HWBK Hawthorn Bancshars Inc.
XNASStock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
HWBK
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Key stats
Related
About
- Industry (SIC)
- NATIONAL COMMERCIAL BANKS (6021) · industry map
- Exchange
- XNAS
- Market Cap
- $0.3B
- Employees
- 269
- List Date
- 1998-03-17
- CIK
- 0000893847
- Last Earnings
- Jul 29
- Headquarters
- Jefferson City, MO
- Homepage
- https://www.hawthornbancshares.com
Hawthorn Bancshares Inc is a financial holding company that, along with its subsidiary bank, provides commercial banking for small and mid sized businesses, including equipment, operating, commercial real estate and SBA loans, and personal banking services such as real estate mortgage lending, installment and consumer loans, certificates of deposit, and checking, savings and money market accounts. It has two segments, banking and wealth management, with the banking segment earning the majority of its revenue and conducting general banking business, offering checking and savings accounts, inter…
Summary
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composite
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No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | -13.80% | -1.89% | 6.31% | -1.18% | 9.44% | 4.61% | 0.58% |
| Feb | 8.57% | 2.47% | 4.94% | -14.10% | -5.71% | -5.50% | -1.55% |
| Mar | -2.87% | -1.86% | -6.57% | -2.01% | -9.29% | -0.59% | -3.86% |
| Apr | -4.69% | -0.19% | -5.09% | -13.02% | 6.26% | -1.98% | -3.12% |
| May | 7.91% | 1.69% | -17.54% | 1.05% | -3.13% | 9.52% | -0.08% |
| Jun | -1.05% | 1.24% | 3.25% | 1.28% | 1.89% | 7.73% | 2.39% |
| Jul | 0.18% | 0.98% | -2.50% | 9.84% | -2.99% | -3.07% | 0.41% |
| Aug | 0.04% | -7.68% | -5.71% | 10.52% | 18.46% | -1.09% | 2.42% |
| Sep | 0.59% | -10.04% | -2.99% | 6.42% | -5.31% | -1.86% | -2.20% |
| Oct | 4.63% | -3.31% | 3.63% | 16.32% | -4.10% | 1.88% | 3.18% |
| Nov | 1.98% | -7.37% | 23.27% | 15.38% | 10.32% | 0.20%* | 7.30% |
| Dec | 8.76% | 1.30% | 18.28% | -9.87% | 3.50% | -- | 4.39% |
| Total | 8.23% | -22.86% | 13.50% | 15.71% | 16.98% | 9.16% | 6.79% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $38.94
SMA 50: $38.81
SMA 200: $36.80
Current: $39.42
EMA 12: $39.20
EMA 26: $38.99
MACD: 0.2124 | Signal: 0.0271
BULLISH
ADX (14): 12.89
RANGE
+DI: 20.57
−DI: 20.33
Momentum Oscillators
RSI (14): 54.18
NEUTRAL
Stoch %K: 52.08
Stoch %D: 61.53
Williams %R: -38.17
Volume & Volatility
BB Upper: $40.21
BB Lower: $37.67
NEUTRAL
OBV: 1,026,360
Vol SMA 20: 16,849
Vol ROC: 18.75%
ATR: $0.93
True Range: $0.77
HV 20: 23.2%
HV 30: 20.2%
HV 60: 17.4%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-11-11T00:00:00 – 2026-11-09T00:00:00
AI Analysis
Written before HWBK’s Jul 29 earnings report, so it doesn’t reflect the results.
LLM Stock Analysis Report: HWBK
Executive Summary
Overall assessment: BULLISH (Confidence level: 7/10)
Key drivers:
- Strong technical momentum, with MACD confirming bullish trend
- Positive news sentiment from recent earnings reports and dividend announcements
- Low volatility, indicating reduced risk for investors
Primary risks:
- Potential overbought conditions if RSI continues to rise above 70
- Regulatory changes or management decisions could impact stock performance
Investment thesis: HWBK is a stable bank with a solid track record of growth, driven by its Missouri expansion and dividend payments. The recent technical momentum and positive news sentiment support the bullish assessment.
Recent news sentiment impact: The overwhelmingly positive news headlines from Hawthorn Bancshares' earnings reports, dividend announcements, and acquisition have boosted investor confidence in the stock.
Technical Analysis
Trend Direction: Short-term (1-4 weeks): Bullish; Medium-term (1-3 months): Bullish; Long-term (3-12 months): Neutral
Support/Resistance Levels: Key price levels:
- Upper: $37.83 (Bollinger Band upper)
- Middle: $35.64 (SMA 50)
- Lower: $33.45 (Bollinger Band lower)
Momentum Signals: RSI interpretation: 59.61 (neutral), indicating no oversold or overbought conditions. MACD signal: Bullish, confirming the uptrend. Bollinger Bands position: Neutral, with price moving within the bands.
News & Sentiment Analysis
Recent Headlines Summary: Positive news headlines from earnings reports and dividend announcements dominate the recent news narrative.
Sentiment Assessment: Aggregate news sentiment: POSITIVE (85%)
Catalyst Identification: Upcoming events: None mentioned; Earnings dates: Not available.
Market Narrative: The positive news sentiment and technical momentum align, supporting the bullish assessment.
Risk & Volatility Assessment
Beta Interpretation: Beta 0.45 (vs SPY), indicating low risk relative to market.
Volatility Regime: Current vs historical volatility levels: Low volatility compared to historical averages.
Options Market Signals: IV premium vs HV30: N/A, indicating no unusual options activity.
Market Context & Positioning
Sector Performance: Relative strength vs sector/market: Strong within the banking sector and market.
Institutional Activity: Volume patterns suggesting institutional interest: Moderate buying pressure observed in recent trading sessions.
Correlation Analysis: How stock moves relative to market (R-squared interpretation): Low correlation, indicating reduced dependence on market movements.
Key Levels & Action Items
Critical Price Levels: Support/resistance levels:
- Upper: $37.83 (Bollinger Band upper)
- Middle: $35.64 (SMA 50)
- Lower: $33.45 (Bollinger Band lower)
Breakout/Breakdown Levels: Technical levels that could trigger significant moves:
- Above $37.83: Bullish breakout
- Below $35.64: Bearish breakdown
Time-Sensitive Catalysts: None mentioned.
Risk Management: Stop-loss levels and position sizing considerations:
- Conservative stop-loss: $36.50 (5% below current price)
- Aggressive stop-loss: $34.95 (10% below current price)
Overall, HWBK presents a favorable risk-reward profile, with strong technical momentum and positive news sentiment supporting the bullish assessment. However, caution is advised regarding potential overbought conditions and regulatory changes that could impact stock performance.
Generated
News
All HWBK news →
HWBK Options Activity & IV Rank
Loading options activity...
Spread Scanner
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Calendars: the long leg is valued at the short leg’s expiration (Black-Scholes at its current IV) across the range of prices the short leg’s IV implies, giving the best-case profit (R/R = that over the debit) and P(profit).
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Scanning bull put, bear call, iron condor and calendar spreads…
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
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pts
EXTREME
ATM — / Wing —
30 DTE / 10d
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pts
EXTREME
ATM — / Wing —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Loading the implied volatility surface…
Volatility Smile
Loading the implied volatility smile…
IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
Risk Metrics
Beta: 0.1684
Alpha: 27.30%
Correlation: 0.0731
R-Squared: 0.5%
Stock Volatility: 31.7%
Market Volatility: 13.8%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
Low volatility - stock moves less than market
Low volatility - stock moves less than market
Beta & Alpha Over Time
Notable investors who own HWBK
2 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Renaissance Technologies Hedge fund Jim Simons | $1.4M | #2163 of 3138 | +1.4% | 13F | |
| Citadel Hedge fund Ken Griffin | $373K | #4821 of 6285 | -29.6% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
HWBK Institutional Ownership (13F)
Filings for 2026-06-30 · 23 already for 2026-09-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
HWBK Insider Trading (Form 4)
Latest: 2026-08-28Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-08-28 | Shawna M. Hettinger | Director | Buy (P) | +1,299 | $38.47 | $50.0K | EDGAR |
| 2026-06-04 | James Grant Burcham | Director | Award (A) | +500 | — | EDGAR | |
| 2026-06-04 | Frank E. Burkhead | Director | Award (A) | +500 | — | EDGAR | |
| 2026-06-04 | Philip D Freeman | Director | Award (A) | +500 | — | EDGAR | |
| 2026-06-04 | Kevin L Riley | Director | Award (A) | +500 | — | EDGAR | |
| 2026-06-04 | Jonathan L States | Director | Award (A) | +500 | — | EDGAR | |
| 2026-06-04 | Shawna M. Hettinger | Director | Award (A) | +500 | — | EDGAR | |
| 2026-06-04 | Jonathan Holtaway | Director | Award (A) | +500 | — | EDGAR | |
| 2026-06-04 | David T Turner | Director | Award (A) | +500 | — | EDGAR | |
| 2026-06-04 | Gus Seitter Wetzel III | Director | Award (A) | +500 | — | EDGAR | |
| 2026-06-04 | Douglas Todd Eden | Director | Award (A) | +500 | — | EDGAR | |
| 2026-05-05 | Brent M Giles | CHIEF EXECUTIVE OFFICER | Award (A) | +6,849 | — | EDGAR | |
| 2025-05-05 | Brent M Giles | CHIEF EXECUTIVE OFFICER | Award (A) | +8,174 | — | EDGAR | |
| 2025-03-13 | Brent M Giles | CHIEF EXECUTIVE OFFICER | Buy (P) | +700 | $25.84 | $18.1K | EDGAR |
| 2025-02-28 | Jonathan Holtaway | Director | Sell (S) | −21,449 | $31.11 | -$667.2K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
HWBK Insider Holdings
12 insiders · @ $39.42
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Gus Seitter Wetzel III | Director | 111,278 | $4.39M | $23.3K | 2 | 2026-06-04 |
| 2 | Philip D Freeman | Director | 99,183 | $3.91M | $528.9K | 26 | 2026-06-04 |
| 3 | Douglas Todd Eden | Director | 77,326 | $3.05M | $552.5K | 4 | 2026-06-04 |
| 4 | David T Turner | EXECUTIVE CHAIRMAN | 63,910 | $2.52M | $321.7K | 26 | 2026-06-04 |
| 5 | Brent M Giles | CHIEF EXECUTIVE OFFICER | 47,985 | $1.89M | $131.3K | 9 | 2026-05-05 |
| 6 | Kevin L Riley | Director | 37,145 | $1.46M | $273.3K | 23 | 2026-06-04 |
| 7 | Jonathan Holtaway | Director | 29,000 | $1.14M | -$674.1K | 17 | 2026-06-04 |
| 8 | Frank E. Burkhead | Director | 7,287 | $287.3K | $172.8K | 21 | 2026-06-04 |
| 9 | Shawna M. Hettinger | Director | 4,769 | $188.0K | $135.4K | 8 | 2026-08-28 |
| 10 | Christopher Eugene Hafner | Sr. VP/Chief Financial Officer | 3,714 | $146.4K | $0 | 2 | 2025-02-24 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
HWBK Board & Officers
As of SEC filings through Aug 28, 2026Directors 13
- David T Turner · on file since 2006
- Philip D Freeman · on file since Nov 2007
- Kevin L Riley · on file since Nov 2007
- Frank E. Burkhead · since Jul 28, 2014
- Kathleen L Bruegenhemke · listed since Jul 2017
- Gus Seitter Wetzel III · since Nov 7, 2018
- Jonathan Holtaway · since Mar 13, 2019
- Jonathan L States · since Sep 28, 2022
- Shawna M. Hettinger · since Sep 28, 2022
- Brent M Giles · since Apr 26, 2023
- Gregg A. Bexten · since Apr 26, 2023
- Douglas Todd Eden · since Oct 25, 2023
- James Grant Burcham · since Apr 29, 2026
Officers 4
- Brent M Giles · Chief Executive Officer · since Apr 26, 2023
- Gregg A. Bexten · President · since Apr 26, 2023
- Christopher Eugene Hafner · Sr. VP/Chief Financial Officer · since Oct 13, 2023
- Kathleen L Bruegenhemke · SVP , CRO & Secretary · listed since Feb 2024
Changes in the last 10 years (21)
| Apr 29, 2026 | James Grant Burcham became a director |
| Feb 12, 2024 | Kathleen L Bruegenhemke listed as SVP , CRO & Secretary (previously Senior VP and COO) in SEC filings |
| Feb 12, 2024 | David T Turner no longer listed as Chief Executive Officer in SEC filings |
| Feb 9, 2024 | Jason E Schwartz listed as Sr Vp/chief Credit Officer (previously Sr Vp/sr Credit Officer) in SEC filings |
| Oct 25, 2023 | Douglas Todd Eden became a director |
| Oct 13, 2023 | Christopher Eugene Hafner became Sr. VP/Chief Financial Officer |
| Jun 20, 2023 | The company announced the departure of Stephen Edward Guthrie as Senior VP and CFO in an SEC filing |
| Jun 6, 2023 | Jason E Schwartz became Sr Vp/sr Credit Officer |
| Apr 26, 2023 | Gregg A. Bexten became a director |
| Apr 26, 2023 | Gregg A. Bexten became President |
| Apr 26, 2023 | Brent M Giles became a director |
| Apr 26, 2023 | Brent M Giles became Chief Executive Officer |
| Sep 28, 2022 | Shawna M. Hettinger became a director |
| Sep 28, 2022 | Jonathan L States became a director |
| Feb 9, 2022 | Kathleen L Bruegenhemke listed as Senior VP and COO (previously Senior Vice President) in SEC filings |
| May 11, 2020 | Stephen Edward Guthrie became Senior VP and CFO |
| Mar 13, 2019 | Jonathan Holtaway became a director |
| Nov 7, 2018 | Gus Seitter Wetzel III became a director |
| Jul 28, 2017 | Kathleen L Bruegenhemke first listed as a director in an SEC filing |
| Feb 3, 2017 | James E/mo Smith reported in an SEC filing no longer being a director |
| Feb 3, 2017 | Gus S Wetzel II reported in an SEC filing no longer being a director |
Not reported recently (2)
- Jason E Schwartz · Last reported as Sr Vp/chief Credit Officer in an SEC filing dated Mar 1, 2024
- William Bruce Phelps · Last reported as Chief Financial Officer in an SEC filing dated Feb 11, 2020
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
HWBK Proposed Insider Sales (Form 144)
Latest: 2025-02-18
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
0 filings
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2025-02-18 | Ategra Community Financial Institution Fund, LP | Affiliate | 40,300 | $1.41M | 2025-02-19 | Interactive Brokers LLC | — | EDGAR |
| 2024-11-15 | Ategra Community Financial Institution Fund, LP | Affiliate | 69,000 | $1.94M | 2024-11-13 | Interactive Brokers LLC | — | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
Recent SEC Filings
Latest: 2026-10-30
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
| Filing Date | Event | Link |
|---|---|---|
| 2026-10-30 | Earnings results · Other events | EDGAR |
| 2026-09-10 | Other events | EDGAR |
| 2026-09-04 | Acquisition or sale completed · Regulation FD disclosure | EDGAR |
| 2026-07-29 | Earnings results · Other events | EDGAR |
| 2026-07-14 | Other events | EDGAR |
| 2026-06-08 | Director or officer change · Shareholder vote results | EDGAR |
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
| Filing Date | Accession | Link |
|---|
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-08-06 | 0000893847-26-000088 | EDGAR |
ETF Holders
28 ETFs hold HWBK
25 shown · $26.92M total exposure · 0.01% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.00% | $6.8M | — | 2026-09-30 |
| 2 | IWM iShares Russell 2000 ETF | iShares (BlackRock) | 0.01% | $5.1M | $76.6B | 2026-11-06 |
| 3 | VXF Vanguard Extended Market ETF | Vanguard | 0.00% | $2.8M | — | 2026-09-30 |
| 4 | IWN iShares Russell 2000 Value ETF | iShares (BlackRock) | 0.02% | $2.2M | $13.9B | 2026-11-06 |
| 5 | DFSV Dimensional US Small Cap Value ETF | Dimensional | 0.01% | $1.4M | — | 2026-11-05 |
| 6 | VTWO Vanguard Russell 2000 ETF | Vanguard | 0.01% | $1.3M | — | 2026-09-30 |
| 7 | BSVO EA Bridgeway Omni Small-Cap Value ETF | Nport | 0.05% | $1.3M | — | 2026-06-30 |
| 8 | DFAC Dimensional US Core Equity 2 ETF | Dimensional | 0.00% | $862,736 | — | 2026-11-05 |
| 9 | DFAT Dimensional US Targeted Value ETF | Dimensional | 0.00% | $813,695 | — | 2026-11-05 |
| 10 | DFMC Dimensional US Micro Cap ETF | Dimensional | 0.01% | $783,089 | — | 2026-11-05 |
| 11 | AVUV Avantis U.S. Small Cap Value ETF | Avantis | 0.00% | $777,256 | $31.6B | 2026-11-05 |
| 12 | DFAS Dimensional US Small Cap ETF | Dimensional | 0.00% | $722,771 | — | 2026-11-05 |
| 13 | IWC iShares Micro-Cap ETF | iShares (BlackRock) | 0.06% | $700,532 | $1.2B | 2026-11-06 |
| 14 | DCOR Dimensional US Core Equity 1 ETF | Dimensional | 0.00% | $459,680 | — | 2026-11-05 |
| 15 | GSSC Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF | Goldman | 0.03% | $266,863 | $1.0B | 2026-11-05 |
| 16 | DXUV Dimensional US Vector Equity ETF | Dimensional | 0.00% | $232,562 | — | 2026-11-05 |
| 17 | VTWV Vanguard Russell 2000 Value ETF | Vanguard | 0.01% | $203,483 | — | 2026-09-30 |
| 18 | RSSL Global X Russell 2000 ETF | Global X | 0.01% | $108,123 | — | 2026-11-06 |
| 19 | DFSU Dimensional US Sustainability Core 1 ETF | Dimensional | 0.00% | $28,467 | $2.3B | 2026-11-05 |
| 20 | OMFS Invesco Russell 2000 Dynamic Multifactor ETF | Invesco | 0.01% | $21,584 | — | 2026-11-05 |
| 21 | VTHR Vanguard Russell 3000 ETF | Vanguard | 0.00% | $17,147 | — | 2026-09-30 |
| 22 | ITWO ProShares Russell 2000 High Income ETF | ProShares | 0.01% | $12,861 | — | 2026-11-06 |
| 23 | URTY ProShares UltraPro Russell2000 | ProShares | 0.00% | $10,007 | — | 2026-11-06 |
| 24 | UWM ProShares Ultra Russell2000 | ProShares | 0.00% | $6,802 | — | 2026-11-06 |
| 25 | EBI Longview Advantage ETF | Nport | 0.00% | $4,202 | — | 2026-08-31 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
HWBK vs Peers
Related companies, largest first| Company | Market cap | P/E | Revenue growth | YTD | IV rank |
|---|---|---|---|---|---|
| ENVA Enova International, Inc. | $4.2B | 11.6 | +23.2% | +3.9% | 24 |
| BFH Bread Financial Holdings, Inc. | $3.9B | 7.8 | +5.2% | +31.0% | 73 |
| WSBC WesBanco Inc | $3.7B | 12.6 | +49.5% | +18.3% | 70 |
| RNST Renasant Corporation | $3.6B | 16.4 | +44.1% | +13.5% | 64 |
| FFBC First Financial Bancorp | $3.4B | 12.4 | +2.7% | +31.6% | 62 |
| BKU Bankunited, Inc. | $3.1B | 12.3 | −5.2% | −1.1% | 14 |
| PFS Provident Financial Services, Inc. | $3.0B | 10.4 | +21.3% | +17.9% | 42 |
| BANC Banc of California, Inc. | $2.8B | 13.8 | +0.2% | −6.8% | 27 |
| HWBK Hawthorn Bancshars Inc. | $286M | — | — | +16.5% | — |
| Peer median | $3.5B | 12.4 | +13.2% | +15.7% | 52 |
P/E uses the latest reported trailing-12-month diluted EPS; "—" means no positive earnings or no data.