NLY · Insider Trading

Annaly Capital Management. Inc.

Every open-market purchase and sale reported by NLY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
16
code S
Reporting Insiders
10
current holders
NLY — Recent Form 4 Transactions (latest 2026-08-04)
FiledInsiderRole TypeSharesValue
2026-08-04 David L Finkelstein CEO and Co-CIO Sell −50,000 −$1.14M
2026-06-12 Glenn Votek Director A — —
2026-06-12 Martin Laguerre Director A — —
2026-06-12 Vicki Williams Director A — —
2026-06-12 Scott Wede Director A — —
2026-06-12 Thomas Edward Hamilton Director A — —
2026-06-12 Manon Laroche Director A — —
2026-06-12 Eric A. Reeves Director A — —
2026-06-12 Kathy Hopinkah Hannan Director A — —
2026-05-18 Eric A. Reeves Director M +7,628 —
2026-05-05 Serena Wolfe Chief Financial Officer Sell −16,537 −$371.75K
2026-04-30 David L Finkelstein CEO and Co-CIO Sell −50,000 −$1.14M
2026-02-27 David L Finkelstein CEO and Co-CIO MIXED +145,629 +$3.35M
2026-02-27 Serena Wolfe Chief Financial Officer MIXED +40,679 +$936.02K
2026-02-27 Steven Francis Campbell President and COO MIXED +15,272 +$356.18K
2026-02-19 Steven Francis Campbell President and COO Sell −28,225 −$652.56K
2026-02-19 Serena Wolfe Chief Financial Officer Sell −16,536 −$382.64K
2026-02-19 David L Finkelstein CEO and Co-CIO Sell −50,000 −$1.16M
2026-02-03 David L Finkelstein CEO and Co-CIO MIXED +13,087 +$301.13K
2026-02-03 Serena Wolfe Chief Financial Officer MIXED +9,972 +$229.46K
2026-02-03 Steven Francis Campbell President and COO MIXED +12,341 +$283.97K
2025-11-04 Anthony C Green Chief Corporate Officer, CLO Sell −22,499 −$475.85K
2025-11-04 David L Finkelstein CEO and Co-CIO Sell −50,000 −$1.06M
2025-08-07 Anthony C Green Chief Corporate Officer, CLO Sell −22,500 −$463.27K
2025-08-05 David L Finkelstein CEO and Co-CIO Sell −50,000 −$1.04M
2025-05-15 Serena Wolfe Chief Financial Officer Sell −25,386 −$496.80K
2025-05-15 Steven Francis Campbell President and COO Sell −44,374 −$868.40K
2025-05-15 Glenn Votek Director A — —
2025-05-15 Eric A. Reeves Director M +7,349 —
2025-05-15 Vicki Williams Director A — —
2025-05-15 Michael E Haylon Director — — —
2025-05-15 Thomas Edward Hamilton Director A — —
2025-05-15 Kathy Hopinkah Hannan Director A — —
2025-05-15 Manon Laroche Director A +8,961 deriv. —
2025-05-15 Scott Wede Director A — —
2025-05-15 Martin Laguerre Director A — —
2025-05-15 Francine J. Bovich Director — — —
2025-05-15 John H Schaefer Director — — —
2025-05-06 David L Finkelstein CEO and Co-CIO Sell −50,000 −$963.50K
2025-02-27 Steven Francis Campbell President and COO MIXED +26,491 −$598.44K
2025-02-27 Serena Wolfe Chief Financial Officer MIXED +11,040 −$249.41K
2025-02-27 Anthony C Green Chief Corporate Officer, CLO MIXED +27,592 −$623.33K
2025-02-27 David L Finkelstein CEO and Co-CIO MIXED +98,438 −$2.64M
2025-02-11 David L Finkelstein CEO and Co-CIO Sell −50,000 −$1.03M
2025-02-04 David L Finkelstein CEO and Co-CIO MIXED +120,022 +$2.45M
2025-02-04 Anthony C Green Chief Corporate Officer, CLO MIXED +29,993 +$612.16K
2025-02-04 Serena Wolfe Chief Financial Officer MIXED +43,731 +$892.55K
2025-02-04 Steven Francis Campbell President and COO MIXED +45,982 +$938.49K
2024-10-29 David L Finkelstein CEO and CIO Sell −50,000 −$962.50K
2024-08-19 Anthony C Green Chief Corporate Officer, CLO Sell −50,000 −$1.00M
NLY — Current Insider Holders
InsiderRole Shares HeldValue
David L Finkelstein CEO and Co-CIO 761,012 $13.87M
Serena Wolfe Chief Financial Officer 200,964 $3.66M
Anthony C Green Chief Corporate Officer, CLO 178,441 $3.25M
Steven Francis Campbell President and COO 178,000 $3.24M
Thomas Edward Hamilton Director 115,000 $2.10M
Glenn Votek Director 87,513 $1.60M
Eric A. Reeves Director 30,593 $557.71K
John H Schaefer Director 21,873 $398.74K
Kathy Hopinkah Hannan Director 9,535 $173.82K
Francine J. Bovich Director 3,375 $61.53K
NLY Insider Trading FAQ
Who are the insiders at NLY?
10 officers, directors and 10%+ beneficial owners currently report holdings in NLY via SEC Form 4.
Are NLY insiders buying or selling?
Across the 50 most recent Form 4 filings for NLY, 0 were open-market purchases (code P) and 16 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is NLY insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent NLY filing is dated 2026-08-04.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the NLY quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.