CION · Insider Trading
CION Investment Corporation
Every open-market purchase and sale reported by CION officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-08-13 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | +472 | +$4.99K |
| 2025-05-28 | Peter I. Finlay | Director | Buy | +200 | +$1.93K |
| 2025-05-22 | Stephen Roman | CCO & Secretary | Buy | +600 | +$5.69K |
| 2025-05-19 | Robert A Breakstone | Director | Buy | +500 | +$4.86K |
| 2025-05-13 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | +515 | +$4.99K |
| 2025-05-13 | Mark Gatto | Co-Chairman & Co-CEO | Buy | +2,070 | +$20.00K |
| 2025-04-02 | Gregg A. Bresner | President & CIO | Buy | +2,000 | +$20.89K |
| 2025-03-31 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | +490 | +$5.12K |
| 2025-03-25 | Robert A Breakstone | Director | Buy | +500 | +$5.38K |
| 2025-03-20 | Gregg A. Bresner | President & CIO | Buy | +3,000 | +$32.42K |
| 2025-03-19 | Peter I. Finlay | Director | Buy | +250 | +$2.69K |
| 2025-03-18 | Eric A. Pinero | Chief Legal Officer | Buy | +465 | +$4.98K |
| 2025-03-18 | Stephen Roman | CCO & Secretary | Buy | +455 | +$4.97K |
| 2025-03-18 | Robert A Breakstone | Director | Buy | +500 | +$5.53K |
| 2024-11-22 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | +437 | +$5.00K |
| 2024-11-21 | Stephen Roman | CCO & Secretary | Buy | +435 | +$5.02K |
| 2024-11-18 | Robert A Breakstone | Director | Buy | +1,000 | +$11.34K |
| 2024-11-14 | Gregg A. Bresner | President & CIO | Buy | +2,000 | +$22.82K |
| 2024-11-13 | Charlie Arestia | See Remarks | Buy | +750 | +$8.54K |
| 2024-08-27 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | +400 | +$4.93K |
| 2024-08-21 | Stephen Roman | CCO & Secretary | Buy | +450 | +$5.48K |
| 2024-08-16 | Gregg A. Bresner | President & CIO | Buy | +3,500 | +$42.25K |
| 2024-08-15 | Eric A. Pinero | Chief Legal Officer | Buy | +402 | +$4.89K |
| 2024-08-14 | Charlie Arestia | See Remarks | Buy | +450 | +$5.37K |
| 2024-08-13 | Robert A Breakstone | Director | Buy | +1,000 | +$11.89K |
| 2024-06-26 | Gregg A. Bresner | President & CIO | W | +2,000 | — |
| 2024-05-29 | Eric A. Pinero | Chief Legal Officer | Buy | +403 | +$5.01K |
| 2024-05-22 | Stephen Roman | CCO & Secretary | Buy | +400 | +$4.96K |
| 2024-05-17 | Gregg A. Bresner | President & CIO | Buy | +2,000 | +$25.02K |
| 2024-05-14 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | +407 | +$4.99K |
| 2024-04-05 | Eric A. Pinero | Chief Legal Officer | Buy | +450 | +$5.00K |
| 2024-04-01 | Stephen Roman | CCO & Secretary | Buy | +450 | +$4.97K |
| 2024-03-29 | Mark Gatto | Co-Chairman & Co-CEO | Buy | +1,150 | +$12.67K |
| 2024-03-26 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | +469 | +$4.99K |
| 2024-03-21 | Gregg A. Bresner | President & CIO | Buy | +4,000 | +$43.12K |
| 2023-11-27 | Peter I. Finlay | Director | Buy | +300 | +$3.26K |
| 2023-11-17 | Mark Gatto | Co-Chairman & Co-CEO | Buy | +905 | +$10.00K |
| 2023-11-15 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | +434 | +$4.80K |
| 2023-08-23 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | +460 | +$5.01K |
| 2023-06-05 | Keith S Franz | CFO & Treasurer | Buy | +15,715 | +$149.61K |
| 2023-06-02 | Gregg A. Bresner | President & CIO | Buy | +2,000 | +$18.90K |
| 2023-05-26 | Gregg A. Bresner | President & CIO | Buy | +4,000 | +$39.52K |
| 2023-05-23 | Catherine Choi | Director | Buy | +2,000 | +$19.84K |
| 2023-05-22 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | +500 | +$4.89K |
| 2023-05-16 | Stephen Roman | CCO & Secretary | Buy | +1,100 | +$10.19K |
| 2023-05-16 | Aron I Schwartz | Director | Buy | +2,000 | +$18.50K |
| 2023-05-15 | Robert A Breakstone | Director | Buy | +2,395 | +$22.35K |
| 2023-05-15 | Eric A. Pinero | Chief Legal Officer | Buy | +1,070 | +$10.08K |
| 2022-12-02 | Robert A Breakstone | Director | Buy | +1,000 | +$10.10K |
| 2022-12-01 | Keith S Franz | CFO & Treasurer | Buy | +10,000 | +$100.10K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Gregg A. Bresner | President & CIO | 128,198 | $838.41K |
| Michael A Reisner | Co-Chairman & Co-CEO | 46,474 | $303.94K |
| Mark Gatto | Co-Chairman & Co-CEO | 45,274 | $296.09K |
| Robert A Breakstone | Director | 15,781 | $103.21K |
| Stephen Roman | CCO & Secretary | 12,890 | $84.31K |
| Eric A. Pinero | Chief Legal Officer | 9,127 | $59.69K |
| Peter I. Finlay | Director | 2,750 | $17.98K |
| Charlie Arestia | See Remarks | 1,213 | $7.94K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the CION quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.