COHN · Insider Trading
Cohen & Company Inc
Every open-market purchase and sale reported by COHN officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-07 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | Sell | −8,795 | −$102.97K |
| 2026-08-07 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | Sell | −8,795 | −$102.97K |
| 2026-07-17 | Daniel G Cohen | Executive Chairman | G | −17,600 | — |
| 2026-04-24 | Daniel G Cohen | Executive Chairman | G | −8,000 | — |
| 2026-03-23 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | Sell | −6,818 | −$115.82K |
| 2026-03-06 | Lester Raymond Brafman | Chief Executive Officer | A | — | — |
| 2026-03-06 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | A | — | — |
| 2026-03-06 | Daniel G Cohen | Executive Chairman | A | — | — |
| 2026-02-05 | Douglas Listman | Chief Accounting Officer | F | −3,252 | −$60.78K |
| 2026-02-05 | Daniel G Cohen | Executive Chairman | M | — | — |
| 2026-02-05 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | F | −7,051 | −$131.78K |
| 2026-02-05 | Lester Raymond Brafman | Chief Executive Officer | M | — | — |
| 2026-01-29 | Jack J. DiMaio Jr. | Director | A | +2,300 | — |
| 2025-12-31 | Daniel G Cohen | Executive Chairman | G | −30,000 | — |
| 2025-12-19 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | A | +15,500 | — |
| 2025-12-19 | Lester Raymond Brafman | Chief Executive Officer | A | — | — |
| 2025-12-19 | Diana Louise Liberto | Director | A | +2,300 | — |
| 2025-12-19 | Douglas Listman | Chief Accounting Officer | A | +12,000 | — |
| 2025-12-19 | Daniel G Cohen | Executive Chairman | A | — | — |
| 2025-12-19 | G Steven Dawson | Director | A | +2,300 | — |
| 2025-12-19 | Jack Haraburda | Director | A | +2,300 | — |
| 2025-02-05 | Lester Raymond Brafman | Chief Executive Officer | M | −502,053 deriv. | — |
| 2025-02-05 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | F | −6,843 | −$66.65K |
| 2025-02-05 | Douglas Listman | Chief Accounting Officer | F | −1,811 | −$17.64K |
| 2025-02-05 | Daniel G Cohen | Executive Chairman | M | −460,679 deriv. | — |
| 2024-12-20 | Jack DiMaio | Director | A | +1,100 | — |
| 2024-12-20 | Jack Haraburda | Director | A | +1,100 | — |
| 2024-12-20 | Douglas Listman | Chief Accounting Officer | A | +10,000 | — |
| 2024-12-20 | G Steven Dawson | Director | A | +1,100 | — |
| 2024-12-20 | Lester Raymond Brafman | Chief Executive Officer | A | — | — |
| 2024-12-20 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | A | +15,500 | — |
| 2024-12-20 | Diana Louise Liberto | Director | A | +1,100 | — |
| 2024-12-20 | Daniel G Cohen | Executive Chairman | A | — | — |
| 2024-07-02 | Daniel G Cohen | Executive Chairman | G | −20,000 | — |
| 2024-06-10 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | Sell | −10,000 | −$116.40K |
| 2024-02-02 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | F | −4,352 | −$31.46K |
| 2024-02-02 | Lester Raymond Brafman | Chief Executive Officer | M | −483,301 deriv. | — |
| 2024-02-02 | Daniel G Cohen | Executive Chairman | M | −443,474 deriv. | — |
| 2024-02-02 | Douglas Listman | Chief Accounting Officer | F | −1,337 | −$9.67K |
| 2023-12-21 | Douglas Listman | Chief Accounting Officer | A | +5,000 | — |
| 2023-12-21 | Jack Haraburda | Director | A | +1,100 | — |
| 2023-12-21 | G Steven Dawson | Director | A | +1,100 | — |
| 2023-12-21 | Diana Louise Liberto | Director | A | +1,100 | — |
| 2023-12-21 | Lester Raymond Brafman | Chief Executive Officer | A | — | — |
| 2023-12-21 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | A | +15,500 | — |
| 2023-12-21 | Daniel G Cohen | Executive Chairman | A | — | — |
| 2023-12-21 | Jack DiMaio | Director | A | +1,100 | — |
| 2023-03-14 | Douglas Listman | Chief Accounting Officer | Sell | −2,332 | −$20.44K |
| 2023-02-03 | Douglas Listman | Chief Accounting Officer | F | −1,834 | −$16.19K |
| 2023-02-03 | Joseph W. Pooler Jr. | EVP, CFO and Treasurer | F | −4,379 | −$38.67K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Lester Raymond Brafman | Chief Executive Officer | 315,702 | $2.94M |
| Daniel G Cohen | Executive Chairman | 187,157 | $1.74M |
| Joseph W. Pooler Jr. | EVP, CFO and Treasurer | 61,778 | $575.85K |
| G Steven Dawson | Director | 32,316 | $301.22K |
| Douglas Listman | Chief Accounting Officer | 28,934 | $269.70K |
| Jack J. DiMaio Jr. | Director | 23,233 | $216.56K |
| Jack DiMaio | Director | 20,933 | $195.12K |
| Diana Louise Liberto | Director | 17,938 | $167.20K |
| Jack Haraburda | Director | 13,884 | $129.42K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the COHN quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.