HTGC · Insider Trading
Hercules Capital, Inc.
Every open-market purchase and sale reported by HTGC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-13 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | F | −1,974 | −$32.59K |
| 2026-10-13 | Seth H Meyer | President | F | −6,469 | −$106.80K |
| 2026-10-13 | Christian Follmann | Chief Operating Officer | F | −2,798 | −$46.19K |
| 2026-10-13 | Scott Bluestein | Chief Executive Officer | F | −20,393 | −$336.69K |
| 2026-09-21 | Alfred Fichera | Director | A | +3,483 | +$61.86K |
| 2026-09-11 | Seth H Meyer | President | F | −5 | −$88 |
| 2026-07-13 | Scott Bluestein | Chief Executive Officer | F | −20,393 | −$319.97K |
| 2026-07-13 | Christian Follmann | Chief Operating Officer | F | −2,798 | −$43.90K |
| 2026-07-13 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | F | −1,974 | −$30.97K |
| 2026-07-13 | Seth H Meyer | President | F | −6,469 | −$101.50K |
| 2026-06-23 | Robert P Badavas | Director | A | +3,873 | +$59.99K |
| 2026-06-23 | Robert P Badavas | Director | A | +3,873 | +$59.99K |
| 2026-06-23 | Robert P Badavas | Director | A | +3,873 | +$59.99K |
| 2026-06-23 | Robert P Badavas | Director | A | +3,873 | +$59.99K |
| 2026-06-10 | Seth H Meyer | Chief Financial Officer | F | −5 | −$77 |
| 2026-04-13 | Seth H Meyer | Chief Financial Officer | F | −6,469 | −$95.35K |
| 2026-04-13 | Christian Follmann | Chief Operating Officer | F | −2,798 | −$41.24K |
| 2026-04-13 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | F | −1,974 | −$29.10K |
| 2026-04-13 | Scott Bluestein | Chief Executive Officer | F | −20,393 | −$300.59K |
| 2026-03-30 | Thomas J Fallon | Director | Buy | +7,300 | +$104.39K |
| 2026-03-30 | Robert P Badavas | Director | Buy | +3,658 | +$52.49K |
| 2026-03-30 | Gayle A Crowell | Director | Buy | +7,317 | +$105.00K |
| 2026-03-30 | DeAnne Aguirre | Director | Buy | +7,317 | +$105.00K |
| 2026-03-30 | Nikos Theodosopoulos | Director | Buy | +7,317 | +$105.00K |
| 2026-03-30 | Wade Loo | Director | Buy | +7,317 | +$105.00K |
| 2026-03-30 | Paramjeet K Randhawa | Director | Buy | +2,926 | +$41.99K |
| 2026-03-09 | Seth H Meyer | Chief Financial Officer | F | −5 | −$76 |
| 2026-03-05 | Paramjeet K Randhawa | Director | Buy | +3,050 | +$45.08K |
| 2026-03-05 | Christian Follmann | Chief Operating Officer | Buy | −5,000 | −$73.40K |
| 2026-03-05 | Christian Follmann | Chief Operating Officer | Buy | +5,000 | +$73.40K |
| 2026-03-02 | Seth H Meyer | Chief Financial Officer | Buy | +14,000 | +$200.62K |
| 2026-02-27 | Scott Bluestein | Chief Executive Officer | Buy | +7,000 | +$100.45K |
| 2026-02-27 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | Buy | +1,300 | +$18.47K |
| 2026-02-27 | Seth H Meyer | Chief Financial Officer | Buy | +7,000 | +$100.31K |
| 2026-02-27 | Nikos Theodosopoulos | Director | Buy | +2,600 | +$36.95K |
| 2026-02-27 | Thomas J Fallon | Director | Buy | +20,000 | +$284.00K |
| 2026-02-27 | Robert P Badavas | Director | Buy | +5,000 | +$71.35K |
| 2026-02-26 | Wade Loo | Director | Buy | +3,300 | +$49.43K |
| 2026-02-25 | Gayle A Crowell | Director | Buy | +6,600 | +$100.32K |
| 2026-02-25 | Robert P Badavas | Director | Buy | +5,000 | +$75.05K |
| 2026-02-25 | Thomas J Fallon | Director | Buy | +10,000 | +$149.80K |
| 2026-02-24 | Scott Bluestein | Chief Executive Officer | Buy | +30,000 | +$452.40K |
| 2026-02-19 | Nikos Theodosopoulos | Director | Buy | +6,165 | +$98.21K |
| 2026-02-19 | Thomas J Fallon | Director | Buy | +20,000 | +$317.60K |
| 2026-01-13 | Seth H Meyer | Chief Financial Officer | F | −20,017 | −$372.12K |
| 2026-01-13 | Scott Bluestein | Chief Executive Officer | F | −63,512 | −$1.18M |
| 2026-01-13 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | F | −6,332 | −$117.71K |
| 2026-01-13 | Christian Follmann | Chief Operating Officer | F | −8,758 | −$162.81K |
| 2026-01-12 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | A | +34,265 | +$624.99K |
| 2026-01-12 | Christian Follmann | Chief Operating Officer | A | +37,007 | +$675.01K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Scott Bluestein | Chief Executive Officer | 2,455,200 | $40.51M |
| Seth H Meyer | President | 432,589 | $7.14M |
| Thomas J Fallon | Director | 163,628 | $2.70M |
| Christian Follmann | Chief Operating Officer | 142,091 | $2.34M |
| Robert P Badavas | Director | 131,016 | $2.16M |
| Gayle A Crowell | Director | 97,589 | $1.61M |
| Kiersten Zaza Botelho | Chief Legal Officer & CCO | 88,370 | $1.46M |
| Wade Loo | Director | 46,817 | $772.48K |
| DeAnne Aguirre | Director | 30,835 | $508.78K |
| Nikos Theodosopoulos | Director | 29,362 | $484.47K |
| Paramjeet K Randhawa | Director | 22,486 | $371.02K |
| Alfred Fichera | Director | 3,483 | $57.47K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the HTGC quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.