JLS (Nuveen Mortgage and Income Fund)

Insider Trading Activity

Every open-market purchase and sale reported by JLS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
48
most recent
Open-Market Buys
44
code P
Sales
4
code S
Reporting Insiders
5
current holders
JLS — Recent Form 4 Transactions (latest 2026-03-24)
FiledInsiderRole TypeSharesValue
2026-03-24 Stephen Virgilio — Buy — —
2026-01-07 Aashh Parekh — Buy — —
2025-08-29 Stephen Virgilio — Sell — —
2025-05-06 Nathaniel T. Jones Vice President and Treasurer Buy — —
2025-04-04 Aashh Parekh — Buy — —
2025-04-02 Aashh Parekh — Buy — —
2024-06-21 Aashh Parekh — Sell — —
2023-10-26 Nathaniel T. Jones Vice President and Treasurer Buy — —
2023-10-20 Aashh Parekh — Buy — —
2023-10-18 Aashh Parekh — Buy — —
2023-05-22 Aashh Parekh — Buy — —
2023-05-05 Aashh Parekh — Buy — —
2023-05-01 Aashh Parekh — Buy — —
2023-04-24 Aashh Parekh — Buy — —
2023-04-19 Aashh Parekh — Buy — —
2023-04-14 Aashh Parekh — Buy — —
2023-03-14 Aashh Parekh — Buy — —
2022-11-07 Aashh Parekh — Buy — —
2022-09-27 Aashh Parekh — Buy — —
2022-09-27 Aashh Parekh — Buy — —
2022-09-23 Aashh Parekh — Buy — —
2022-09-13 Aashh Parekh — Buy — —
2022-07-28 Aashh Parekh — Buy — —
2022-07-18 Stephen Virgilio — Buy — —
2022-05-13 Aashh Parekh — Buy — —
2022-05-13 Stephen Virgilio — Buy — —
2022-04-13 Aashh Parekh — Buy — —
2022-03-25 Aashh Parekh — Buy — —
2022-02-25 Aashh Parekh — Buy — —
2022-02-11 GIFFORD R ZIMMERMAN CCO and Vice President Buy — —
2022-01-20 Aashh Parekh — Buy — —
2021-11-24 Aashh Parekh — Buy — —
2021-06-24 Aashh Parekh — Buy — —
2021-06-23 Aashh Parekh — Buy — —
2021-03-03 Aashh Parekh — Buy — —
2020-08-03 Aashh Parekh — Buy — —
2020-08-03 Aashh Parekh — Buy — —
2020-08-03 Aashh Parekh — Buy — —
2020-08-03 Aashh Parekh — Buy — —
2020-08-03 Aashh Parekh — Buy — —
2017-05-15 Nuveen Fund Advisors, LLC — Sell — —
2015-08-25 Michael F Garrett Officer of Investment Adviser Buy — —
2015-08-14 Michael F Garrett Officer of Investment Adviser Buy — —
2015-08-07 Michael F Garrett Officer of Investment Adviser Buy — —
2015-08-07 Michael F Garrett Officer of Investment Adviser Buy — —
2015-07-24 Michael F Garrett Officer of Investment Adviser Buy — —
2011-12-19 WILLIAM J SCHNEIDER — Sell — —
2009-12-02 WILLIAM J SCHNEIDER — Buy — —
JLS — Current Insider Holders
InsiderRole Shares HeldValue
— Officer of Investment Adviser 10,359 —
— — 4,651 —
— — 1,487 —
— Vice President and Treasurer 1,228 —
— CCO and Vice President 1,000 —
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the JLS quote page; the site-wide leaderboard is on the insider transactions hub.