NTRS (Northern Trust Corp)
Insider Trading Activity
Every open-market purchase and sale reported by NTRS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-03 | Michael Hunstad | President/Asset Management | F | — | — |
| 2026-08-25 | Thomas A South | Executive Vice President | Sell | — | — |
| 2026-08-04 | DAVID BYRON SMITH JR | Director | G | — | — |
| 2026-07-30 | Robert Edward Moritz Jr. | Director | Buy | — | — |
| 2026-07-02 | Marcy S Klevorn | Director | A | — | — |
| 2026-07-02 | Richard Petrino | Director | A | — | — |
| 2026-07-02 | Donald Thompson | Director | A | — | — |
| 2026-07-02 | Charles A Tribbett | Director | A | — | — |
| 2026-07-02 | Chandra Dhandapani | Director | A | — | — |
| 2026-07-02 | Dean M Harrison | Director | A | — | — |
| 2026-07-02 | MARTIN P SLARK | Director | A | — | — |
| 2026-07-02 | Siddharth N Mehta | Director | A | — | — |
| 2026-07-02 | SUSAN CROWN | Director | A | — | — |
| 2016-10-24 | Jana R Schreuder | COO | G | — | — |
| 2016-10-20 | WILLIAM L MORRISON | Vice Chairman | A | — | — |
| 2016-10-11 | Jeffrey D. Cohodes | EVP/Chief Risk Officer | MIXED | — | — |
| 2016-10-04 | Becerra Jose Luis Prado | Director | A | — | — |
| 2016-10-04 | Charles A Tribbett | Director | A | — | — |
| 2016-10-04 | DIPAK C JAIN | Director | A | — | — |
| 2016-10-04 | Thomas E Richards | Director | A | — | — |
| 2016-10-04 | Dean M Harrison | Director | A | — | — |
| 2016-10-04 | SUSAN CROWN | Director | A | — | — |
| 2016-10-04 | LINDA BYNOE | Director | A | — | — |
| 2016-09-09 | FREDERICK H WADDELL | Chairman and CEO | MIXED | — | — |
| 2016-09-08 | Biff Bowman | Chief Financial Officer | MIXED | — | — |
| 2016-09-02 | Jeffrey D. Cohodes | EVP/Chief Risk Officer | MIXED | — | — |
| 2016-09-02 | Jana R Schreuder | COO | G | — | — |
| 2016-08-29 | Joyce St Clair | Executive Vice President | MIXED | — | — |
| 2016-08-24 | Jeffrey D. Cohodes | EVP/Chief Risk Officer | MIXED | — | — |
| 2016-08-24 | Joyce St Clair | Executive Vice President | Sell | — | — |
| 2016-08-22 | Jeffrey D. Cohodes | EVP/Chief Risk Officer | MIXED | — | — |
| 2016-08-18 | Jeffrey D. Cohodes | EVP/Chief Risk Officer | MIXED | — | — |
| 2016-08-17 | Jana R Schreuder | COO | G | — | — |
| 2016-08-12 | ROBERT P BROWNE | EVP & Chief Investment Officer | MIXED | — | — |
| 2016-08-10 | ROBERT P BROWNE | EVP & Chief Investment Officer | MIXED | — | — |
| 2016-08-08 | Susan Gillian Pembleton | EVP, Human Resources | MIXED | — | — |
| 2016-08-05 | WILLIAM L MORRISON | President | MIXED | — | — |
| 2016-08-03 | Joyce St Clair | Executive Vice President | MIXED | — | — |
| 2016-07-28 | FREDERICK H WADDELL | Chairman, President and CEO | G | — | — |
| 2016-07-19 | Jay L Henderson | Director | A | — | — |
| 2016-07-05 | DIPAK C JAIN | Director | A | — | — |
| 2016-07-05 | Charles A Tribbett | Director | A | — | — |
| 2016-07-05 | LINDA BYNOE | Director | A | — | — |
| 2016-07-05 | SUSAN CROWN | Director | A | — | — |
| 2016-07-05 | Becerra Jose Luis Prado | Director | A | — | — |
| 2016-07-05 | Thomas E Richards | Director | A | — | — |
| 2016-07-05 | Dean M Harrison | Director | A | — | — |
| 2014-08-27 | Biff Bowman | Executive Vice President, HR | MIXED | — | — |
| 2014-08-27 | Joyce St Clair | Executive Vice President | Sell | — | — |
| 2014-08-22 | EDWARD J MOONEY | — | A | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Director | 1,242,803 | — |
| — | Chairman and CEO | 246,747 | — |
| — | Vice Chairman | 194,310 | — |
| — | President/Wealth Management | 125,629 | — |
| — | Director | 112,707 | — |
| — | EVP & President C&IS | 108,163 | — |
| — | Executive Vice President | 97,233 | — |
| — | Vice Chairman | 89,543 | — |
| — | EVP/Chief Risk Officer | 80,402 | — |
| — | Executive VP & General Counsel | 78,013 | — |
| — | EVP & President/NTGI | 71,230 | — |
| — | President / Asset Management | 68,715 | — |
| — | EVP & Chief Investment Officer | 66,889 | — |
| — | Chief Financial Officer | 64,689 | — |
| — | COO | 59,727 | — |
| — | Executive Vice President /CFO | 49,941 | — |
| — | Director | 40,592 | — |
| — | Executive Vice President | 39,049 | — |
| — | Director | 38,479 | — |
| — | Controller | 38,464 | — |
| — | Executive Vice President | 38,076 | — |
| — | Director | 34,820 | — |
| — | Director | 33,421 | — |
| — | Director | 28,591 | — |
| — | Director | 27,166 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the NTRS quote page; the site-wide leaderboard is on the insider transactions hub.