AMP (Ameriprise Financial, Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by AMP officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-12 | HEATHER J. MELLOH | EVP AND GENERAL COUNSEL | MIXED | — | — |
| 2026-08-12 | Dawn M. Brockman | SVP AND CONTROLLER | Sell | — | — |
| 2026-08-10 | Deirdre Davey McGraw | EVP Mktg, Strat. & Comms. | MIXED | — | — |
| 2026-07-30 | CHRISTOPHER J WILLIAMS | Director | A | — | — |
| 2026-07-30 | Walter Stanley Berman | EXECUTIVE VP AND CFO | MIXED | — | — |
| 2026-07-30 | JAMES M CRACCHIOLO | CHAIRMAN AND CEO | MIXED | — | — |
| 2026-07-29 | William Jerryl Williams | Pres, Wealth Mgmt Advisor Grp | MIXED | — | — |
| 2026-07-13 | Dawn M. Brockman | SVP AND CONTROLLER | MIXED | — | — |
| 2026-07-13 | William Jerryl Williams | Pres, Wealth Mgmt Advisor Grp | MIXED | — | — |
| 2026-07-13 | WILLIAM F TRUSCOTT | CEO, GLOBAL ASSET MANAGEMENT | MIXED | — | — |
| 2026-07-13 | PETRUZILLO KELLI A. HUNTER | Exec VP of Human Resources | MIXED | — | — |
| 2026-05-18 | Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | MIXED | — | — |
| 2026-05-12 | Robert Francis JR Sharpe | Director | Sell | — | — |
| 2026-05-01 | CHRISTOPHER J WILLIAMS | Director | A | — | — |
| 2026-05-01 | Brian T Shea | Director | A | — | — |
| 2026-05-01 | LIANE J PELLETIER | Director | A | — | — |
| 2026-05-01 | Amy DiGeso | Director | A | — | — |
| 2026-05-01 | Robert Francis JR Sharpe | Director | A | — | — |
| 2026-05-01 | BLIXT DIANNE NEAL | Director | A | — | — |
| 2026-05-01 | GLYNIS BRYAN | Director | A | — | — |
| 2026-04-30 | CHRISTOPHER J WILLIAMS | Director | A | — | — |
| 2026-02-12 | WILLIAM F TRUSCOTT | CEO, GLOBAL ASSET MANAGEMENT | Sell | — | — |
| 2026-02-11 | Gumer Alvero | PRESIDENT-INSURANCE&ANNUITIES | MIXED | — | — |
| 2026-02-10 | Dawn M. Brockman | SVP AND CONTROLLER | A | — | — |
| 2026-02-09 | Walter Stanley Berman | EXECUTIVE VP AND CFO | Sell | — | — |
| 2026-02-06 | JAMES M CRACCHIOLO | CHAIRMAN AND CEO | Sell | — | — |
| 2026-02-05 | HEATHER J. MELLOH | EVP AND GENERAL COUNSEL | MIXED | — | — |
| 2026-02-05 | CHRISTOPHER J WILLIAMS | Director | A | — | — |
| 2026-02-05 | LIANE J PELLETIER | Director | A | — | — |
| 2026-02-03 | JAMES M CRACCHIOLO | CHAIRMAN AND CEO | MIXED | — | — |
| 2026-02-03 | William Davies | EXECUTIVE VP, GLOBAL CIO | MIXED | — | — |
| 2026-02-03 | WILLIAM F TRUSCOTT | CEO, GLOBAL ASSET MANAGEMENT | MIXED | — | — |
| 2026-02-03 | HEATHER J. MELLOH | EVP AND GENERAL COUNSEL | MIXED | — | — |
| 2026-02-03 | Gerard P. Smyth | EVP & CIO | MIXED | — | — |
| 2026-02-03 | Dawn M. Brockman | SVP AND CONTROLLER | MIXED | — | — |
| 2026-02-03 | Gumer Alvero | PRESIDENT-INSURANCE&ANNUITIES | MIXED | — | — |
| 2026-02-03 | Joseph Edward Sweeney | PRES-AWM PRODUCTS & SERVICES | MIXED | — | — |
| 2026-02-03 | Walter Stanley Berman | EXECUTIVE VP AND CFO | MIXED | — | — |
| 2026-01-29 | William Davies | EXECUTIVE VP, GLOBAL CIO | MIXED | — | — |
| 2026-01-29 | WILLIAM F TRUSCOTT | CEO, GLOBAL ASSET MANAGEMENT | MIXED | — | — |
| 2026-01-29 | Walter Stanley Berman | EXECUTIVE VP AND CFO | MIXED | — | — |
| 2026-01-29 | Joseph Edward Sweeney | PRES-AWM PRODUCTS & SERVICES | MIXED | — | — |
| 2026-01-29 | Gumer Alvero | PRESIDENT-INSURANCE&ANNUITIES | MIXED | — | — |
| 2026-01-29 | JAMES M CRACCHIOLO | CHAIRMAN AND CEO | MIXED | — | — |
| 2026-01-29 | Gerard P. Smyth | EVP & CIO | MIXED | — | — |
| 2026-01-28 | WILLIAM F TRUSCOTT | CEO, GLOBAL ASSET MANAGEMENT | F | — | — |
| 2026-01-28 | William Davies | EXECUTIVE VP, GLOBAL CIO | D | — | — |
| 2026-01-28 | Dawn M. Brockman | SVP AND CONTROLLER | F | — | — |
| 2026-01-28 | JAMES M CRACCHIOLO | CHAIRMAN AND CEO | F | — | — |
| 2026-01-28 | Gerard P. Smyth | EVP & CIO | F | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Exec VP of Serv Del & Tech | 124,207 | — |
| — | CHAIRMAN AND CEO | 109,371 | — |
| — | EVP & Global CIO | 66,517 | — |
| — | Pres Ins & Chief Strat Officer | 40,897 | — |
| — | Pres Fncl Plng & Wealth & CMO | 27,290 | — |
| — | Pres - U.S. Advisor Group | 27,071 | — |
| — | Pres., Personal Advisors Group | 20,124 | — |
| — | Executive VP and GC | 19,930 | — |
| — | Exec VP and General Counsel | 19,666 | — |
| — | EVP Technology and CIO | 19,249 | — |
| — | Sr Vice Pres and Controller | 18,506 | — |
| — | EXECUTIVE VP AND CFO | 16,987 | — |
| — | PRESIDENT-INSURANCE&ANNUITIES | 15,293 | — |
| — | Director | 15,218 | — |
| — | Pres. Advice & Wealth Mgt, COO | 14,763 | — |
| — | Pres - Ins, Ann, Prdct Dist | 14,352 | — |
| — | EVP & Hd. of Tech. & Serv. Del | 14,012 | — |
| — | EXECUTIVE VP, GLOBAL CIO | 14,000 | — |
| — | Pres, Wealth Mgmt Advisor Grp | 10,990 | — |
| — | PRES-AWM PRODUCTS & SERVICES | 10,052 | — |
| — | EVP, AMP Advisor Group | 7,462 | — |
| — | Director | 5,500 | — |
| — | CEO, GLOBAL ASSET MANAGEMENT | 5,495 | — |
| — | CEO, Global Asset Mgmt., EMEA | 5,253 | — |
| — | Director | 5,000 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the AMP quote page; the site-wide leaderboard is on the insider transactions hub.