NLY (Annaly Capital Management. Inc.)

Insider Trading Activity

Every open-market purchase and sale reported by NLY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
16
code S
Reporting Insiders
25
current holders
NLY — Recent Form 4 Transactions (latest 2026-08-04)
FiledInsiderRole TypeSharesValue
2026-08-04 David L Finkelstein CEO and Co-CIO Sell
2026-06-12 GLENN VOTEK Director A
2026-06-12 Martin Laguerre Director A
2026-06-12 Vicki Williams Director A
2026-06-12 Scott Wede Director A
2026-06-12 Thomas Edward Hamilton Director A
2026-06-12 Manon Laroche Director A
2026-06-12 Eric A. Reeves Director A
2026-06-12 Kathy Hopinkah Hannan Director A
2026-05-18 Eric A. Reeves Director M
2026-05-05 Serena Wolfe Chief Financial Officer Sell
2026-04-30 David L Finkelstein CEO and Co-CIO Sell
2026-02-27 David L Finkelstein CEO and Co-CIO MIXED
2026-02-27 Serena Wolfe Chief Financial Officer MIXED
2026-02-27 Steven Francis Campbell President and COO MIXED
2026-02-19 Steven Francis Campbell President and COO Sell
2026-02-19 Serena Wolfe Chief Financial Officer Sell
2026-02-19 David L Finkelstein CEO and Co-CIO Sell
2026-02-03 David L Finkelstein CEO and Co-CIO MIXED
2026-02-03 Serena Wolfe Chief Financial Officer MIXED
2026-02-03 Steven Francis Campbell President and COO MIXED
2025-11-04 Anthony C Green Chief Corporate Officer, CLO Sell
2025-11-04 David L Finkelstein CEO and Co-CIO Sell
2025-08-07 Anthony C Green Chief Corporate Officer, CLO Sell
2025-08-05 David L Finkelstein CEO and Co-CIO Sell
2025-05-15 Serena Wolfe Chief Financial Officer Sell
2025-05-15 Steven Francis Campbell President and COO Sell
2025-05-15 GLENN VOTEK Director A
2025-05-15 Eric A. Reeves Director M
2025-05-15 Vicki Williams Director A
2025-05-15 MICHAEL E HAYLON Director
2025-05-15 Thomas Edward Hamilton Director A
2025-05-15 Kathy Hopinkah Hannan Director A
2025-05-15 Manon Laroche Director A
2025-05-15 Scott Wede Director A
2025-05-15 Martin Laguerre Director A
2025-05-15 Francine J. Bovich Director
2025-05-15 John H Schaefer Director
2025-05-06 David L Finkelstein CEO and Co-CIO Sell
2025-02-27 Steven Francis Campbell President and COO MIXED
2025-02-27 Serena Wolfe Chief Financial Officer MIXED
2025-02-27 Anthony C Green Chief Corporate Officer, CLO MIXED
2025-02-27 David L Finkelstein CEO and Co-CIO MIXED
2025-02-11 David L Finkelstein CEO and Co-CIO Sell
2025-02-04 David L Finkelstein CEO and Co-CIO MIXED
2025-02-04 Anthony C Green Chief Corporate Officer, CLO MIXED
2025-02-04 Serena Wolfe Chief Financial Officer MIXED
2025-02-04 Steven Francis Campbell President and COO MIXED
2024-10-29 David L Finkelstein CEO and CIO Sell
2024-08-19 Anthony C Green Chief Corporate Officer, CLO Sell
NLY — Current Insider Holders
InsiderRole Shares HeldValue
CEO and Co-CIO 761,012
Director 473,777
Chairman, CEO & President 321,195
Chief Financial Officer 200,964
Chief Corporate Officer, CLO 178,441
President and COO 178,000
Director 115,000
Chief Legal Officer 114,675
Chief Credit Officer 99,875
Director 87,513
Chief Investment Officer 83,271
Co-CIO 40,878
COO 40,065
Managing Director 39,942
Director 30,593
Director 26,362
Director 23,913
MANAGING DIRECTOR 23,129
Director 21,873
Director 14,516
Director 13,675
Director 13,062
Director 11,438
Director 9,535
Director 3,375
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the NLY quote page; the site-wide leaderboard is on the insider transactions hub.