CGO (Calamos Global Total Return Fund)
Insider Trading Activity
Every open-market purchase and sale reported by CGO officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2023-11-01 | JOHN E NEAL | Director | Sell | — | — |
| 2020-03-24 | JOHN E NEAL | Director | Sell | — | — |
| 2019-12-20 | DAVID D TRIPPLE | Director | Sell | — | — |
| 2018-01-03 | Mark Mickey | Chief Compliance Officer | Sell | — | — |
| 2016-03-02 | Theresa Hamacher | Director | Buy | — | — |
| 2014-07-11 | DAVID D TRIPPLE | Director | Sell | — | — |
| 2009-07-10 | DAVID D TRIPPLE | Director | Sell | — | — |
| 2007-08-23 | JOHN P SR CALAMOS | president and chairman | Buy | — | — |
| 2007-07-25 | Mark Mickey | chief compliance officer | Sell | — | — |
| 2007-03-07 | JOHN P SR CALAMOS | president and chairman | — | — | — |
| 2007-03-05 | JOHN P SR CALAMOS | president and chairman | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | president and chairman | 105,600 | — |
| — | Director | 1,000 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the CGO quote page; the site-wide leaderboard is on the insider transactions hub.