NIE (Virtus Equity & Convertible Income Fund)
Insider Trading Activity
Every open-market purchase and sale reported by NIE officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-26 | MICHAEL YEE | — | Sell | — | — |
| 2026-08-24 | CONNIE D MCDANIEL | Director | Buy | — | — |
| 2026-08-17 | MICHAEL YEE | — | D | — | — |
| 2025-06-18 | CONNIE D MCDANIEL | Director | Buy | — | — |
| 2023-06-30 | DONALD C BURKE | Director | Buy | — | — |
| 2022-03-04 | Deborah A DeCotis | Director | Buy | — | — |
| 2022-03-01 | Philip R McLoughlin | Director | Buy | — | — |
| 2021-12-22 | GEORGE R AYLWARD | President and CEO | Buy | — | — |
| 2021-04-29 | F Ford Drummond | Director | Buy | — | — |
| 2020-08-13 | DOUGLAS FORSYTH | — | Sell | — | — |
| 2019-08-23 | Sarah E Cogan | Director | Buy | — | — |
| 2017-12-22 | JAMES S MACLEOD | Director | Buy | — | — |
| 2017-07-10 | Alan Rappaport | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 9,000 | — |
| — | President and CEO | 2,460 | — |
| — | Director | 1,000 | — |
| — | Director | 1,000 | — |
| — | Director | 719 | — |
| — | Director | 500 | — |
| — | Director | 471 | — |
| — | Director | 400 | — |
| — | Director | 340 | — |
| — | Director | 190 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the NIE quote page; the site-wide leaderboard is on the insider transactions hub.