JLS · Insider Trading
Nuveen Mortgage and Income Fund
Every open-market purchase and sale reported by JLS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-03-24 | Stephen Virgilio | — | Buy | +250 | +$4.51K |
| 2026-01-07 | Aashh Parekh | — | Buy | +100 | +$1.81K |
| 2025-08-29 | Stephen Virgilio | — | Sell | −150 | −$2.82K |
| 2025-05-06 | Nathaniel T. Jones | Vice President and Treasurer | Buy | +800 | +$14.55K |
| 2025-04-04 | Aashh Parekh | — | Buy | +50 | +$885 |
| 2025-04-02 | Aashh Parekh | — | Buy | +100 | +$1.82K |
| 2024-06-21 | Aashh Parekh | — | Sell | −276 | −$5.00K |
| 2023-10-26 | Nathaniel T. Jones | Vice President and Treasurer | Buy | +428 | +$6.87K |
| 2023-10-20 | Aashh Parekh | — | Buy | +200 | +$3.11K |
| 2023-10-18 | Aashh Parekh | — | Buy | +200 | +$3.13K |
| 2023-05-22 | Aashh Parekh | — | Buy | +400 | +$6.35K |
| 2023-05-05 | Aashh Parekh | — | Buy | +100 | +$1.58K |
| 2023-05-01 | Aashh Parekh | — | Buy | +100 | +$1.59K |
| 2023-04-24 | Aashh Parekh | — | Buy | +100 | +$1.59K |
| 2023-04-19 | Aashh Parekh | — | Buy | +50 | +$799 |
| 2023-04-14 | Aashh Parekh | — | Buy | +150 | +$2.41K |
| 2023-03-14 | Aashh Parekh | — | Buy | +75 | +$1.20K |
| 2022-11-07 | Aashh Parekh | — | Buy | +157 | +$2.49K |
| 2022-09-27 | Aashh Parekh | — | Buy | +157 | +$2.51K |
| 2022-09-27 | Aashh Parekh | — | Buy | +314 | — |
| 2022-09-23 | Aashh Parekh | — | Buy | +154 | +$2.50K |
| 2022-09-13 | Aashh Parekh | — | Buy | +150 | +$2.52K |
| 2022-07-28 | Aashh Parekh | — | Buy | +150 | +$2.50K |
| 2022-07-18 | Stephen Virgilio | — | Buy | +500 | +$8.15K |
| 2022-05-13 | Aashh Parekh | — | Buy | +290 | +$5.02K |
| 2022-05-13 | Stephen Virgilio | — | Buy | +500 | +$8.66K |
| 2022-04-13 | Aashh Parekh | — | Buy | +230 | +$4.11K |
| 2022-03-25 | Aashh Parekh | — | Buy | +97 | +$1.75K |
| 2022-02-25 | Aashh Parekh | — | Buy | +92 | +$1.75K |
| 2022-02-11 | Gifford R Zimmerman | CCO and Vice President | Buy | +1,000 | +$19.11K |
| 2022-01-20 | Aashh Parekh | — | Buy | +146 | +$2.99K |
| 2021-11-24 | Aashh Parekh | — | Buy | +385 | +$8.01K |
| 2021-06-24 | Aashh Parekh | — | Buy | +100 | +$2.08K |
| 2021-06-23 | Aashh Parekh | — | Buy | +360 | +$7.51K |
| 2021-03-03 | Aashh Parekh | — | Buy | +244 | +$4.98K |
| 2020-08-03 | Aashh Parekh | — | Buy | +65 | +$994 |
| 2020-08-03 | Aashh Parekh | — | Buy | +68 | +$1.00K |
| 2020-08-03 | Aashh Parekh | — | Buy | +23 | +$491 |
| 2020-08-03 | Aashh Parekh | — | Buy | +97 | +$1.45K |
| 2020-08-03 | Aashh Parekh | — | Buy | +23 | +$505 |
| 2017-05-15 | Nuveen Fund Advisors, LLC | — | Sell | −4,200 | −$105.04K |
| 2015-08-25 | Michael F Garrett | Officer of Investment Adviser | Buy | +3,500 | +$77.70K |
| 2015-08-14 | Michael F Garrett | Officer of Investment Adviser | Buy | +1,794 | +$39.96K |
| 2015-08-07 | Michael F Garrett | Officer of Investment Adviser | Buy | +700 | +$15.76K |
| 2015-08-07 | Michael F Garrett | Officer of Investment Adviser | Buy | +1,000 | +$22.40K |
| 2015-07-24 | Michael F Garrett | Officer of Investment Adviser | Buy | +3,365 | +$75.48K |
| 2011-12-19 | William J Schneider | — | Sell | −4,000 | −$81.04K |
| 2009-12-02 | William J Schneider | — | Buy | +4,000 | +$100.00K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Aashh Parekh | — | 4,651 | $76.51K |
| Stephen Virgilio | — | 1,487 | $24.46K |
| Nathaniel T. Jones | Vice President and Treasurer | 1,228 | $20.20K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the JLS quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.