HTGC (Hercules Capital, Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by HTGC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-07-13 | Scott Bluestein | Chief Executive Officer | F | — | — |
| 2026-07-13 | Christian Follmann | Chief Operating Officer | F | — | — |
| 2026-07-13 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | F | — | — |
| 2026-07-13 | Seth H Meyer | President | F | — | — |
| 2026-06-23 | ROBERT P BADAVAS | Director | A | — | — |
| 2026-06-23 | ROBERT P BADAVAS | Director | A | — | — |
| 2026-06-23 | ROBERT P BADAVAS | Director | A | — | — |
| 2026-06-23 | ROBERT P BADAVAS | Director | A | — | — |
| 2026-06-10 | Seth H Meyer | Chief Financial Officer | F | — | — |
| 2026-04-13 | Seth H Meyer | Chief Financial Officer | F | — | — |
| 2026-04-13 | Christian Follmann | Chief Operating Officer | F | — | — |
| 2026-04-13 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | F | — | — |
| 2026-04-13 | Scott Bluestein | Chief Executive Officer | F | — | — |
| 2026-03-30 | Thomas J Fallon | Director | Buy | — | — |
| 2026-03-30 | ROBERT P BADAVAS | Director | Buy | — | — |
| 2026-03-30 | GAYLE A CROWELL | Director | Buy | — | — |
| 2026-03-30 | DeAnne Aguirre | Director | Buy | — | — |
| 2026-03-30 | Nikos Theodosopoulos | Director | Buy | — | — |
| 2026-03-30 | Wade Loo | Director | Buy | — | — |
| 2026-03-30 | Paramjeet K Randhawa | Director | Buy | — | — |
| 2026-03-09 | Seth H Meyer | Chief Financial Officer | F | — | — |
| 2026-03-05 | Paramjeet K Randhawa | Director | Buy | — | — |
| 2026-03-05 | Christian Follmann | Chief Operating Officer | Buy | — | — |
| 2026-03-05 | Christian Follmann | Chief Operating Officer | Buy | — | — |
| 2026-03-02 | Seth H Meyer | Chief Financial Officer | Buy | — | — |
| 2026-02-27 | Scott Bluestein | Chief Executive Officer | Buy | — | — |
| 2026-02-27 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | Buy | — | — |
| 2026-02-27 | Seth H Meyer | Chief Financial Officer | Buy | — | — |
| 2026-02-27 | Nikos Theodosopoulos | Director | Buy | — | — |
| 2026-02-27 | Thomas J Fallon | Director | Buy | — | — |
| 2026-02-27 | ROBERT P BADAVAS | Director | Buy | — | — |
| 2026-02-26 | Wade Loo | Director | Buy | — | — |
| 2026-02-25 | GAYLE A CROWELL | Director | Buy | — | — |
| 2026-02-25 | ROBERT P BADAVAS | Director | Buy | — | — |
| 2026-02-25 | Thomas J Fallon | Director | Buy | — | — |
| 2026-02-24 | Scott Bluestein | Chief Executive Officer | Buy | — | — |
| 2026-02-19 | Nikos Theodosopoulos | Director | Buy | — | — |
| 2026-02-19 | Thomas J Fallon | Director | Buy | — | — |
| 2026-01-13 | Seth H Meyer | Chief Financial Officer | F | — | — |
| 2026-01-13 | Scott Bluestein | Chief Executive Officer | F | — | — |
| 2026-01-13 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | F | — | — |
| 2026-01-13 | Christian Follmann | Chief Operating Officer | F | — | — |
| 2026-01-12 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | A | — | — |
| 2026-01-12 | Christian Follmann | Chief Operating Officer | A | — | — |
| 2026-01-12 | Seth H Meyer | Chief Financial Officer | A | — | — |
| 2026-01-12 | Scott Bluestein | Chief Executive Officer | A | — | — |
| 2025-12-08 | Scott Bluestein | Chief Executive Officer | A | — | — |
| 2025-12-08 | Seth H Meyer | Chief Financial Officer | F | — | — |
| 2025-12-08 | Christian Follmann | Chief Operating Officer | A | — | — |
| 2025-12-08 | Kiersten Zaza Botelho | Chief Legal Officer & CCO | A | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Chief Executive Officer | 2,486,245 | — |
| — | Chairman & CEO | 1,881,919 | — |
| — | President | 435,605 | — |
| — | Director | 301,598 | — |
| — | Senior Managing Director | 268,030 | — |
| — | Senior Managing Director | 196,274 | — |
| — | Director | 163,628 | — |
| — | Director | 157,803 | — |
| — | Chief Operating Officer | 144,889 | — |
| — | Director | 131,016 | — |
| — | Director | 97,589 | — |
| — | Chief Financial Office | 93,538 | — |
| — | Chief Legal Officer & CCO | 89,388 | — |
| — | Chief Legal Officer & Sec | 77,383 | — |
| — | VP of Fin & Corporate Controll | 73,438 | — |
| — | General Counsel & CCO | 66,127 | — |
| — | Director | 50,606 | — |
| — | Director | 46,817 | — |
| — | Senior Managing Director | 38,345 | — |
| — | Tech & Clean Tech Group Head | 35,552 | — |
| — | Director | 33,347 | — |
| — | Director | 30,835 | — |
| — | Director | 29,362 | — |
| — | Director | 27,201 | — |
| — | Director | 22,486 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the HTGC quote page; the site-wide leaderboard is on the insider transactions hub.