JFR (Nuveen Floating Rate Income Fund)
Insider Trading Activity
Every open-market purchase and sale reported by JFR officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-04-24 | Scott C. Caraher | — | Buy | — | — |
| 2026-01-02 | DAVID J LAMB | Vice President | Sell | — | — |
| 2025-04-10 | Scott C. Caraher | — | Buy | — | — |
| 2025-03-24 | Scott C. Caraher | — | Buy | — | — |
| 2025-02-27 | DAVID J LAMB | Vice President | X | — | — |
| 2025-02-27 | ALBIN F MOSCHNER | — | X | — | — |
| 2025-02-27 | Scott C. Caraher | — | X | — | — |
| 2025-02-27 | Nathaniel T. Jones | Vice President and Treasurer | X | — | — |
| 2025-02-27 | TERENCE J TOTH | — | X | — | — |
| 2025-02-27 | Matthew Thornton III | — | X | — | — |
| 2024-10-02 | ALBIN F MOSCHNER | — | Sell | — | — |
| 2024-03-11 | MICHAEL A PERRY | Vice President | Buy | — | — |
| 2023-12-15 | Matthew Thornton III | — | Buy | — | — |
| 2023-10-26 | Nathaniel T. Jones | Vice President and Treasurer | Sell | — | — |
| 2023-10-04 | Scott C. Caraher | — | Sell | — | — |
| 2023-09-29 | Scott C. Caraher | — | Sell | — | — |
| 2023-09-27 | Scott C. Caraher | — | Sell | — | — |
| 2023-09-08 | ALBIN F MOSCHNER | — | Buy | — | — |
| 2023-08-02 | Scott C. Caraher | — | J | — | — |
| 2023-08-02 | Nathaniel T. Jones | Vice President and Treasurer | J | — | — |
| 2023-08-02 | DAVID J LAMB | Vice President | J | — | — |
| 2023-08-02 | ALBIN F MOSCHNER | — | J | — | — |
| 2021-05-03 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2021-04-29 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2021-04-27 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2021-04-23 | Boaz Weinstein | 10%+ Owner | Sell | — | — |
| 2021-04-21 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2021-04-16 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2021-04-14 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2021-04-12 | Saba Capital Management, L.P. | 10%+ Owner | Sell | — | — |
| 2021-03-09 | Scott C. Caraher | — | Buy | — | — |
| 2021-03-01 | Scott C. Caraher | — | Buy | — | — |
| 2020-11-20 | OF COLUMBUS KNIGHTS | 10%+ Owner | Sell | — | — |
| 2020-10-06 | Saba Capital Management, L.P. | 10%+ Owner | Buy | — | — |
| 2020-10-02 | Boaz Weinstein | 10%+ Owner | Buy | — | — |
| 2020-09-30 | Saba Capital Management, L.P. | 10%+ Owner | Buy | — | — |
| 2020-09-28 | Saba Capital Management, L.P. | 10%+ Owner | Buy | — | — |
| 2020-09-24 | Saba Capital Management, L.P. | 10%+ Owner | Buy | — | — |
| 2020-06-15 | ALBIN F MOSCHNER | — | Buy | — | — |
| 2018-11-28 | WILLIAM J SCHNEIDER | — | Sell | — | — |
| 2018-10-05 | Scott C. Caraher | — | Buy | — | — |
| 2018-01-24 | WILLIAM J SCHNEIDER | — | Buy | — | — |
| 2017-04-10 | Nuveen Fund Advisors, LLC | — | Sell | — | — |
| 2017-04-10 | ALBIN F MOSCHNER | — | Buy | — | — |
| 2017-03-23 | DAVID J LAMB | Vice President | Buy | — | — |
| 2017-03-23 | Nathaniel T. Jones | Vice President and Treasurer | Buy | — | — |
| 2017-02-15 | ALBIN F MOSCHNER | — | Buy | — | — |
| 2016-12-22 | CITIGROUP INC | 10%+ Owner | J | — | — |
| 2016-11-30 | CITIGROUP INC | 10%+ Owner | J | — | — |
| 2016-04-06 | CITIGROUP INC | 10%+ Owner | J | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 13,909,000 | — |
| — | 10%+ Owner | 6,003,663 | — |
| — | 10%+ Owner | 5,665,888 | — |
| — | — | 59,440 | — |
| — | — | 34,800 | — |
| — | — | 34,516 | — |
| — | Vice President | 18,338 | — |
| — | — | 18,000 | — |
| — | Vice President | 12,444 | — |
| — | — | 4,464 | — |
| — | Vice President and Treasurer | 768 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the JFR quote page; the site-wide leaderboard is on the insider transactions hub.