FMY · Insider Trading

FIRST TRUST MORTGAGE INCOME FUND

Every open-market purchase and sale reported by FMY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
4
most recent
Open-Market Buys
3
code P
Sales
1
code S
Reporting Insiders
1
current holders
FMY — Recent Form 4 Transactions (latest 2025-11-04)
FiledInsiderRole TypeSharesValue
2025-11-04 Thomas R Kadlec Director Buy +503 +$6.06K
2025-10-14 Thomas R Kadlec Director Buy +242 +$2.95K
2019-01-16 James W Snyder — Sell −2,000 −$26.71K
2018-06-08 James W Snyder — Buy +2,000 +$26.72K
FMY — Current Insider Holders
InsiderRole Shares HeldValue
Thomas R Kadlec Director 1,616 $17.78K
FMY Insider Trading FAQ
Who are the insiders at FMY?
1 officers, directors and 10%+ beneficial owners currently report holdings in FMY via SEC Form 4.
Are FMY insiders buying or selling?
Across the 4 most recent Form 4 filings for FMY, 3 were open-market purchases (code P) and 1 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is FMY insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent FMY filing is dated 2025-11-04.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the FMY quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.