BNJ · Insider Trading
Brookfield Finance I (UK) plc 4.50% Perpetual Subordinated Notes
Every open-market purchase and sale reported by BNJ officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2013-09-20 | Michael J Castellano | Director | Buy | +1,100 | +$15.04K |
| 2013-06-17 | Richard Cavanagh | Director | Buy | +100 | +$1.44K |
| 2013-02-14 | Brigade Leveraged Capital Structures Fund Ltd. | 10%+ Owner | Sell | −769 | — |
| 2012-05-09 | UBS AG | — | J | −293 | — |
| 2012-04-16 | CITIGROUP INC | 10%+ Owner | J | −371 | −$9.28M |
| 2012-04-16 | Blue Ridge Investments, L.L.C. | 10%+ Owner | J | −1,203 | — |
| 2011-09-22 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | +$34 |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the BNJ quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.