HWBK · Insider Trading
Hawthorn Bancshars Inc.
Every open-market purchase and sale reported by HWBK officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-28 | Shawna M. Hettinger | Director | Buy | +1,299 | +$50.00K |
| 2026-06-04 | James Grant Burcham | Director | A | +500 | — |
| 2026-06-04 | Frank E. Burkhead | Director | A | +500 | — |
| 2026-06-04 | Philip D Freeman | Director | A | +500 | — |
| 2026-06-04 | Kevin L Riley | Director | A | +500 | — |
| 2026-06-04 | Jonathan L States | Director | A | +500 | — |
| 2026-06-04 | Shawna M. Hettinger | Director | A | +500 | — |
| 2026-06-04 | Jonathan Holtaway | Director | A | +500 | — |
| 2026-06-04 | David T Turner | Director | A | +500 | — |
| 2026-06-04 | Gus Seitter Wetzel III | Director | A | +500 | — |
| 2026-06-04 | Douglas Todd Eden | Director | A | +500 | — |
| 2026-05-05 | Brent M Giles | CHIEF EXECUTIVE OFFICER | A | +6,849 | — |
| 2025-05-05 | Brent M Giles | CHIEF EXECUTIVE OFFICER | A | +8,174 | — |
| 2025-03-13 | Brent M Giles | CHIEF EXECUTIVE OFFICER | Buy | +700 | +$18.09K |
| 2025-02-28 | Jonathan Holtaway | Director | Sell | −21,449 | −$667.18K |
| 2025-02-24 | Christopher Eugene Hafner | Sr. VP/Chief Financial Officer | A | +1,000 | — |
| 2025-02-24 | Jonathan Holtaway | Director | Sell | −2,643 | −$89.11K |
| 2025-02-12 | Jonathan Holtaway | Director | Sell | −2,798 | −$92.08K |
| 2025-02-07 | Jonathan Holtaway | Director | Sell | −7,443 | −$245.30K |
| 2025-02-05 | Jonathan Holtaway | Director | Sell | −5,468 | −$179.69K |
| 2024-12-12 | Jonathan Holtaway | Director | Sell | −7,424 | −$237.94K |
| 2024-12-10 | Jonathan Holtaway | Director | Sell | −1,404 | −$45.20K |
| 2024-12-06 | Jonathan Holtaway | Director | Sell | −6,824 | −$218.70K |
| 2024-12-06 | Frank E. Burkhead | Director | Sell | −3,000 | −$95.60K |
| 2024-11-15 | Jonathan Holtaway | Director | Sell | −9,670 | −$276.50K |
| 2024-09-17 | Shawna M. Hettinger | Director | Buy | +21 | +$506 |
| 2024-08-26 | Frank E. Burkhead | Director | Buy | +100 | +$2.18K |
| 2024-06-17 | Gregg A. Bexten | PRESIDENT | Buy | +1,000 | +$19.72K |
| 2024-05-14 | Jonathan Holtaway | Director | Buy | +2,000 | +$39.44K |
| 2024-05-10 | Shawna M. Hettinger | Director | Buy | +1,000 | +$19.64K |
| 2024-05-06 | Douglas Todd Eden | Director | Buy | +15,000 | +$294.39K |
| 2024-05-01 | Jonathan Holtaway | Director | Buy | +11,000 | +$208.72K |
| 2024-05-01 | Frank E. Burkhead | Director | Buy | +500 | +$9.55K |
| 2024-05-01 | Brent M Giles | CHIEF EXECUTIVE OFFICER | MIXED | +13,551 | +$44.77K |
| 2024-03-15 | Shawna M. Hettinger | Director | Buy | +500 | +$9.75K |
| 2024-03-15 | Brent M Giles | CHIEF EXECUTIVE OFFICER | Buy | +1,259 | +$24.56K |
| 2024-03-14 | Jonathan Holtaway | Director | Buy | +5,500 | +$105.16K |
| 2024-03-11 | Douglas Todd Eden | Director | Buy | +5,000 | +$101.86K |
| 2024-03-08 | Jonathan Holtaway | Director | Buy | +10,000 | +$199.94K |
| 2024-03-01 | Jonathan L States | Director | Buy | +1,200 | +$25.88K |
| 2024-03-01 | Jason E Schwartz | SR VP/CHIEF CREDIT OFFICER | Buy | +1,000 | +$21.50K |
| 2024-02-22 | Shawna M. Hettinger | Director | Buy | +700 | +$16.21K |
| 2024-02-16 | Douglas Todd Eden | Director | Buy | +7,000 | +$156.24K |
| 2023-12-12 | Christopher Eugene Hafner | Sr. VP/Chief Financial Officer | A | +2,000 | — |
| 2023-07-05 | Brent M Giles | CHIEF EXECUTIVE OFFICER | A | +12,277 | — |
| 2023-06-15 | Philip D Freeman | Director | G | −500 | — |
| 2023-06-06 | Gregg A. Bexten | PRESIDENT | Buy | +132 | +$2.38K |
| 2023-05-24 | Brent M Giles | CHIEF EXECUTIVE OFFICER | MIXED | +1,480 | +$27.65K |
| 2023-05-17 | Kevin L Riley | Director | Buy | +2,712 | +$49.47K |
| 2023-05-11 | Brent M Giles | CHIEF EXECUTIVE OFFICER | Buy | +581 | +$10.70K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Gus Seitter Wetzel III | Director | 111,278 | $4.39M |
| Philip D Freeman | Director | 99,183 | $3.91M |
| Douglas Todd Eden | Director | 77,326 | $3.05M |
| David T Turner | EXECUTIVE CHAIRMAN | 63,910 | $2.52M |
| Brent M Giles | CHIEF EXECUTIVE OFFICER | 47,985 | $1.89M |
| Kevin L Riley | Director | 37,145 | $1.46M |
| Jonathan Holtaway | Director | 29,000 | $1.14M |
| Frank E. Burkhead | Director | 7,287 | $287.27K |
| Shawna M. Hettinger | Director | 4,769 | $188.00K |
| Christopher Eugene Hafner | Sr. VP/Chief Financial Officer | 3,714 | $146.44K |
| Jonathan L States | Director | 500 | $19.71K |
| James Grant Burcham | Director | 500 | $19.71K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the HWBK quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.