GGZ (The Gabelli Global Small and Mid Cap Value Trust)
Insider Trading Activity
Every open-market purchase and sale reported by GGZ officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-09-30 | MARIO J GABELLI | Director | Buy | — | — |
| 2025-09-30 | MARIO J GABELLI | Director | J | — | — |
| 2025-09-29 | Kevin V. Dreyer | Director | J | — | — |
| 2025-01-14 | MARIO J GABELLI | Director | Buy | — | — |
| 2024-02-22 | John Chester Ball | President & Treasurer | Buy | — | — |
| 2024-01-24 | Kevin V. Dreyer | Director | J | — | — |
| 2023-09-28 | MARIO J GABELLI | Director | J | — | — |
| 2022-10-18 | MARIO J GABELLI | Director | MIXED | — | — |
| 2022-09-30 | Kevin V. Dreyer | Director | J | — | — |
| 2022-09-29 | MARIO J GABELLI | Director | J | — | — |
| 2022-03-02 | BRUCE N ALPERT | President | J | — | — |
| 2022-02-18 | Agnes Mullady | Director | Buy | — | — |
| 2022-02-10 | John Birch | Director | Buy | — | — |
| 2021-11-03 | Kevin V. Dreyer | Director | Buy | — | — |
| 2021-11-02 | MARIO J GABELLI | Director | Buy | — | — |
| 2021-09-14 | Kevin V. Dreyer | Director | Buy | — | — |
| 2021-05-24 | BRUCE N ALPERT | President | W | — | — |
| 2021-05-19 | BRUCE N ALPERT | President | W | — | — |
| 2020-03-12 | MARIO J GABELLI | Director | Buy | — | — |
| 2020-01-17 | MARIO J GABELLI | Director | Buy | — | — |
| 2019-09-09 | JAMES P CONN | Director | Sell | — | — |
| 2019-06-12 | MARIO J GABELLI | Director | Buy | — | — |
| 2019-05-30 | MARIO J GABELLI | Director | Buy | — | — |
| 2018-12-31 | BRUCE N ALPERT | President | Buy | — | — |
| 2017-12-14 | SALVATORE J ZIZZA | Director | J | — | — |
| 2017-12-14 | BRUCE N ALPERT | President | J | — | — |
| 2017-12-14 | JAMES P CONN | Director | J | — | — |
| 2017-12-14 | Kevin V. Dreyer | Director | J | — | — |
| 2017-12-14 | ANTHONY J COLAVITA | Director | J | — | — |
| 2017-12-14 | Kuni Nakamura | Director | J | — | — |
| 2017-12-14 | MARIO J GABELLI | Director | J | — | — |
| 2016-09-09 | Kuni Nakamura | Director | Buy | — | — |
| 2016-05-11 | BRUCE N ALPERT | President | Buy | — | — |
| 2016-04-28 | JAMES P CONN | Director | Buy | — | — |
| 2016-03-07 | Kevin V. Dreyer | Director | Buy | — | — |
| 2015-12-01 | MARIO J GABELLI | Director | Buy | — | — |
| 2015-11-25 | MARIO J GABELLI | Director | Sell | — | — |
| 2015-11-17 | MARIO J GABELLI | Director | Buy | — | — |
| 2015-01-08 | Kuni Nakamura | Director | Buy | — | — |
| 2014-12-31 | MARIO J GABELLI | Director | Buy | — | — |
| 2014-12-30 | MARIO J GABELLI | Director | Buy | — | — |
| 2014-12-29 | MARIO J GABELLI | Director | Buy | — | — |
| 2014-12-23 | MARIO J GABELLI | Director | Buy | — | — |
| 2014-12-23 | MARIO J GABELLI | Director | Buy | — | — |
| 2014-12-10 | MARIO J GABELLI | Director | Buy | — | — |
| 2014-10-07 | BRUCE N ALPERT | President | Buy | — | — |
| 2014-09-23 | MARIO J GABELLI | Director | Buy | — | — |
| 2014-09-22 | BRUCE N ALPERT | President | Buy | — | — |
| 2014-09-22 | MARIO J GABELLI | Director | Buy | — | — |
| 2014-08-25 | MARIO J GABELLI | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Director | 3,134 | — |
| — | Director | 1,000 | — |
| — | Director | 1,000 | — |
| — | Director | 201 | — |
| — | Director | 150 | — |
| — | Director | 150 | — |
| — | President & Treasurer | 22 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GGZ quote page; the site-wide leaderboard is on the insider transactions hub.