CION (CION Investment Corporation)
Insider Trading Activity
Every open-market purchase and sale reported by CION officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-08-13 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | — | — |
| 2025-05-28 | PETER I. FINLAY | Director | Buy | — | — |
| 2025-05-22 | STEPHEN ROMAN | CCO & Secretary | Buy | — | — |
| 2025-05-19 | Robert A Breakstone | Director | Buy | — | — |
| 2025-05-13 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | — | — |
| 2025-05-13 | Mark Gatto | Co-Chairman & Co-CEO | Buy | — | — |
| 2025-04-02 | GREGG A. BRESNER | President & CIO | Buy | — | — |
| 2025-03-31 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | — | — |
| 2025-03-25 | Robert A Breakstone | Director | Buy | — | — |
| 2025-03-20 | GREGG A. BRESNER | President & CIO | Buy | — | — |
| 2025-03-19 | PETER I. FINLAY | Director | Buy | — | — |
| 2025-03-18 | Eric A. Pinero | Chief Legal Officer | Buy | — | — |
| 2025-03-18 | STEPHEN ROMAN | CCO & Secretary | Buy | — | — |
| 2025-03-18 | Robert A Breakstone | Director | Buy | — | — |
| 2024-11-22 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | — | — |
| 2024-11-21 | STEPHEN ROMAN | CCO & Secretary | Buy | — | — |
| 2024-11-18 | Robert A Breakstone | Director | Buy | — | — |
| 2024-11-14 | GREGG A. BRESNER | President & CIO | Buy | — | — |
| 2024-11-13 | Charlie Arestia | See Remarks | Buy | — | — |
| 2024-08-27 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | — | — |
| 2024-08-21 | STEPHEN ROMAN | CCO & Secretary | Buy | — | — |
| 2024-08-16 | GREGG A. BRESNER | President & CIO | Buy | — | — |
| 2024-08-15 | Eric A. Pinero | Chief Legal Officer | Buy | — | — |
| 2024-08-14 | Charlie Arestia | See Remarks | Buy | — | — |
| 2024-08-13 | Robert A Breakstone | Director | Buy | — | — |
| 2024-06-26 | GREGG A. BRESNER | President & CIO | W | — | — |
| 2024-05-29 | Eric A. Pinero | Chief Legal Officer | Buy | — | — |
| 2024-05-22 | STEPHEN ROMAN | CCO & Secretary | Buy | — | — |
| 2024-05-17 | GREGG A. BRESNER | President & CIO | Buy | — | — |
| 2024-05-14 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | — | — |
| 2024-04-05 | Eric A. Pinero | Chief Legal Officer | Buy | — | — |
| 2024-04-01 | STEPHEN ROMAN | CCO & Secretary | Buy | — | — |
| 2024-03-29 | Mark Gatto | Co-Chairman & Co-CEO | Buy | — | — |
| 2024-03-26 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | — | — |
| 2024-03-21 | GREGG A. BRESNER | President & CIO | Buy | — | — |
| 2023-11-27 | PETER I. FINLAY | Director | Buy | — | — |
| 2023-11-17 | Mark Gatto | Co-Chairman & Co-CEO | Buy | — | — |
| 2023-11-15 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | — | — |
| 2023-08-23 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | — | — |
| 2023-06-05 | Keith S Franz | CFO & Treasurer | Buy | — | — |
| 2023-06-02 | GREGG A. BRESNER | President & CIO | Buy | — | — |
| 2023-05-26 | GREGG A. BRESNER | President & CIO | Buy | — | — |
| 2023-05-23 | Catherine Choi | Director | Buy | — | — |
| 2023-05-22 | Michael A Reisner | Co-Chairman & Co-CEO | Buy | — | — |
| 2023-05-16 | STEPHEN ROMAN | CCO & Secretary | Buy | — | — |
| 2023-05-16 | Aron I Schwartz | Director | Buy | — | — |
| 2023-05-15 | Robert A Breakstone | Director | Buy | — | — |
| 2023-05-15 | Eric A. Pinero | Chief Legal Officer | Buy | — | — |
| 2022-12-02 | Robert A Breakstone | Director | Buy | — | — |
| 2022-12-01 | Keith S Franz | CFO & Treasurer | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | President & CIO | 128,198 | — |
| — | CFO & Treasurer | 109,111 | — |
| — | Co-Chairman & Co-CEO | 46,474 | — |
| — | Co-Chairman & Co-CEO | 45,274 | — |
| — | Director | 15,781 | — |
| — | CCO & Secretary | 12,890 | — |
| — | Chief Legal Officer | 9,127 | — |
| — | Director | 3,695 | — |
| — | Director | 2,750 | — |
| — | Director | 2,000 | — |
| — | Director | 2,000 | — |
| — | See Remarks | 1,213 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the CION quote page; the site-wide leaderboard is on the insider transactions hub.