MS · Insider Trading

Morgan Stanley

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Every open-market purchase and sale reported by MS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

MS — Recent Form 4 Transactions (latest 2026-11-10)

Filed	Insider	Role	Type	Shares	Value
2026-11-10	Judith A Miscik	Director	Sell	−2,480	−$454.35K
2026-11-02	MITSUBISHI UFJ FINANCIAL GROUP INC	10%+ Owner	D	−604,396	−$111.11M
2026-09-24	MITSUBISHI UFJ FINANCIAL GROUP INC	10%+ Owner	D	−1,340,519	−$284.95M
2026-08-03	MITSUBISHI UFJ FINANCIAL GROUP INC	10%+ Owner	D	−414,396	−$88.38M
2026-07-29	Mary L Schapiro	Director	MIXED	−3,325	−$212.06K
2026-07-17	Michael A. Pizzi	Head Technology & Operations	Sell	−24,165	−$5.21M
2026-07-17	Sharon Yeshaya	Chief Financial Officer	Sell	−15,554	−$3.46M

MS — Current Insider Holders

Insider	Role	Shares Held	Value
MITSUBISHI UFJ FINANCIAL GROUP INC	10%+ Owner	374,725,856	$70.28B
Sharon Yeshaya	Chief Financial Officer	136,809	$25.66M
Michael A. Pizzi	Head Technology & Operations	121,769	$22.84M
Mary L Schapiro	Director	40,842	$7.66M

MS Insider Trading FAQ

Who are the insiders at MS?

4 officers, directors and 10%+ beneficial owners currently report holdings in MS via SEC Form 4.

Are MS insiders buying or selling?

Across the 7 most recent Form 4 filings for MS, 0 were open-market purchases (code P) and 3 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is MS insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent MS filing is dated 2026-11-10.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the MS quote page; the site-wide leaderboard is on the insider transactions hub.