EAD · Insider Trading
Allspring Income Opportunities Fund
Every open-market purchase and sale reported by EAD officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-02-27 | Brian S Shlissel | Director | Buy | +500 | +$3.41K |
| 2024-01-09 | William R. Ebsworth | Director | Buy | −2,000 | −$13.20K |
| 2024-01-04 | James Polisson | Director | Buy | −1,000 | −$6.57K |
| 2023-06-02 | James Polisson | Director | Buy | +1,000 | +$6.18K |
| 2023-06-02 | William R. Ebsworth | Director | Buy | +2,500 | +$15.50K |
| 2022-08-29 | Jane A Freeman | Director | Buy | +150 | +$1.04K |
| 2021-05-10 | Christopher M Lee | — | Buy | +2,105 | +$18.37K |
| 2021-05-06 | Christopher M Lee | — | Buy | +58 | +$505 |
| 2021-03-29 | Christopher M Lee | — | Buy | +5,000 | +$41.85K |
| 2021-03-02 | Christopher M Lee | — | Buy | +3,000 | +$25.20K |
| 2021-02-05 | Christopher M Lee | — | Buy | +5,000 | +$41.25K |
| 2020-12-23 | Christopher M Lee | — | Buy | +8,750 | +$70.35K |
| 2020-12-22 | Christopher M Lee | — | Buy | +10,000 | +$80.70K |
| 2017-11-27 | Pamela Wheelock | Director | Buy | +100 | +$841 |
| 2017-11-27 | James Polisson | Director | Buy | +1,000 | +$8.43K |
| 2015-02-02 | Jane A Freeman | Director | Buy | +150 | +$1.30K |
| 2015-01-05 | William R. Ebsworth | Director | Buy | +2,000 | +$17.44K |
| 2011-04-25 | David F. Larcker | Director | Buy | +100 | +$1.04K |
| 2011-04-25 | Judith M Johnson | Director | Buy | +100 | +$1.02K |
| 2011-04-21 | Olivia S Mitchell | Director | Buy | +100 | +$1.02K |
| 2011-04-20 | Donald C Willeke | Director | Buy | +200 | +$2.07K |
| 2011-04-19 | Olivia S Mitchell | Director | Buy | +100 | +$1.02K |
| 2011-04-18 | Timothy J Penny | Director | Buy | +187 | +$1.91K |
| 2011-04-14 | Isaiah Harris Jr | Director | Buy | +200 | +$2.05K |
| 2011-04-01 | Peter G Gordon | Director | Buy | +50 | +$512 |
| 2011-03-21 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | +$128 |
| 2009-12-02 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | +$371 |
| 2009-11-18 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | −$133 |
| 2009-10-01 | Gerald M McDonnell | Director | Sell | −100 | −$872 |
| 2009-07-28 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | −$1 |
| 2009-04-23 | Andrew Cestone | — | Buy | +100 | +$1000 |
| 2009-04-23 | Andrew Cestone | — | Buy | +2,400 | +$24.07K |
| 2009-04-23 | Andrew Cestone | — | Buy | −2,000 | −$13.54K |
| 2009-04-23 | Andrew Cestone | — | Buy | −10,000 | −$68.69K |
| 2008-07-29 | Andrew Cestone | — | Buy | +6,150 | +$62.53K |
| 2008-07-28 | Andrew Cestone | — | Buy | +1,000 | +$10.16K |
| 2008-07-25 | Michael H Koonce | Secretary | Sell | −1,157 | −$11.79K |
| 2008-07-21 | Andrew Cestone | — | Buy | +2,500 | +$25.07K |
| 2008-07-17 | Andrew Cestone | — | Buy | +2,500 | +$25.00K |
| 2008-07-16 | Andrew Cestone | — | Buy | +775 | +$7.41K |
| 2008-04-28 | Andrew Cestone | — | Buy | +750 | +$8.24K |
| 2008-01-23 | Andrew Cestone | — | Buy | +1,000 | +$10.94K |
| 2007-07-27 | Andrew Cestone | — | Buy | +6,000 | +$76.35K |
| 2007-01-19 | Michael H Koonce | Secretary | Buy | +400 | +$2.27M |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Brian S Shlissel | Director | 500 | $2.95K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the EAD quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.