JFR · Insider Trading
Nuveen Floating Rate Income Fund
Every open-market purchase and sale reported by JFR officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-08 | Terence J Toth | — | Sell | −4,464 | −$34.15K |
| 2026-04-24 | Scott C. Caraher | — | Buy | +14,000 | +$102.57K |
| 2026-01-02 | David J Lamb | Vice President | Sell | −4,000 | −$31.36K |
| 2025-04-10 | Scott C. Caraher | — | Buy | +5,000 | +$39.74K |
| 2025-03-24 | Scott C. Caraher | — | Buy | +15,000 | +$126.00K |
| 2025-02-27 | David J Lamb | Vice President | X | +13,631 | +$111.77K |
| 2025-02-27 | Albin F Moschner | — | X | +6,903 | +$56.61K |
| 2025-02-27 | Scott C. Caraher | — | X | +4,240 | +$34.77K |
| 2025-02-27 | Nathaniel T. Jones | Vice President and Treasurer | X | +454 | +$3.72K |
| 2025-02-27 | Terence J Toth | — | X | +744 | +$6.10K |
| 2025-02-27 | Matthew Thornton III | — | X | +5,800 | +$47.56K |
| 2024-10-02 | Albin F Moschner | — | Sell | −20,000 | −$175.40K |
| 2024-03-11 | Michael A Perry | Vice President | Buy | +12,444 | +$107.89K |
| 2023-12-15 | Matthew Thornton III | — | Buy | +29,000 | +$236.64K |
| 2023-10-26 | Nathaniel T. Jones | Vice President and Treasurer | Sell | −1,406 | −$10.78K |
| 2023-10-04 | Scott C. Caraher | — | Sell | −29,503 | −$233.07K |
| 2023-09-29 | Scott C. Caraher | — | Sell | −35,000 | −$283.93K |
| 2023-09-27 | Scott C. Caraher | — | Sell | −25,000 | −$203.21K |
| 2023-09-08 | Albin F Moschner | — | Buy | +2,200 | +$18.02K |
| 2023-08-02 | Scott C. Caraher | — | J | +114,559 | — |
| 2023-08-02 | Nathaniel T. Jones | Vice President and Treasurer | J | +970 | — |
| 2023-08-02 | David J Lamb | Vice President | J | +4,707 | — |
| 2023-08-02 | Albin F Moschner | — | J | +3,000 | — |
| 2021-05-03 | Saba Capital Management, L.P. | 10%+ Owner | Sell | −18,634 | −$177.21K |
| 2021-04-29 | Saba Capital Management, L.P. | 10%+ Owner | Sell | −402,934 | −$3.85M |
| 2021-04-27 | Saba Capital Management, L.P. | 10%+ Owner | Sell | −204,892 | −$1.96M |
| 2021-04-23 | Boaz Weinstein | 10%+ Owner | Sell | −50,150 | −$480.93K |
| 2021-04-21 | Saba Capital Management, L.P. | 10%+ Owner | Sell | −101,668 | −$979.22K |
| 2021-04-16 | Saba Capital Management, L.P. | 10%+ Owner | Sell | −174,304 | −$1.68M |
| 2021-04-14 | Saba Capital Management, L.P. | 10%+ Owner | Sell | −372,478 | −$3.61M |
| 2021-04-12 | Saba Capital Management, L.P. | 10%+ Owner | Sell | −714,054 | −$6.96M |
| 2021-03-09 | Scott C. Caraher | — | Buy | +7,000 | +$65.97K |
| 2021-03-01 | Scott C. Caraher | — | Buy | +9,000 | +$79.29K |
| 2020-11-20 | Of Columbus Knights | 10%+ Owner | Sell | −37,091,000 | −$3.71B |
| 2020-10-06 | Saba Capital Management, L.P. | 10%+ Owner | Buy | +7,200 | +$59.98K |
| 2020-10-02 | Boaz Weinstein | 10%+ Owner | Buy | +109,458 | +$912.88K |
| 2020-09-30 | Saba Capital Management, L.P. | 10%+ Owner | Buy | +751,586 | +$6.24M |
| 2020-09-28 | Saba Capital Management, L.P. | 10%+ Owner | Buy | +397,758 | +$3.29M |
| 2020-09-24 | Saba Capital Management, L.P. | 10%+ Owner | Buy | +602,738 | +$5.03M |
| 2020-06-15 | Albin F Moschner | — | Buy | +3,000 | +$23.61K |
| 2018-11-28 | William J Schneider | — | Sell | −35,775 | −$344.88K |
| 2018-10-05 | Scott C. Caraher | — | Buy | +2,000 | +$20.86K |
| 2018-01-24 | William J Schneider | — | Buy | +35,775 | +$400.13K |
| 2017-04-10 | Nuveen Fund Advisors, LLC | — | Sell | −7,000 | −$79.80K |
| 2017-04-10 | Albin F Moschner | — | Buy | +200 | +$2.28K |
| 2017-03-23 | David J Lamb | Vice President | Buy | +4,000 | +$45.20K |
| 2017-03-23 | Nathaniel T. Jones | Vice President and Treasurer | Buy | +750 | +$8.48K |
| 2017-02-15 | Albin F Moschner | — | Buy | +25,000 | +$300.50K |
| 2016-12-22 | CITIGROUP INC | 10%+ Owner | J | −758 | −$75.80M |
| 2016-11-30 | CITIGROUP INC | 10%+ Owner | J | −322 | −$32.20M |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Scott C. Caraher | — | 59,440 | $432.13K |
| Matthew Thornton III | — | 34,800 | $253.00K |
| Albin F Moschner | — | 34,516 | $250.93K |
| David J Lamb | Vice President | 18,338 | $133.32K |
| Nathaniel T. Jones | Vice President and Treasurer | 768 | $5.58K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the JFR quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.