CIK (UBS Asset Management Income Fund, Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by CIK officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-01-21 | Laura A DeFelice | Director | Buy | — | — |
| 2025-01-06 | Charles Gerber | Director | Buy | — | — |
| 2025-01-03 | Charles Gerber | Director | Buy | — | — |
| 2024-01-10 | Laura A DeFelice | Chair of the Board | Buy | — | — |
| 2024-01-09 | Laura A DeFelice | Chair of the Board | Buy | — | — |
| 2021-05-19 | Thomas J. Flannery | Chief Investment Officer | Sell | — | — |
| 2019-01-04 | CSAM Americas Holding Corp. | — | Sell | — | — |
| 2018-04-24 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-04-20 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-04-19 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-04-05 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-04-05 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-04-04 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-04-03 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-04-02 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-29 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-28 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-27 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-23 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-22 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-21 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-20 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-19 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2017-12-28 | LAWRENCE JOSEPH FOX | Director | Buy | — | — |
| 2017-12-28 | JAMES CATTANO | Director | Buy | — | — |
| 2017-12-28 | Terry Fires Bovarnick | Director | Buy | — | — |
| 2017-12-28 | STEVEN N RAPPAPORT | Chairman of the Board/ | Buy | — | — |
| 2017-08-30 | Boaz Weinstein | 10%+ Owner | Sell | — | — |
| 2017-08-28 | Boaz Weinstein | 10%+ Owner | Sell | — | — |
| 2017-08-24 | Boaz Weinstein | 10%+ Owner | Sell | — | — |
| 2017-08-22 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2017-08-18 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2017-08-16 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2017-08-14 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2017-08-10 | Boaz Weinstein | 10%+ Owner | Sell | — | — |
| 2017-08-08 | Boaz Weinstein | 10%+ Owner | Sell | — | — |
| 2017-08-03 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2017-08-02 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2017-07-31 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2017-07-27 | JAMES CATTANO | Audit Committee Chairman | Buy | — | — |
| 2017-07-27 | LAWRENCE JOSEPH FOX | Director | Buy | — | — |
| 2017-07-27 | STEVEN N RAPPAPORT | Chairman of the Board/ | Buy | — | — |
| 2017-07-27 | Terry Fires Bovarnick | Director | Buy | — | — |
| 2017-07-26 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2017-07-24 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2016-12-29 | ENRIQUE R ARZAC | Audit Committee Chairman | Buy | — | — |
| 2016-12-29 | Terry Fires Bovarnick | Director | Buy | — | — |
| 2016-12-29 | LAWRENCE JOSEPH FOX | Director | Buy | — | — |
| 2016-12-29 | STEVEN N RAPPAPORT | Chairman of the Board/ | Buy | — | — |
| 2016-12-29 | JAMES CATTANO | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 5,361,137 | — |
| — | 10%+ Owner | 5,191,149 | — |
| — | — | 373,706 | — |
| — | Chairman of the Board/ | 69,829 | — |
| — | Director | 68,576 | — |
| — | Chair of the Board | 47,402 | — |
| — | Audit Committee Chairman | 42,256 | — |
| — | Audit Committee Chairman | 14,470 | — |
| — | Director | 8,620 | — |
| — | Director | 7,097 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the CIK quote page; the site-wide leaderboard is on the insider transactions hub.