HRZN (Horizon Technology Finance Corporation)
Insider Trading Activity
Every open-market purchase and sale reported by HRZN officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2011-12-14 | Gerald A. Michaud | President | Buy | — | — |
| 2011-12-06 | Robert D. Pomeroy Jr. | Chief Executive Officer | Buy | — | — |
| 2011-11-21 | Robert D. Pomeroy Jr. | Chief Executive Officer | Buy | — | — |
| 2011-08-22 | Christopher M. Mathieu | SVP, CFO and Treasurer | Buy | — | — |
| 2011-08-18 | Robert D. Pomeroy Jr. | Chief Executive Officer | Buy | — | — |
| 2011-08-17 | Gerald A. Michaud | President | Buy | — | — |
| 2011-08-16 | Robert D. Pomeroy Jr. | Chief Executive Officer | Buy | — | — |
| 2011-05-20 | JAMES BOTTIGLIERI | Director | Buy | — | — |
| 2010-11-04 | Anholt Investments Ltd. | 10%+ Owner | Sell | — | — |
| 2010-11-01 | Christopher B. Woodward | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 1,258,249 | — |
| — | President | 52,831 | — |
| — | Chief Executive Officer | 52,149 | — |
| — | SVP, CFO and Treasurer | 47,875 | — |
| — | Director | 3,000 | — |
| — | Director | 2,000 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the HRZN quote page; the site-wide leaderboard is on the insider transactions hub.