GGZ · Insider Trading

The Gabelli Global Small and Mid Cap Value Trust

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Every open-market purchase and sale reported by GGZ officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

GGZ — Recent Form 4 Transactions (latest 2025-09-30)

Filed	Insider	Role	Type	Shares	Value
2025-09-30	Mario J Gabelli	Director	Buy	+1,150,000	+$11.50M
2025-09-30	Mario J Gabelli	Director	J	−632,396	−$6.32M
2025-09-29	Kevin V. Dreyer	Director	J	−1,800	−$18.00K
2025-01-14	Mario J Gabelli	Director	Buy	+14,000	+$163.33K
2024-02-22	John Chester Ball	President & Treasurer	Buy	+22	+$254
2024-01-24	Kevin V. Dreyer	Director	J	−2,164	−$21.64K
2023-09-28	Mario J Gabelli	Director	J	−527,848	−$5.28M
2022-10-18	Mario J Gabelli	Director	MIXED	—	—
2022-09-30	Kevin V. Dreyer	Director	J	−1,036	−$10.36K
2022-09-29	Mario J Gabelli	Director	J	−261,831	−$2.62M
2022-03-02	Bruce N Alpert	President	J	−4,170	−$104.25K
2022-02-18	Agnes Mullady	Director	Buy	+150	+$2.17K
2022-02-10	John Birch	Director	Buy	+2,820	+$27.37K
2021-11-03	Kevin V. Dreyer	Director	Buy	+5,000	+$50.00K
2021-11-02	Mario J Gabelli	Director	Buy	+1,263,500	+$12.63M
2021-09-14	Kevin V. Dreyer	Director	Buy	+1,333	+$21.91K
2021-05-24	Bruce N Alpert	President	W	+104	+$2.70K
2021-05-19	Bruce N Alpert	President	W	+66	+$1.72K
2020-03-12	Mario J Gabelli	Director	Buy	+280	+$2.63K
2020-01-17	Mario J Gabelli	Director	Buy	+500	+$5.96K
2019-09-09	James P Conn	Director	Sell	−13,938	−$151.84K
2019-06-12	Mario J Gabelli	Director	Buy	+5,000	+$57.73K
2019-05-30	Mario J Gabelli	Director	Buy	+9,000	+$101.54K
2018-12-31	Bruce N Alpert	President	Buy	+1,000	+$9.58K
2017-12-14	Salvatore J Zizza	Director	J	+50	+$575
2017-12-14	Bruce N Alpert	President	J	+1,674	+$19.25K
2017-12-14	James P Conn	Director	J	+4,938	+$56.79K
2017-12-14	Kevin V. Dreyer	Director	J	+667	+$7.67K
2017-12-14	Anthony J Colavita	Director	J	+51	+$586
2017-12-14	Kuni Nakamura	Director	J	+784	+$9.02K
2017-12-14	Mario J Gabelli	Director	J	+853,175	+$9.81M
2016-09-09	Kuni Nakamura	Director	Buy	+950	+$9.93K
2016-05-11	Bruce N Alpert	President	Buy	+4,000	+$100.00K
2016-04-28	James P Conn	Director	Buy	+9,500	+$100.47K
2016-03-07	Kevin V. Dreyer	Director	Buy	+1,000	+$10.27K
2015-12-01	Mario J Gabelli	Director	Buy	+5,000	+$52.50K
2015-11-25	Mario J Gabelli	Director	Sell	−1,300	−$13.40K
2015-11-17	Mario J Gabelli	Director	Buy	+1,600,000	+$18.40M
2015-01-08	Kuni Nakamura	Director	Buy	+1,400	+$14.70K
2014-12-31	Mario J Gabelli	Director	Buy	+2,000	+$20.96K
2014-12-30	Mario J Gabelli	Director	Buy	+3,197	+$33.50K
2014-12-29	Mario J Gabelli	Director	Buy	+2,889	+$30.26K
2014-12-23	Mario J Gabelli	Director	Buy	+1,438	+$14.96K
2014-12-23	Mario J Gabelli	Director	Buy	+2,476	+$25.82K
2014-12-10	Mario J Gabelli	Director	Buy	+1,000	+$10.29K
2014-10-07	Bruce N Alpert	President	Buy	+1,189	+$12.06K
2014-09-23	Mario J Gabelli	Director	Buy	+7,000	+$71.95K
2014-09-22	Bruce N Alpert	President	Buy	+1,000	+$10.38K
2014-09-22	Mario J Gabelli	Director	Buy	+5,000	+$51.90K
2014-08-25	Mario J Gabelli	Director	Buy	+3,808	+$39.98K

GGZ Insider Trading FAQ

Who are the insiders at GGZ?

No current Form 4 beneficial owners are on file for GGZ.

Are GGZ insiders buying or selling?

Across the 50 most recent Form 4 filings for GGZ, 31 were open-market purchases (code P) and 2 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is GGZ insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent GGZ filing is dated 2025-09-30.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the GGZ quote page; the site-wide leaderboard is on the insider transactions hub.