COF · Insider Trading
Capital One Financial
Every open-market purchase and sale reported by COF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
22
code S
Reporting Insiders
25
current holders
COF — Recent Form 4 Transactions (latest 2026-10-07)
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-07 | Matthew W Cooper | General Counsel & Corp Secy | Sell | −3,500 | −$686.77K |
| 2026-09-16 | Celia Karam | Pres, Retail Bank | Sell | −2,017 | −$415.64K |
| 2026-09-16 | Lia Dean | Pres, Banking & Prem. Products | Sell | −2,066 | −$425.74K |
| 2026-09-02 | Matthew W Cooper | General Counsel & Corp Secy | Sell | −3,500 | −$749.35K |
| 2026-08-18 | Celia Karam | Pres, Retail Bank | Sell | −1,888 | −$425.78K |
| 2026-08-18 | Lia Dean | Pres, Banking & Prem. Products | Sell | −2,193 | −$494.57K |
| 2026-08-17 | Mark Daniel Mouadeb | President, Card | Sell | −1,199 | −$269.77K |
| 2026-08-11 | Michael Zamsky | Chief Credit & Fin'l Risk Off. | Sell | −5,473 | −$1.19M |
| 2026-08-10 | Ravi Raghu | Pres, Software, Intl & Sm Bus | Sell | −50 | −$10.92K |
| 2026-08-05 | Matthew W Cooper | General Counsel & Corp Secy | Sell | −3,500 | −$767.65K |
| 2026-08-05 | Mark Daniel Mouadeb | President, Card | Sell | −1,183 | −$260.26K |
| 2026-08-04 | Mark Daniel Mouadeb | President, Card | Sell | −690 | −$148.35K |
| 2026-08-04 | Jason P. Hanson | Pres.- Global Payment Network | MIXED | +1,121 | −$186.65K |
| 2026-08-03 | Ravi Raghu | Pres, Software, Intl & Sm Bus | Sell | −9,726 | −$2.04M |
| 2026-07-30 | Timothy P Golden | SVP, Chief Accounting Officer | Sell | −3,487 | −$735.76K |
| 2026-07-08 | Matthew W Cooper | General Counsel & Corp Secy | Sell | −3,500 | −$728.00K |
| 2026-06-03 | Matthew W Cooper | General Counsel & Corp Secy | Sell | −3,500 | −$641.76K |
| 2026-05-14 | Matthew W Cooper | General Counsel & Corp Secy | Sell | −3,500 | −$643.75K |
| 2026-05-14 | Kaitlin Haggerty | Chief Human Resources Officer | Sell | −1,426 | −$262.12K |
| 2026-05-12 | Eileen Serra | Director | A | +1,294 | — |
| 2026-05-12 | Michael Shepherd | Director | A | +1,294 | — |
| 2026-05-12 | craig a. williams | Director | A | +1,294 | — |
| 2026-05-12 | Jennifer L. Wong | Director | A | +1,294 | — |
| 2026-05-12 | Mayo A Shattuck III | Director | A | +1,294 | — |
| 2026-05-12 | Peter Thomas Killalea | Director | A | +1,294 | — |
| 2026-05-12 | Ime Archibong | Director | A | +1,294 | — |
| 2026-05-12 | Peter E Raskind | Director | A | +1,294 | — |
| 2026-05-12 | Cornelis PAJ Leenaars | Director | A | +1,294 | — |
| 2026-05-12 | Suni P Harford | Director | A | +1,294 | — |
| 2026-05-12 | Christine Rose Detrick | Director | A | +1,294 | — |
| 2026-05-12 | Francois Locoh-Donou | Director | A | +1,294 | — |
| 2026-05-04 | Celia Karam | Pres, Retail Bank | Sell | −1,749 | −$336.82K |
| 2026-04-09 | III Frank G. LaPrade | Chief Enterprise Srvcs Officer | A | +11,041 | — |
| 2026-04-03 | Celia Karam | Pres, Retail Bank | Sell | −1,099 | −$203.99K |
| 2026-04-03 | Lia Dean | Pres, Banking & Prem. Products | Sell | −1,692 | −$314.05K |
| 2026-03-11 | Richard D Fairbank | Chairman and CEO | MIXED | +67,273 | −$10.26M |
| 2026-03-11 | Michael Zamsky | Chief Credit & Fin'l Risk Off. | MIXED | +3,319 | −$506.67K |
| 2026-03-11 | Andrew M Young | Chief Financial Officer | MIXED | +4,203 | −$641.33K |
| 2026-03-11 | Yajnik Sanjiv | President, Financial Services | MIXED | +5,447 | −$831.14K |
| 2026-03-11 | Kara West | Chief Enterprise Risk Officer | MIXED | +2,457 | −$375.17K |
| 2026-03-11 | Ravi Raghu | Pres, Software, Intl & Sm Bus | MIXED | +2,931 | −$353.44K |
| 2026-03-11 | Mark Daniel Mouadeb | President, Card | MIXED | +2,822 | −$430.89K |
| 2026-03-11 | III Frank G. LaPrade | Chief Enterprise Srvcs Officer | MIXED | +6,672 | −$1.02M |
| 2026-03-11 | Celia Karam | Pres, Retail Bank | MIXED | +4,078 | −$622.38K |
| 2026-03-11 | Kaitlin Haggerty | Chief Human Resources Officer | MIXED | +2,918 | −$445.38K |
| 2026-03-11 | Neal Blinde | President, Commercial Banking | MIXED | +4,718 | −$673.09K |
| 2026-03-11 | Lia Dean | Pres, Banking & Prem. Products | MIXED | +4,038 | −$753.32K |
| 2026-03-11 | Matthew W Cooper | General Counsel & Corp Secy | MIXED | +4,443 | −$678.10K |
| 2026-03-11 | Robert M. Alexander | Chief Information Officer | MIXED | +5,466 | −$834.11K |
| 2026-03-03 | Lia Dean | Pres, Banking & Prem. Products | Sell | −3,284 | −$627.24K |
COF — Current Insider Holders
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Richard D Fairbank | Chairman and CEO | 4,139,284 | $835.06M |
| Yajnik Sanjiv | President, Financial Services | 149,383 | $30.14M |
| Robert M. Alexander | Chief Information Officer | 81,883 | $16.52M |
| Matthew W Cooper | General Counsel & Corp Secy | 79,694 | $16.08M |
| III Frank G. LaPrade | Chief Enterprise Srvcs Officer | 70,113 | $14.14M |
| Mayo A Shattuck III | Director | 67,911 | $13.70M |
| Thomas G Maheras | Director | 65,272 | $13.17M |
| Andrew M Young | Chief Financial Officer | 62,698 | $12.65M |
| Lia Dean | Pres, Banking & Prem. Products | 61,195 | $12.35M |
| Celia Karam | Pres, Retail Bank | 57,696 | $11.64M |
| Ann F Hackett | Director | 56,244 | $11.35M |
| Kaitlin Haggerty | Chief Human Resources Officer | 49,300 | $9.95M |
| Mark Daniel Mouadeb | President, Card | 49,132 | $9.91M |
| Kara West | Chief Enterprise Risk Officer | 48,685 | $9.82M |
| Neal Blinde | President, Commercial Banking | 41,893 | $8.45M |
| Jason P. Hanson | Pres.- Global Payment Network | 41,351 | $8.34M |
| Peter E Raskind | Director | 34,396 | $6.94M |
| Michael Zamsky | Chief Credit & Fin'l Risk Off. | 27,992 | $5.65M |
| Michael Shepherd | Director | 27,987 | $5.65M |
| Ravi Raghu | Pres, Software, Intl & Sm Bus | 26,278 | $5.30M |
| Peter Thomas Killalea | Director | 21,378 | $4.31M |
| Jennifer L. Wong | Director | 15,226 | $3.07M |
| Cornelis PAJ Leenaars | Director | 15,192 | $3.06M |
| Francois Locoh-Donou | Director | 14,802 | $2.99M |
| Eileen Serra | Director | 12,844 | $2.59M |
COF Insider Trading FAQ
Who are the insiders at COF?
25 officers, directors and 10%+ beneficial owners currently report holdings in COF via SEC Form 4.
Are COF insiders buying or selling?
Across the 50 most recent Form 4 filings for COF, 0 were open-market purchases (code P) and 22 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is COF insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent COF filing is dated 2026-10-07.
How to read Form 4 activity
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the COF quote page; the site-wide leaderboard is on the insider transactions hub.
More on COF
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.