BRW (Saba Capital Income & Opportunities Fund)
Insider Trading Activity
Every open-market purchase and sale reported by BRW officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2007-07-05 | JAMES N MEEHAN | Director | D | — | — |
| 2007-07-05 | Allan W Ditchfield | Director | D | — | — |
| 2007-07-05 | RICHARD T DELANEY | Director | D | — | — |
| 2007-07-05 | BRIAN DWYER | Sr. VP Product R& D | D | — | — |
| 2007-07-05 | EILEEN HILTON | Director | D | — | — |
| 2007-07-05 | ANNE BANDI | Sr. VP Operations | D | — | — |
| 2007-07-05 | Douglas R Burtch | Sr. VP Marketing | D | — | — |
| 2007-07-05 | ARTHUR J ROTHKOPF | Director | D | — | — |
| 2007-07-05 | Audrey E Sylvan | Sr. VP Product Management | D | — | — |
| 2007-07-05 | JAMES SCLAFANI | Sr. VP Claims | D | — | — |
| 2007-07-05 | NILA HARRISON | Sr. VP Human Resources | D | — | — |
| 2007-07-05 | GEORGE CHRISTENSEN | Sr. VP Business Integration | D | — | — |
| 2007-07-05 | ROBERT D SADLER | Sr. VP CFO | D | — | — |
| 2007-07-05 | MARY R HENNESSY | Director | D | — | — |
| 2007-07-05 | JEFFREY J DAILEY | CEO and President | D | — | — |
| 2007-07-05 | GEORGE G OBRIEN | Sr. VP Chief Legal Officer | D | — | — |
| 2007-07-05 | ALEXIS S OSTER | Sr. VP General Counsel | D | — | — |
| 2007-07-05 | SIMON NOONAN | COO and Executive VP | D | — | — |
| 2007-07-05 | JAMES R FISHER | Executive Chairman | D | — | — |
| 2007-07-05 | Ronald E Latva | Sr. VP Product Management | D | — | — |
| 2007-07-05 | JOHN ONDECK | Sr. VP CIO | D | — | — |
| 2007-06-29 | ANNE BANDI | Sr. VP Operations | G | — | — |
| 2007-06-19 | JAMES R FISHER | Executive Chairman | G | — | — |
| 2007-05-31 | ARTHUR J ROTHKOPF | Director | A | — | — |
| 2007-05-31 | JAMES N MEEHAN | Director | A | — | — |
| 2007-05-31 | PERRY GOLKIN | Director | A | — | — |
| 2007-05-31 | TODD A FISHER | Director | A | — | — |
| 2007-05-31 | MARY R HENNESSY | Director | A | — | — |
| 2007-04-03 | MARY R HENNESSY | Director | A | — | — |
| 2007-04-03 | JAMES N MEEHAN | Director | A | — | — |
| 2007-04-03 | TODD A FISHER | Director | A | — | — |
| 2007-04-03 | PERRY GOLKIN | Director | A | — | — |
| 2007-04-03 | Allan W Ditchfield | Director | A | — | — |
| 2007-03-15 | ARTHUR J ROTHKOPF | Director | A | — | — |
| 2007-03-15 | TODD A FISHER | Director | A | — | — |
| 2007-03-15 | MARY R HENNESSY | Director | A | — | — |
| 2007-03-15 | JAMES N MEEHAN | Director | A | — | — |
| 2007-03-15 | PERRY GOLKIN | Director | A | — | — |
| 2007-03-08 | ALEXIS S OSTER | Sr. V.P. General Counsel | A | — | — |
| 2007-03-08 | JOHN ONDECK | Sr. V.P. CIO | A | — | — |
| 2007-03-08 | Douglas R Burtch | Sr. V.P. Marketing | A | — | — |
| 2007-03-08 | Audrey E Sylvan | Sr. V.P. Product Management | A | — | — |
| 2007-03-08 | Ronald E Latva | Sr. V.P. Product Management | A | — | — |
| 2007-03-08 | GEORGE G OBRIEN | Sr. V.P. Chief Legal Officer | A | — | — |
| 2007-03-08 | ANNE BANDI | Sr. VP Operations | A | — | — |
| 2007-03-08 | GEORGE CHRISTENSEN | Sr. V.P. Business Integration | A | — | — |
| 2007-03-08 | JEFFREY J DAILEY | CEO and President | A | — | — |
| 2007-03-08 | NILA HARRISON | Sr. V.P. Human Resources | A | — | — |
| 2007-03-08 | JAMES SCLAFANI | Sr. V.P. Claims | A | — | — |
| 2007-03-08 | BRIAN DWYER | Sr. V.P. Product R & D | A | — | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the BRW quote page; the site-wide leaderboard is on the insider transactions hub.