ARK Space & Defense Innovation ETF(ARKX · ETF)

ETF quote, holdings, sector allocation, technicals, and options analytics.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

ARKX $32.71 —
Snapshot
$32.71
After hours $32.70 +0.00%
52-Week Range
$25.17 – $37.89
YTD
+8.96%
IV Rank (30D)
23.42
Straddle Price
$1.95
P/C Vol Ratio
0.71
Info

ARK Space & Defense Innovation ETF (ARKX) ETF

Exchange
BATS
Inception
2021-03-30
Has Options
Yes
ETF Profile
holdings as of 2026-01-02
Holdings
34
AUM
$511.3M
Provider
ARK Invest
Inception
2021-03-30
Exchange
BATS
Data As Of
2026-01-02
Expense Ratio
—
Dividend Yield
—
Distribution
—
Asset Allocation
Top Holdings
top 34 of 34 holdings
Symbol Name Weight % Asset Class Country
— ROCKET LAB 8.90% Equity (US) US
LHX L3HARRIS TECHNOLOGIES INC 8.34% Equity (US) US
KTOS KRATOS DEFENSE & SECURITY 7.75% Equity (US) US
TER TERADYNE INC 7.22% Equity (US) US
AVAV AEROVIRONMENT INC 6.58% Equity (US) US
DE DEERE & CO 5.28% Equity (US) US
ACHR ARCHER AVIATION INC-A 5.08% Equity (US) US
PLTR PALANTIR TECHNOLOGIES INC-A 4.34% Equity (US) US
AMD ADVANCED MICRO DEVICES 4.16% Equity (US) US
TRMB TRIMBLE INC 4.13% Equity (US) US
IRDM IRIDIUM COMMUNICATIONS INC 3.62% Equity (US) US
AMZN AMAZON.COM INC 3.38% Equity (US) US
GOOG ALPHABET INC-CL C 2.78% Equity (US) US
NVDA NVIDIA CORP 2.53% Equity (US) US
JOBY JOBY AVIATION INC 2.44% Equity (US) US
HO THALES SA 2.14% Equity (US) US
— KOMATSU LTD 2.02% Equity (US) US
SRTA STRATA CRITICAL MEDICAL INC 1.78% Equity (US) US
LUNR INTUITIVE MACHINES INC 1.76% Equity (US) US
BWXT BWX TECHNOLOGIES INC 1.65% Equity (US) US
— GARMIN LTD 1.49% Equity (US) US
ESLT ELBIT SYSTEMS LTD 1.48% Equity (US) US
TDY TELEDYNE TECHNOLOGIES INC 1.19% Equity (US) US
SNPS SYNOPSYS INC 1.18% Equity (US) US
HEI HEICO CORP 1.16% Equity (US) US
DASH DOORDASH INC - A 1.14% Equity (US) US
TSM TAIWAN SEMICONDUCTOR-SP ADR 1.04% Equity (US) US
HON HONEYWELL INTERNATIONAL INC 1.03% Equity (US) US
AIR AIRBUS SE 1.02% Equity (US) US
— DASSAULT SYSTEMES SE 1.02% Equity (US) US
— JD LOGISTICS INC 0.92% Equity (US) US
PRNT THE 3D PRINTING ETF 0.59% Equity (US) US
LMT LOCKHEED MARTIN CORP 0.57% Equity (US) US
— GOLDMAN FS TRSY OBLIG INST 468 0.24% Equity (US) US
Chart
Seasonality
MonthAvg ReturnYears of Data
Jan +0.77% 5
Feb -0.43% 5
Mar -1.82% 6
Apr -1.36% 6
May +4.54% 6
Jun +1.35% 6
Jul +1.46% 6
Aug +0.08% 6
Sep -0.18% 6
Oct +2.73% 5
Nov +4.13% 5
Dec +0.49% 5
Technical Indicators

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators
  • SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
  • EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
  • MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
  • ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
  • +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
  • RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
  • Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
  • Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility
  • Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
  • OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
  • Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
  • ATR / True Range — average daily $ move; sizing and stop-loss reference.
  • HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators

SMA 20: $32.21
SMA 50: $32.33
SMA 200: $32.37
Current: $32.73
EMA 12: $32.47
EMA 26: $32.45
MACD: 0.0198 | Signal: 0.1187
BEARISH
ADX (14): 13.42
RANGE
+DI: 19.53
−DI: 22.38

Momentum Oscillators

RSI (14): 53.43
NEUTRAL
Stoch %K: 78.30
Stoch %D: 83.62
Williams %R: -21.35

Volume & Volatility

BB Upper: $33.12
BB Lower: $31.29
NEUTRAL
OBV: 2,000,231
Vol SMA 20: 366,352
Vol ROC: 34.45%
ATR: $0.63
True Range: $0.48
HV 20: 18.9%
HV 30: 19.6%
HV 60: 27.0%

Data Summary

Data Points: 500
Last Updated:
Date Range: 2024-09-26T00:00:00 – 2026-09-24T00:00:00
AI Analysis

LLM Stock Analysis Report

Executive Summary

Overall assessment: BEARISH with a confidence level of 6/10

Key drivers:

  • Weak technical trend indicators (SMA, EMA)
  • Negative news sentiment surrounding SpaceX's debut in the market
  • High volatility and beta indicating increased risk

Primary risks:

  • Technical breakdown below $32.34 support level
  • Continued negative news flow affecting investor sentiment

Investment thesis: ARKX is experiencing a short-term correction due to high expectations surrounding SpaceX's IPO, which may lead to a buying opportunity in the medium term.

Recent news sentiment impact: The negative news headlines have contributed to the bearish tone, with investors becoming increasingly risk-averse.

Technical Analysis

Trend direction: Short-term downtrend (1-4 weeks), Medium-term neutral (1-3 months), Long-term uptrend (3-12 months)

Support/resistance levels:

  • Lower support level: $32.34
  • Upper resistance level: $37.88

Momentum signals:

  • RSI interpretation: Neutral (46.33)
  • MACD signal: Bullish momentum due to the recent increase in price
  • Bollinger Bands position: Neutral, with the price currently trading between the middle and upper bands

Volume analysis:

  • Volume SMA 20: 1684039.00
  • On-Balance Volume (OBV): 10173138.14
  • Volume Rate of Change: 45.26%

News & Sentiment Analysis

Recent headlines summary:

  • Negative sentiment surrounding SpaceX's debut in the market
  • Positive sentiment on Cathie Wood and Tom Lee flagging the rapid launching of space ETFs

Sentiment assessment: NEGATIVE (4/5)

Catalyst identification:

  • Upcoming earnings release: No earnings data available
  • Regulatory changes: None mentioned

Market narrative:

  • The recent negative news headlines have led to a sell-off, but there is potential for a buying opportunity in the medium term.

Risk & Volatility Assessment

Beta interpretation: High risk (beta >1.5)

Volatility regime: Current volatility level is higher than historical average (HV20 45.2%, HV30 42.9%, HV60 39.6%)

Options market signals:

  • IV Rank: Medium (60.1%)
  • Put/Call Volume Ratio: Bearish sentiment (6.12)
  • Market Expectation: Options market pricing $4.12 move by expiration

Downside protection:

  • Support levels: $32.34, $30.91
  • Risk management considerations: Consider scaling in or out of the position based on price action and news flow.

Market Context & Positioning

Sector performance: Space ETFs have been trending downward recently.

Institutional activity:

  • Volume patterns suggesting institutional interest: None mentioned

Correlation analysis:

  • How stock moves relative to market (R-squared interpretation): 0.70, indicating a moderate positive correlation with the broader market.

Relative valuation: The stock is trading within its normal range, but there is potential for it to retest the lower support level.

Key Levels & Action Items

Critical price levels:

  • Support level: $32.34
  • Resistance level: $37.88

Breakout/breakdown levels:

  • Breakout above $37.88 could trigger a bullish momentum signal
  • Breakdown below $32.34 could lead to further selling pressure

Time-sensitive catalysts:

  • Earnings release: No earnings data available
  • Regulatory changes: None mentioned

Risk management:

  • Stop-loss levels: Consider placing a stop-loss at $31.50 or lower based on price action and news flow.
  • Position sizing considerations: Consider scaling in or out of the position based on price action and news flow.

Additional Analysis

Data interpretation:

  • RSI >70 overbought (potential sell signal)
  • MACD crossover above signal line = bullish momentum
  • Beta >1.5 indicates high risk

News impact assessment:

  • Positive news: None mentioned
  • Negative news: SpaceX's debut in the market, sell-off
  • Neutral news: None mentioned

Risk assessment criteria:

  • High risk: Beta >1.5, high volatility, negative news sentiment, technical breakdown
  • Medium risk: None met
  • Low risk: None met
Generated
News
Options Activity
IV Rank (30D)
23.42
IV Rank (7D)
23.42
Avg IV
48.4%
Straddle (30D)
$1.95
Straddle (7D)
$1.95
P/C Volume
0.71
Spread Scanner GPU

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score (GPU scanner)

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
  • RSI <40 bullish / >60 bearish
  • MACD crossover + histogram trend
  • Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
  • Stochastic %K <20 / >80
  • Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
  • Blended ATR + straddle expected-move penalty
  • Bollinger Band signal (+ counter-trend penalty)
  • BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
  • IV rank ≥ 75 → strong boost for credit spreads
  • IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
  • Min open interest across all legs
  • OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Enter a ticker to scan for optimal spread opportunities.

Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.

Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Metric:
Wing vs ATM
IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

  • Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
  • Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
  • Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
  • Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

  • Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
  • Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
  • Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
  • Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

  • High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
  • Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
  • Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d —
— pts EXTREME
ATM — / Wing —
30 DTE / 10d —
— pts EXTREME
ATM — / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Enter a ticker to render the implied volatility surface.

Volatility Smile

Enter a ticker to render the implied volatility smile.

IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
Beta (1Y vs SPY)
1.94
Correlation (SPY)
73.4%
R²
0.54
Ann. Volatility
34.3%
SPY Volatility
13.0%

High volatility - stock moves more than market

Beta & Alpha Over Time
Constituent Performance

Click any bar to view the full quote for that stock.

Constituents
Symbol Name Weight % Price 1 Day 1 Week 1 Month