CHI (Calamos Convertible Opportunities and Income Fund)

Insider Trading Activity

Every open-market purchase and sale reported by CHI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
19
most recent
Open-Market Buys
9
code P
Sales
7
code S
Reporting Insiders
5
current holders
CHI — Recent Form 4 Transactions (latest 2026-08-26)
FiledInsiderRole TypeSharesValue
2026-08-26 FINANCIAL FOR LUTHERANS THRIVENT J
2026-08-26 MetLife Investment Management, LLC 10%+ Owner MIXED
2025-08-11 Mark Mickey FormerChief Compliance Officer Sell
2024-09-11 MetLife Investment Management, LLC 10%+ Owner Buy
2024-02-16 Mark Mickey Chief Compliance Officer Sell
2023-06-01 Mark Mickey Chief Compliance Officer Buy
2022-05-26 MetLife Investment Management, LLC 10%+ Owner Buy
2020-12-18 Mark Mickey Chief Compliance Officer Buy
2020-02-10 Lloyd Wennlund Director Buy
2019-12-20 DAVID D TRIPPLE Director Sell
2017-01-25 JOHN P CALAMOS SR President and Global CIO Sell
2016-11-22 STEPHEN B TIMBERS Director Buy
2016-03-02 Theresa Hamacher Director Buy
2012-03-20 STEPHEN B TIMBERS Director Buy
2009-10-09 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED
2009-07-10 DAVID D TRIPPLE Director Sell
2009-07-10 DAVID D TRIPPLE Director Sell
2008-11-12 Mark Mickey Chief Compliance Officer Sell
2007-07-25 Mark Mickey chief compliance officer Buy
CHI — Current Insider Holders
InsiderRole Shares HeldValue
10%+ Owner 112,000
Director 14,000
Director 4,500
Director 1,000
10%+ Owner 200
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the CHI quote page; the site-wide leaderboard is on the insider transactions hub.