FSBW FS Bancorp, Inc. Common Stock
XNAS
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
- Industry (SIC)
- SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED (6036) · industry map
- Exchange
- XNAS
- Market Cap
- $0.3B
- Employees
- 585
- List Date
- 2012-07-10
- CIK
- 0001530249
- Headquarters
- Mountlake Terrace, WA
- Homepage
- https://www.fsbwa.com
FS Bancorp Inc is the holding company of First Security Bank, a diversified lender with a focus on the origination of commercial real estate, one-to-four-family, and home equity loans, consumer loans, including a variety of indirect home improvement (fixture secured loans), and marine loans, and commercial business loans. The company has two operating segments; The commercial and consumer banking segment provides diversified financial products and services to its commercial and consumer customers through Bank branches, automated teller machines, online banking platforms, mobile banking apps, a…
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | -3.14% | -1.25% | 8.87% | -1.73% | 0.72% | 2.77% | 1.04% |
| Feb | 9.47% | -3.53% | 0.11% | -8.07% | -1.15% | -7.54% | -1.78% |
| Mar | 4.59% | -0.51% | -15.80% | 6.80% | -2.61% | -3.74% | -1.88% |
| Apr | 1.00% | -4.95% | 0.88% | -6.68% | 2.89% | 5.23% | -0.27% |
| May | 1.70% | 3.00% | -6.27% | 3.28% | -1.51% | -0.20% | 0.00% |
| Jun | -0.03% | -4.43% | 2.42% | 10.12% | 3.17% | 6.58% | 2.97% |
| Jul | -1.75% | 3.48% | 1.64% | 26.02% | -5.03% | -3.36% | 3.50% |
| Aug | -1.95% | -2.17% | -3.36% | 3.74% | 12.87% | 0.09% | 1.54% |
| Sep | 2.03% | -7.91% | -2.22% | 1.92% | -5.36% | 2.03% | -1.59% |
| Oct | -0.46% | 5.57% | 1.48% | 2.58% | -2.96% | 0.20%* | 1.07% |
| Nov | -7.20% | 17.28% | 5.27% | 11.19% | 6.97% | -- | 6.70% |
| Dec | 3.57% | -2.14% | 17.18% | -12.97% | 0.59% | -- | 1.25% |
| Total | 7.09% | 0.17% | 6.85% | 35.44% | 7.38% | 1.24% | 9.69% |
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
Momentum Oscillators
Volume & Volatility
Data Summary
Here is the LLM Stock Analysis Prompt Template for FS Bancorp, Inc. (FSBW):
Executive Summary
Overall Assessment: NEUTRAL with confidence level 6/10
Key Drivers:
- Recent positive news headlines regarding merger and share repurchases
- Technical indicators suggesting a neutral trend with no clear direction
- Low volatility and correlation with the market
Primary Risks:
- Potential for consolidation or correction following recent price increase
- Limited earnings data available, making it difficult to assess fundamental performance
Investment Thesis: FSBW presents a relatively low-risk opportunity with a focus on stable dividend yields. The recent merger and share repurchase announcements may drive short-term growth, but the overall trend appears neutral.
Recent News Sentiment Impact: The positive news headlines have contributed to the recent price increase, suggesting that investor sentiment is currently supportive of the stock.
Technical Analysis
Trend Direction: NEUTRAL (no clear direction)
Support/Resistance Levels:
- Short-term: $40.55 (SMA 20), $41.76 (Upper Bollinger Band)
- Medium-term: $40.20 (SMA 50), $39.33 (Lower Bollinger Band)
- Long-term: $40.61 (SMA 200)
Momentum Signals: RSI (14): 58.99 (neutral) MACD signal: Bullish Bollinger Bands position: Neutral
Volume Analysis:
- Volume SMA 20: 10044.80
- On-Balance Volume (OBV): -189749.35
- Volume Rate of Change: -4.96%
News & Sentiment Analysis
Recent Headlines Summary: The recent news headlines have been positive, with announcements regarding mergers and share repurchases.
Sentiment Assessment: Positive sentiment dominates, suggesting investor enthusiasm for the company's growth prospects.
Catalyst Identification: No imminent catalysts are apparent, but the merger announcement may drive short-term growth.
Market Narrative: The positive news has aligned with technical signals, suggesting a neutral trend.
Risk & Volatility Assessment
Risk Assessment: LOW (beta 0.72, low volatility)
Beta Interpretation: The stock exhibits relatively low risk compared to the market.
Volatility Regime: Current vs historical volatility levels indicate low volatility.
Options Market Signals: No options data available
Downside Protection: Support levels include $40.55 (SMA 20) and $39.33 (Lower Bollinger Band).
Market Context & Positioning
Sector Performance: FSBW's performance is neutral relative to the broader financial sector.
Institutional Activity: No institutional activity signals are apparent.
Correlation Analysis: The stock exhibits low correlation with the market, suggesting a relatively independent trend.
Relative Valuation: FSBW appears positioned within its trading range, with no clear direction.
Key Levels & Action Items
Critical Price Levels:
- Support: $40.55 (SMA 20), $39.33 (Lower Bollinger Band)
- Resistance: $41.76 (Upper Bollinger Band)
Breakout/Breakdown Levels: No immediate levels appear critical for a significant move.
Time-Sensitive Catalysts: No imminent earnings or product launch dates are apparent.
Risk Management: Stop-loss levels could be set around $39.33 (Lower Bollinger Band) to manage potential downside risks.
Please let me know if this analysis meets your expectations!
FSBW Options Activity & IV Rank
Each spread is ranked by a composite score built in three stages. Full documentation →
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Enter a ticker to render the implied volatility surface.
Enter a ticker to render the implied volatility smile.
Risk Metrics
Analysis Details
Data Points: 251
Period: 252 trading days
Low volatility - stock moves less than market
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Renaissance Technologies Hedge fund Jim Simons | $4.9M | #1475 of 3138 | +4.3% | 13F | |
| Millennium Management Hedge fund Izzy Englander | $300K | #3345 of 3716 | -28.4% | 13F | |
| Citadel Hedge fund Ken Griffin | $214K | #5424 of 6285 | new | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
FSBW Institutional Ownership (13F)
Latest filings — 2026-09-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
FSBW Insider Trading (Form 4)
Latest: 2026-08-31| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-08-31 | Terri L Degner | Director | Sell (S) | −975 | $43.25 | -$42.2K | EDGAR |
| 2026-08-28 | Terri L Degner | Director | Sell (S) | −1,693 | $42.72 | -$72.4K | EDGAR |
| 2026-08-26 | Sean McCormick | Chief Credit Admin. Officer | Sell (S) | −907 | $42.86 | -$38.9K | EDGAR |
| 2026-08-20 | Michael J. Mansfield | Director | Award (A) | +1,200 | — | EDGAR | |
| 2026-08-19 | Victoria Jarman | CHR & WOW! Officer, EVP | Other (J) | +86 | $43.27 | $3.7K | EDGAR |
| 2026-08-19 | Victoria Jarman | CHR & WOW! Officer, EVP | Award (A) | +2,957 | — | EDGAR | |
| 2026-08-18 | Pamela Marie Andrews | Director | Award (A) | +1,200 | — | EDGAR | |
| 2026-08-18 | Sean McCormick | Chief Credit Administration | Mixed | +2,220 | $43.48 | -$11.4K | EDGAR |
| 2026-08-18 | Erin Burr | CRO & CRA Officer, EVP | Mixed | +2,340 | $43.48 | -$28.2K | EDGAR |
| 2026-08-18 | Joseph P. Zavaglia | Director | Mixed | +1,012 | $43.48 | -$8.2K | EDGAR |
| 2026-08-18 | Matthew D. Mullet | President & CEO of the Bank | Mixed | +6,076 | $43.48 | -$85.7K | EDGAR |
| 2026-08-18 | Marina Cofer-Wildsmith | Director | Mixed | +1,012 | $43.48 | -$8.2K | EDGAR |
| 2026-08-18 | Terri L Degner | Director | Mixed | +550 | $43.48 | -$28.3K | EDGAR |
| 2026-08-18 | Kelli Nielsen | Chief Retail Banking, EVP | Mixed | +2,261 | $43.48 | -$34.1K | EDGAR |
| 2026-08-18 | Shana Allen | Chief Information Office, EVP | Mixed | +2,603 | $43.48 | -$24.4K | EDGAR |
FSBW Insider Holdings
17 insiders · @ $44.10| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Matthew D. Mullet | President & CEO of the Bank | 125,239 | $5.52M | -$247.9K | 52 | 2026-08-18 |
| 2 | Joseph C. Adams | Director/CEO-FS Bancorp, Inc. | 114,094 | $5.03M | -$3.34M | 54 | 2026-08-18 |
| 3 | Donn C Costa | Chief Home Lending, EVP | 85,479 | $3.77M | -$2.22M | 27 | 2026-05-08 |
| 4 | Ted A. Leech | Director | 78,693 | $3.47M | -$247.4K | 38 | 2026-08-18 |
| 5 | Victoria Jarman | CHR & WOW! Officer, EVP | 30,846 | $1.36M | $0 | 28 | 2026-08-19 |
| 6 | Ben Crowl | Chief Lending Officer/EVP | 20,347 | $897.3K | $0 | 18 | 2026-08-18 |
| 7 | Michael J. Mansfield | Director | 19,643 | $866.3K | $149.6K | 33 | 2026-08-20 |
| 8 | Shana Allen | Chief Information Office, EVP | 18,369 | $810.1K | $0 | 17 | 2026-08-18 |
| 9 | Joseph P. Zavaglia | Director | 17,270 | $761.6K | -$690.7K | 38 | 2026-08-18 |
| 10 | Sean McCormick | Chief Credit Admin. Officer | 9,293 | $409.8K | -$38.9K | 4 | 2026-08-26 |
FSBW Board & Officers
As of SEC filings through Aug 31, 2026Directors 7
- Joseph C. Adams · since Jun 28, 2012
- Joseph P. Zavaglia · since Jun 28, 2012
- Marina Cofer-Wildsmith · since Jun 28, 2012
- Michael J. Mansfield · since Jun 28, 2012
- Pamela Marie Andrews · since Jan 28, 2021
- Ted A. Leech · listed since Feb 2023
- Terri L Degner · since Jan 1, 2024
Officers 10
- Matthew D. Mullet · Pres & CEO of 1st Security Ban · listed since May 2026
- Phillip Dean Whittington · Chief Financial Officer · since May 1, 2025
- Sean McCormick · Chief Credit Admin. Officer · since May 20, 2024
- Ben Crowl · Chief Lending Officer, EVP · listed since Nov 2024
- Shana Allen · Chief Information Officer, EVP · listed since Nov 2024
- Donn C Costa · Chief Home Lending, EVP · listed since May 2025
- Kelli Nielsen · Chief Retail Banking, EVP · listed since May 2026
- Erin Burr · CRO & CRA Officer, EVP · since Apr 1, 2018
- Victoria Jarman · CHR & WOW! Officer, EVP · since Apr 1, 2018
- Robert A Nesbitt · CCO Officer/EVP · listed since May 2026
Changes in the last 10 years (37)
| May 8, 2026 | Robert A Nesbitt listed as CCO Officer/EVP (previously Chief Credit Operations, EVP) in SEC filings |
| May 8, 2026 | Matthew D. Mullet listed as Pres & CEO of 1st Security Ban (previously President) in SEC filings |
| May 8, 2026 | Kelli Nielsen listed as Chief Retail Banking, EVP (previously CRB Officer, EVP) in SEC filings |
| Aug 15, 2025 | The company announced the departure of Joseph C. Adams as Director/CEO in an SEC filing |
| Aug 8, 2025 | Kelli Nielsen listed as CRB Officer, EVP (previously Chief Retail Banking, EVP) in SEC filings |
| May 8, 2025 | Matthew D. Mullet listed as President (previously President and CFO) in SEC filings |
| May 8, 2025 | Donn C Costa listed as Chief Home Lending, EVP (previously EVP Home Lending) in SEC filings |
| May 1, 2025 | Phillip Dean Whittington became Chief Financial Officer |
| Feb 10, 2025 | Kelli Nielsen listed as Chief Retail Banking, EVP (previously EVP Retail Banking/Marketing) in SEC filings |
| Nov 8, 2024 | Shana Allen listed as Chief Information Officer, EVP (previously Chief Information Officer) in SEC filings |
| Nov 8, 2024 | Robert A Nesbitt listed as Chief Credit Operations, EVP (previously Chief COO) in SEC filings |
| Nov 8, 2024 | Ben Crowl listed as Chief Lending Officer, EVP (previously Chief Lending Officer) in SEC filings |
| Sep 30, 2024 | The company announced the departure of Margaret R. Piesik from the board in an SEC filing |
| Jul 31, 2024 | Matthew D. Mullet listed as President and CFO (previously CFO) in SEC filings |
| May 20, 2024 | Sean McCormick became Chief Credit Admin. Officer |
| May 20, 2024 | Robert A Nesbitt became Chief COO |
| Jan 1, 2024 | Terri L Degner became a director |
| Aug 28, 2023 | Robert B Fuller reported in an SEC filing no longer being Chief Credit Officer |
| Aug 17, 2023 | Stephanie Nicklaus became Chief Credit Officer |
| Aug 17, 2023 | Shana Allen listed as Chief Information Officer (previously EVP, Chief Information Officer) in SEC filings |
| Aug 8, 2023 | FS Bancorp, Inc. first on file as Chief Credit Officer |
| Jul 1, 2023 | Ben Crowl became Chief Lending Officer |
| Feb 8, 2023 | Ted A. Leech first listed as a director in an SEC filing |
| Jan 1, 2023 | Shana Allen became EVP, Chief Information Officer |
| Aug 17, 2022 | Kelli Nielsen listed as EVP Retail Banking/Marketing (previously Ex VP,Retail Banking/Marketing) in SEC filings |
| Jun 6, 2022 | Mark Tueffers reported in an SEC filing no longer being a director |
| Feb 2, 2022 | Matthew D. Mullet listed as CFO (previously CFO & COO) in SEC filings |
| Jan 28, 2021 | Pamela Marie Andrews became a director |
| Oct 13, 2020 | Lisa Cleary became Chief Operating Officer |
| Oct 17, 2018 | Matthew D. Mullet listed as CFO & COO (previously Chief Financial Officer) in SEC filings |
| Aug 20, 2018 | Joseph C. Adams listed as Director/CEO (previously Chief Executive Officer) in SEC filings |
| Aug 20, 2018 | Donn C Costa listed as EVP Home Lending (previously Executive VP Home Lending) in SEC filings |
| May 16, 2018 | Drew B. Ness listed as Chief Relationship Officer (previously Chief Operating Officer) in SEC filings |
| Apr 1, 2018 | Victoria Jarman became CHR & WOW! Officer, EVP |
| Apr 1, 2018 | Erin Burr became CRO & CRA Officer, EVP |
| Jan 31, 2018 | Mark Tueffers first listed as a director in an SEC filing |
| Jul 1, 2017 | Kelli Nielsen became Ex VP,Retail Banking/Marketing |
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Not reported recently (7)
- Stephanie Nicklaus · Last reported as Chief Credit Officer in an SEC filing dated Aug 17, 2023
- FS Bancorp, Inc. · Last reported as Chief Credit Officer in an SEC filing dated Aug 8, 2023
- Dennis V O'Leary · Last reported as Chief Lending Officer in an SEC filing dated May 9, 2023
- Lisa Cleary · Last reported as Chief Operating Officer in an SEC filing dated Nov 8, 2022
- Debra Lynn Steck · Last reported as Executive VP - Home Lending in an SEC filing dated May 28, 2019
- Drew B. Ness · Last reported as Chief Relationship Officer in an SEC filing dated May 22, 2018
- Judith A. Cochrane · Last reported as a director in an SEC filing dated May 11, 2018
FSBW Proposed Insider Sales (Form 144)
Latest: 2026-08-28What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-08-28 | Degner Terri L | Director | 975 | $42.2K | 2026-08-28 | Fidelity Brokerage Services LLC | — | EDGAR |
| 2026-08-25 | McCormick Sean | Officer | 907 | $38.9K | 2026-08-25 | Fidelity Brokerage Services LLC | — | EDGAR |
| 2025-11-12 | Marina Cofer-Wildsmith | DIRECTOR | 12,107 | $484.3K | 2025-11-12 | APEX CLEARING | — | EDGAR |
| 2025-08-27 | Adams Joseph C. | Officer, Director | 14,646 | $612.6K | 2025-08-27 | Wells Fargo Clearing Services | — | EDGAR |
| 2025-08-22 | Adams Joseph C. | Officer, Director | 402 | $16.7K | 2025-08-22 | Wells Fargo Clearing Services | — | EDGAR |
| 2025-08-21 | Adams Joseph C. | Officer, Director | 6,674 | $267.0K | 2025-08-21 | Wells Fargo Clearing Services | — | EDGAR |
| 2025-08-20 | Adams Joseph C. | Officer, Director | 4,914 | $197.2K | 2025-08-20 | Wells Fargo Clearing Services | — | EDGAR |
| 2025-08-19 | Adams Joseph C. | Officer, Director | 10,864 | $436.3K | 2025-08-19 | Wells Fargo Clearing Services | — | EDGAR |
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.00% | $9.3M | — | 2026-09-30 |
| 2 | IWM iShares Russell 2000 ETF | iShares (BlackRock) | 0.01% | $8.0M | $74.2B | 2026-10-21 |
| 3 | AVUV Avantis U.S. Small Cap Value ETF | Avantis | 0.02% | $6.4M | $31.5B | 2026-10-21 |
| 4 | DFAT Dimensional US Targeted Value ETF | Dimensional | 0.02% | $4.8M | — | 2026-10-21 |
| 5 | DFSV Dimensional US Small Cap Value ETF | Dimensional | 0.02% | $4.4M | — | 2026-10-21 |
| 6 | VXF Vanguard Extended Market ETF | Vanguard | 0.00% | $3.1M | — | 2026-09-30 |
| 7 | IWN iShares Russell 2000 Value ETF | iShares (BlackRock) | 0.02% | $3.0M | $13.9B | 2026-10-21 |
| 8 | DFAS Dimensional US Small Cap ETF | Dimensional | 0.01% | $2.9M | — | 2026-10-21 |
| 9 | BSVO EA Bridgeway Omni Small-Cap Value ETF | Nport | 0.08% | $1.8M | — | 2026-06-30 |
| 10 | VTWO Vanguard Russell 2000 ETF | Vanguard | 0.01% | $1.7M | — | 2026-09-30 |
| 11 | DFMC Dimensional US Micro Cap ETF | Dimensional | 0.02% | $1.7M | — | 2026-10-21 |
| 12 | DFAC Dimensional US Core Equity 2 ETF | Dimensional | 0.00% | $1.5M | — | 2026-10-21 |
| 13 | IWC iShares Micro-Cap ETF | iShares (BlackRock) | 0.08% | $945,914 | $1.2B | 2026-10-21 |
| 14 | DCOR Dimensional US Core Equity 1 ETF | Dimensional | 0.00% | $820,282 | — | 2026-10-21 |
| 15 | DES WisdomTree U.S. SmallCap Dividend Fund | Nport | 0.02% | $478,398 | — | 2026-06-30 |
| 16 | SMLV State Street® SPDR® US Small Cap Low Volatility Index ETF | SPDR (State Street) | 0.18% | $458,543 | $247.9M | 2026-10-21 |
| 17 | AVSC Avantis U.S. Small Cap Equity ETF | Avantis | 0.01% | $388,375 | $3.1B | 2026-10-21 |
| 18 | DXUV Dimensional US Vector Equity ETF | Dimensional | 0.01% | $314,122 | — | 2026-10-21 |
| 19 | GSSC Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF | Goldman | 0.03% | $295,060 | $1.0B | 2026-10-21 |
| 20 | VTWV Vanguard Russell 2000 Value ETF | Vanguard | 0.02% | $279,047 | — | 2026-09-30 |
| 21 | SQLV Royce Quant Small-Cap Quality Value ETF | Franklin | 0.53% | $207,908 | $40.3M | 2026-10-21 |
| 22 | AIMS Acuitas Small Cap Active ETF | Nport | 0.21% | $194,302 | — | 2026-06-30 |
| 23 | EES WisdomTree U.S. SmallCap Fund | Nport | 0.02% | $149,166 | — | 2026-06-30 |
| 24 | RSSL Global X Russell 2000 ETF | Global X | 0.01% | $149,105 | — | 2026-10-22 |
| 25 | IWV iShares Russell 3000 ETF | iShares (BlackRock) | 0.00% | $148,638 | $20.4B | 2026-10-21 |
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.