BRW · Insider Trading
Saba Capital Income & Opportunities Fund
Every open-market purchase and sale reported by BRW officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2007-07-05 | James N Meehan | Director | D | −26,671 | −$600.10K |
| 2007-07-05 | Allan W Ditchfield | Director | D | −2,010 | −$45.23K |
| 2007-07-05 | Richard T Delaney | Director | D | −7,649 | −$172.10K |
| 2007-07-05 | Brian Dwyer | Sr. VP Product R& D | D | −50,782 | −$1.14M |
| 2007-07-05 | Eileen Hilton | Director | D | −4,313 | −$97.04K |
| 2007-07-05 | Anne Bandi | Sr. VP Operations | D | −37,171 | −$836.35K |
| 2007-07-05 | Douglas R Burtch | Sr. VP Marketing | D | −17,657 | −$397.28K |
| 2007-07-05 | Arthur J Rothkopf | Director | D | −4,313 | −$97.04K |
| 2007-07-05 | Audrey E Sylvan | Sr. VP Product Management | D | −41,723 | −$938.77K |
| 2007-07-05 | James Sclafani | Sr. VP Claims | D | −58,668 | −$1.32M |
| 2007-07-05 | Nila Harrison | Sr. VP Human Resources | D | −42,260 | −$950.85K |
| 2007-07-05 | George Christensen | Sr. VP Business Integration | D | −18,454 | −$415.21K |
| 2007-07-05 | Robert D Sadler | Sr. VP CFO | D | −41,524 | −$934.29K |
| 2007-07-05 | Mary R Hennessy | Director | D | −4,313 | −$97.04K |
| 2007-07-05 | Jeffrey J Dailey | CEO and President | D | −144,285 | −$3.25M |
| 2007-07-05 | George G Obrien | Sr. VP Chief Legal Officer | D | −43,589 | −$980.75K |
| 2007-07-05 | Alexis S Oster | Sr. VP General Counsel | D | −38,289 | −$861.50K |
| 2007-07-05 | Simon Noonan | COO and Executive VP | D | −74,743 | −$1.68M |
| 2007-07-05 | James R Fisher | Executive Chairman | D | −20,290 | −$456.52K |
| 2007-07-05 | Ronald E Latva | Sr. VP Product Management | D | −32,049 | −$721.10K |
| 2007-07-05 | John Ondeck | Sr. VP CIO | D | −43,788 | −$985.23K |
| 2007-06-29 | Anne Bandi | Sr. VP Operations | G | −1,112 | — |
| 2007-06-19 | James R Fisher | Executive Chairman | G | −159,649 | — |
| 2007-05-31 | Arthur J Rothkopf | Director | A | +11 deriv. | — |
| 2007-05-31 | James N Meehan | Director | A | +7 deriv. | — |
| 2007-05-31 | Perry Golkin | Director | A | +23 deriv. | — |
| 2007-05-31 | Todd A Fisher | Director | A | +23 deriv. | — |
| 2007-05-31 | Mary R Hennessy | Director | A | +28 deriv. | — |
| 2007-04-03 | Mary R Hennessy | Director | A | +639 deriv. | — |
| 2007-04-03 | James N Meehan | Director | A | +370 deriv. | — |
| 2007-04-03 | Todd A Fisher | Director | A | +538 deriv. | — |
| 2007-04-03 | Perry Golkin | Director | A | +538 deriv. | — |
| 2007-04-03 | Allan W Ditchfield | Director | A | +269 | +$4.99K |
| 2007-03-15 | Arthur J Rothkopf | Director | A | +11 deriv. | — |
| 2007-03-15 | Todd A Fisher | Director | A | +21 deriv. | — |
| 2007-03-15 | Mary R Hennessy | Director | A | +25 deriv. | — |
| 2007-03-15 | James N Meehan | Director | A | +6 deriv. | — |
| 2007-03-15 | Perry Golkin | Director | A | +21 deriv. | — |
| 2007-03-08 | Alexis S Oster | Sr. V.P. General Counsel | A | +943 | — |
| 2007-03-08 | John Ondeck | Sr. V.P. CIO | A | +1,040 | — |
| 2007-03-08 | Douglas R Burtch | Sr. V.P. Marketing | A | +613 | — |
| 2007-03-08 | Audrey E Sylvan | Sr. V.P. Product Management | A | +1,412 | — |
| 2007-03-08 | Ronald E Latva | Sr. V.P. Product Management | A | +1,173 | — |
| 2007-03-08 | George G Obrien | Sr. V.P. Chief Legal Officer | A | +1,439 | — |
| 2007-03-08 | Anne Bandi | Sr. VP Operations | A | +1,007 | — |
| 2007-03-08 | George Christensen | Sr. V.P. Business Integration | A | +623 | — |
| 2007-03-08 | Jeffrey J Dailey | CEO and President | A | +4,587 | — |
| 2007-03-08 | Nila Harrison | Sr. V.P. Human Resources | A | +1,076 | — |
| 2007-03-08 | James Sclafani | Sr. V.P. Claims | A | +1,477 | — |
| 2007-03-08 | Brian Dwyer | Sr. V.P. Product R & D | A | +1,715 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the BRW quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.