tompkins 10%+ Owner Sell −85,000 −$1.25M
2025-12-11 Mark N. Tompkins 10%+ Owner Sell −50,000 −$854.32K
2025-12-09 Mark N. Tompkins 10%+ Owner Sell −100,000 −$1.61M
2025-10-21 Mark N. Tompkins 10%+ Owner Sell −77,500 −$1.29M
2025-10-17 Mark N. Tompkins 10%+ Owner Sell −65,000 −$1.31M
2025-10-14 Mark N. Tompkins 10%+ Owner Sell −107,186 −$1.92M
2025-10-09 Mark N. Tompkins 10%+ Owner Sell −106,908 −$1.84M
2025-10-06 Mark N. Tompkins 10%+ Owner Sell −33,800 −$546.88K
2025-10-06 Mark N. Tompkins 10%+ Owner Sell −129,751 −$2.34M
2025-10-02 Mark N. Tompkins 10%+ Owner Sell −109,080 −$1.83M
2025-09-09 Jonathan Klamkin Chief Executive Officer MIXED −147,597 −$2.79M
2025-08-14 Jonathan Klamkin Chief Executive Officer MIXED −147,597 −$2.79M
2025-05-23 Steven Denbaars Director A +84,663 deriv. —
2025-05-23 John Kenneth Paglia Director A +87,973 deriv. —
2025-05-23 Craig H Ensley Director A +85,885 deriv. —
2025-03-31 Mark N. Tompkins 10%+ Owner C +200,000 +$700.00K
ALMU — Current Insider Holders
InsiderRole Shares HeldValue
Mark N. Tompkins 10%+ Owner 1,796,444 $14.01M
Jonathan Klamkin Chief Executive Officer 1,169,297 $9.12M
Lee McCarthy 10%+ Owner 977,425 $7.62M
Steven Denbaars Director 357,709 $2.79M
Christopher P. Stewart Chief Financial Officer 67,781 $528.69K
Michael Byron Director 38,343 $299.08K
Craig H Ensley Director 27,300 $212.94K
John Kenneth Paglia Director 23,361 $182.22K
ALMU Insider Trading FAQ
Who are the insiders at ALMU?
8 officers, directors and 10%+ beneficial owners currently report holdings in ALMU via SEC Form 4.
Are ALMU insiders buying or selling?
Across the 40 most recent Form 4 filings for ALMU, 0 were open-market purchases (code P) and 22 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is ALMU insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent ALMU filing is dated 2026-10-14.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the ALMU quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.