EAD (Allspring Income Opportunities Fund)
Insider Trading Activity
Every open-market purchase and sale reported by EAD officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-02-27 | BRIAN S SHLISSEL | Director | Buy | — | — |
| 2024-01-09 | William R. Ebsworth | Director | Buy | — | — |
| 2024-01-04 | JAMES POLISSON | Director | Buy | — | — |
| 2023-06-02 | JAMES POLISSON | Director | Buy | — | — |
| 2023-06-02 | William R. Ebsworth | Director | Buy | — | — |
| 2022-08-29 | JANE A FREEMAN | Director | Buy | — | — |
| 2021-05-10 | Christopher M Lee | — | Buy | — | — |
| 2021-05-06 | Christopher M Lee | — | Buy | — | — |
| 2021-03-29 | Christopher M Lee | — | Buy | — | — |
| 2021-03-02 | Christopher M Lee | — | Buy | — | — |
| 2021-02-05 | Christopher M Lee | — | Buy | — | — |
| 2020-12-23 | Christopher M Lee | — | Buy | — | — |
| 2020-12-22 | Christopher M Lee | — | Buy | — | — |
| 2017-11-27 | Pamela Wheelock | Director | Buy | — | — |
| 2017-11-27 | JAMES POLISSON | Director | Buy | — | — |
| 2015-02-02 | JANE A FREEMAN | Director | Buy | — | — |
| 2015-01-05 | William R. Ebsworth | Director | Buy | — | — |
| 2011-04-25 | David F. Larcker | Director | Buy | — | — |
| 2011-04-25 | Judith M Johnson | Director | Buy | — | — |
| 2011-04-21 | Olivia S Mitchell | Director | Buy | — | — |
| 2011-04-20 | Donald C Willeke | Director | Buy | — | — |
| 2011-04-19 | Olivia S Mitchell | Director | Buy | — | — |
| 2011-04-18 | Timothy J Penny | Director | Buy | — | — |
| 2011-04-14 | ISAIAH HARRIS JR | Director | Buy | — | — |
| 2011-04-01 | Peter G Gordon | Director | Buy | — | — |
| 2011-03-21 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2009-12-02 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2009-11-18 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2009-10-01 | GERALD M MCDONNELL | Director | Sell | — | — |
| 2009-07-28 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2009-04-23 | ANDREW CESTONE | — | Buy | — | — |
| 2009-04-23 | ANDREW CESTONE | — | Buy | — | — |
| 2009-04-23 | ANDREW CESTONE | — | Buy | — | — |
| 2009-04-23 | ANDREW CESTONE | — | Buy | — | — |
| 2008-07-29 | ANDREW CESTONE | — | Buy | — | — |
| 2008-07-28 | ANDREW CESTONE | — | Buy | — | — |
| 2008-07-25 | MICHAEL H KOONCE | Secretary | Sell | — | — |
| 2008-07-21 | ANDREW CESTONE | — | Buy | — | — |
| 2008-07-17 | ANDREW CESTONE | — | Buy | — | — |
| 2008-07-16 | ANDREW CESTONE | — | Buy | — | — |
| 2008-04-28 | ANDREW CESTONE | — | Buy | — | — |
| 2008-01-23 | ANDREW CESTONE | — | Buy | — | — |
| 2007-07-27 | ANDREW CESTONE | — | Buy | — | — |
| 2007-01-19 | MICHAEL H KOONCE | Secretary | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 33,913 | — |
| — | — | 7,150 | — |
| — | Director | 2,500 | — |
| — | Director | 1,000 | — |
| — | Director | 500 | — |
| — | Director | 324 | — |
| — | Director | 200 | — |
| — | Director | 200 | — |
| — | Director | 187 | — |
| — | 10%+ Owner | 100 | — |
| — | Director | 100 | — |
| — | Director | 100 | — |
| — | Director | 100 | — |
| — | Director | 100 | — |
| — | Director | 50 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the EAD quote page; the site-wide leaderboard is on the insider transactions hub.