DPG · Insider Trading
Duff & Phelps Utility and Infrastructure Fund Inc.
Every open-market purchase and sale reported by DPG officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-02-10 | William Patrick Bradley III | Vice President & Treasurer | Buy | +3,250 | +$44.87K |
| 2025-08-26 | David D Grumhaus Jr. | President and CEO | Buy | +1,200 | +$15.32K |
| 2025-08-18 | Mark G. Kahrer | Director | Buy | +1,000 | +$12.69K |
| 2025-06-02 | MetLife Investment Management, LLC | 10%+ Owner | MIXED | −400,000 | −$10.00M |
| 2025-02-20 | Geraldine M McNamara | Director | Sell | −440 | −$5.26K |
| 2024-11-27 | David D Grumhaus Jr. | President and CEO | Buy | +1,500 | +$18.48K |
| 2024-04-11 | David D Grumhaus Jr. | President and CEO | Buy | +3,000 | +$28.26K |
| 2023-07-31 | David D Grumhaus Jr. | President and CEO | Buy | +2,500 | +$25.02K |
| 2023-07-18 | MetLife Investment Management, LLC | 10%+ Owner | J | −200,000 | — |
| 2023-06-20 | Daniel Petrisko | EVP and Assistant Secretary | Buy | +450 | +$4.42K |
| 2023-06-16 | Eric Elvekrog | VP & Chief Investment Officer | Buy | +3,000 | +$30.21K |
| 2023-06-16 | David D Grumhaus Jr. | President and CEO | Buy | +2,500 | +$25.20K |
| 2023-04-28 | Mareile B. Cusack | Director | Buy | +1,335 | +$16.79K |
| 2020-01-06 | Eric Elvekrog | VP & Chief Investment Officer | Buy | +1,000 | +$15.25K |
| 2019-05-16 | Eric Elvekrog | VP & Chief Investment Officer | Buy | +1,000 | +$15.02K |
| 2018-12-31 | Eric Elvekrog | VP & Chief Investment Officer | Buy | +3,909 | +$46.03K |
| 2018-04-09 | Daniel Petrisko | SVP and Assistant Secretary | Buy | +1,200 | — |
| 2017-09-25 | Eric Elvekrog | VP & Chief Investment Officer | Buy | +1,400 | +$22.55K |
| 2017-08-15 | Eric Elvekrog | VP & Chief Investment Officer | Buy | +1,500 | +$24.27K |
| 2017-01-10 | William Patrick Bradley III | VP & Asst. Treasurer | Buy | +225 | +$3.58K |
| 2017-01-04 | Eric Elvekrog | VP & Chief Investment Officer | Buy | +1,300 | +$20.27K |
| 2016-11-15 | Jacqueline Porter | Vice President | Buy | +350 | +$5.06K |
| 2016-01-28 | David J Vitale | Director | Buy | +1,000 | +$12.99K |
| 2015-12-30 | Christian H Poindexter | Director | Buy | +2,240 | +$33.02K |
| 2015-11-13 | Deborah A Jansen | VP & Chief Investment Officer | Buy | +2,000 | +$29.68K |
| 2015-09-03 | David J Vitale | Director | Buy | +5,000 | +$81.90K |
| 2014-09-30 | Donald C Burke | Director | Buy | +2,600 | +$53.93K |
| 2013-05-31 | George R Aylward | — | Buy | +1,200 | +$23.16K |
| 2012-11-16 | Deborah A Jansen | Chief Investment Officer | Buy | +1,000 | +$16.72K |
| 2012-06-12 | Carl F Pollard | Director | Buy | +5,000 | +$87.85K |
| 2012-06-04 | Philip R McLoughlin | Director | Buy | +1,000 | +$16.89K |
| 2012-05-25 | William Patrick Bradley III | — | Buy | +143 | +$2.41K |
| 2012-05-25 | William Patrick Bradley III | — | Buy | +143 | +$2.41K |
| 2012-05-18 | Robert J Genetski | Director | Buy | +1,900 | +$32.29K |
| 2012-01-04 | Eric Elvekrog | — | Buy | +1,500 | +$27.38K |
| 2011-11-18 | Robert J Genetski | Director | Buy | +1,000 | +$18.81K |
| 2011-10-28 | Philip R McLoughlin | Director | Buy | +1,000 | +$19.08K |
| 2011-10-18 | Stewart E Conner | Director | Buy | +1,000 | +$19.06K |
| 2011-10-14 | Christian H Poindexter | Director | Buy | +3,055 | +$54.93K |
| 2011-10-05 | Nathan I Partain | President and CEO | Buy | +2,000 | +$35.86K |
| 2011-09-27 | T Brooks Beittel | Secretary | Buy | +600 | +$10.73K |
| 2011-09-27 | Deborah A Jansen | Chief Investment Officer | Buy | +1,000 | +$17.69K |
| 2011-09-26 | Eric Elvekrog | — | Buy | +2,991 | +$54.57K |
| 2011-09-23 | Eric Elvekrog | — | Buy | +2,991 | +$54.57K |
| 2011-09-16 | Robert J Genetski | Director | Buy | +4,000 | +$76.20K |
| 2011-09-01 | David J Vitale | Director | Buy | +5,000 | +$100.09K |
| 2011-08-30 | Nancy Lampton | Director | Buy | +1,000 | +$20.00K |
| 2011-08-04 | Geraldine M McNamara | Director | Buy | +3,000 | +$60.00K |
| 2011-07-27 | Carl F Pollard | Director | Buy | +5,000 | +$100.00K |
| 2011-07-27 | Eileen A Moran | Director | Buy | +2,500 | +$50.00K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| MetLife Investment Management, LLC | 10%+ Owner | 748,000 | $10.19M |
| David D Grumhaus Jr. | President and CEO | 11,612 | $158.26K |
| Geraldine M McNamara | Director | 4,911 | $66.94K |
| William Patrick Bradley III | Vice President & Treasurer | 3,898 | $53.12K |
| Mark G. Kahrer | Director | 1,000 | $13.63K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the DPG quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.