AMP · Insider Trading
Ameriprise Financial, Inc.
Every open-market purchase and sale reported by AMP officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-12 | Heather J. Melloh | EVP AND GENERAL COUNSEL | MIXED | +253 | −$119.60K |
| 2026-08-12 | Dawn M. Brockman | SVP AND CONTROLLER | Sell | −472 | −$263.82K |
| 2026-08-10 | Deirdre Davey McGraw | EVP Mktg, Strat. & Comms. | MIXED | −1,591 | −$1.90M |
| 2026-07-30 | Christopher J Williams | Director | A | +37 deriv. | — |
| 2026-07-30 | Walter Stanley Berman | EXECUTIVE VP AND CFO | MIXED | — | −$12.37M |
| 2026-07-30 | James M Cracchiolo | CHAIRMAN AND CEO | MIXED | — | −$20.13M |
| 2026-07-29 | William Jerryl Williams | Pres, Wealth Mgmt Advisor Grp | MIXED | −10,493 | −$11.22M |
| 2026-07-13 | Dawn M. Brockman | SVP AND CONTROLLER | MIXED | +17 | −$4.52K |
| 2026-07-13 | William Jerryl Williams | Pres, Wealth Mgmt Advisor Grp | MIXED | +29 | −$12.00K |
| 2026-07-13 | William F Truscott | CEO, GLOBAL ASSET MANAGEMENT | MIXED | +210 | −$90.35K |
| 2026-07-13 | Petruzillo Kelli A. Hunter | Exec VP of Human Resources | MIXED | +109 | −$49.11K |
| 2026-05-18 | Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | MIXED | −5,471 | −$3.27M |
| 2026-05-12 | Robert Francis Sharpe JR | Director | Sell | −1,200 | −$559.00K |
| 2026-05-01 | Christopher J Williams | Director | A | +441 deriv. | — |
| 2026-05-01 | Brian T Shea | Director | A | +441 deriv. | — |
| 2026-05-01 | Liane J Pelletier | Director | A | +441 deriv. | — |
| 2026-05-01 | Amy DiGeso | Director | A | +441 deriv. | — |
| 2026-05-01 | Robert Francis Sharpe JR | Director | A | +441 deriv. | — |
| 2026-05-01 | Blixt Dianne Neal | Director | A | +441 deriv. | — |
| 2026-05-01 | Glynis Bryan | Director | A | +441 deriv. | — |
| 2026-04-30 | Christopher J Williams | Director | A | +43 deriv. | — |
| 2026-02-12 | William F Truscott | CEO, GLOBAL ASSET MANAGEMENT | Sell | −5,000 | −$2.66M |
| 2026-02-11 | Gumer Alvero | PRESIDENT-INSURANCE&ANNUITIES | MIXED | −1,315 | −$3.98M |
| 2026-02-10 | Dawn M. Brockman | SVP AND CONTROLLER | A | +8 deriv. | — |
| 2026-02-09 | Walter Stanley Berman | EXECUTIVE VP AND CFO | Sell | −7,000 | −$3.81M |
| 2026-02-06 | James M Cracchiolo | CHAIRMAN AND CEO | Sell | −48,813 | −$26.60M |
| 2026-02-05 | Heather J. Melloh | EVP AND GENERAL COUNSEL | MIXED | +693 | −$152.49K |
| 2026-02-05 | Christopher J Williams | Director | A | +38 deriv. | — |
| 2026-02-05 | Liane J Pelletier | Director | A | +182 deriv. | — |
| 2026-02-03 | James M Cracchiolo | CHAIRMAN AND CEO | MIXED | +10,259 | −$911.51K |
| 2026-02-03 | William Davies | EXECUTIVE VP, GLOBAL CIO | MIXED | +450 | −$41.16K |
| 2026-02-03 | William F Truscott | CEO, GLOBAL ASSET MANAGEMENT | MIXED | +2,191 | −$181.88K |
| 2026-02-03 | Heather J. Melloh | EVP AND GENERAL COUNSEL | MIXED | +537 | −$24.25K |
| 2026-02-03 | Gerard P. Smyth | EVP & CIO | MIXED | +878 | −$71.70K |
| 2026-02-03 | Dawn M. Brockman | SVP AND CONTROLLER | MIXED | +157 | −$10.54K |
| 2026-02-03 | Gumer Alvero | PRESIDENT-INSURANCE&ANNUITIES | MIXED | +373 | −$16.87K |
| 2026-02-03 | Joseph Edward Sweeney | PRES-AWM PRODUCTS & SERVICES | MIXED | +1,467 | −$123.89K |
| 2026-02-03 | Walter Stanley Berman | EXECUTIVE VP AND CFO | MIXED | +2,367 | −$223.00K |
| 2026-01-29 | William Davies | EXECUTIVE VP, GLOBAL CIO | MIXED | +1,054 | −$465.94K |
| 2026-01-29 | William F Truscott | CEO, GLOBAL ASSET MANAGEMENT | MIXED | +4,492 | −$2.08M |
| 2026-01-29 | Walter Stanley Berman | EXECUTIVE VP AND CFO | MIXED | +4,891 | −$2.54M |
| 2026-01-29 | Joseph Edward Sweeney | PRES-AWM PRODUCTS & SERVICES | MIXED | +2,997 | −$1.27M |
| 2026-01-29 | Gumer Alvero | PRESIDENT-INSURANCE&ANNUITIES | MIXED | +773 | −$167.44K |
| 2026-01-29 | James M Cracchiolo | CHAIRMAN AND CEO | MIXED | +17,358 | −$9.06M |
| 2026-01-29 | Gerard P. Smyth | EVP & CIO | MIXED | +1,772 | −$555.64K |
| 2026-01-28 | William F Truscott | CEO, GLOBAL ASSET MANAGEMENT | F | −609 | −$304.13K |
| 2026-01-28 | William Davies | EXECUTIVE VP, GLOBAL CIO | D | −213 | −$106.38K |
| 2026-01-28 | Dawn M. Brockman | SVP AND CONTROLLER | F | −44 | −$21.97K |
| 2026-01-28 | James M Cracchiolo | CHAIRMAN AND CEO | F | −3,923 | −$1.96M |
| 2026-01-28 | Gerard P. Smyth | EVP & CIO | F | −211 | −$105.40K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| James M Cracchiolo | CHAIRMAN AND CEO | 109,371 | $54.77M |
| Walter Stanley Berman | EXECUTIVE VP AND CFO | 16,987 | $8.51M |
| Gumer Alvero | PRESIDENT-INSURANCE&ANNUITIES | 15,293 | $7.66M |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | 14,012 | $7.02M |
| William Davies | EXECUTIVE VP, GLOBAL CIO | 14,000 | $7.01M |
| William Jerryl Williams | Pres, Wealth Mgmt Advisor Grp | 10,990 | $5.50M |
| Joseph Edward Sweeney | PRES-AWM PRODUCTS & SERVICES | 10,052 | $5.03M |
| William F Truscott | CEO, GLOBAL ASSET MANAGEMENT | 5,495 | $2.75M |
| Petruzillo Kelli A. Hunter | Exec VP of Human Resources | 4,555 | $2.28M |
| Heather J. Melloh | EVP AND GENERAL COUNSEL | 4,406 | $2.21M |
| Deirdre Davey McGraw | EVP Mktg, Strat. & Comms. | 4,008 | $2.01M |
| Robert Francis Sharpe JR | Director | 3,827 | $1.92M |
| W Edward Walter | Director | 1,000 | $500.80K |
| Blixt Dianne Neal | Director | 1,000 | $500.80K |
| Dawn M. Brockman | SVP AND CONTROLLER | 859 | $430.58K |
| Amy DiGeso | Director | 156 | $78.12K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the AMP quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.