OPY (Oppenheimer Holdings, Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by OPY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-11 | DENNIS P McNAMARA | Secretary | J | — | — |
| 2026-05-11 | ALBERT G LOWENTHAL | Chairman | J | — | — |
| 2026-05-11 | Brad M Watkins | CFO | J | — | — |
| 2026-05-11 | Robert S Lowenthal | CEO | J | — | — |
| 2026-03-03 | DENNIS P McNAMARA | Secretary | Sell | — | — |
| 2026-03-03 | R LAWRENCE ROTH | Director | J | — | — |
| 2026-03-03 | Teresa Glasser | Director | J | — | — |
| 2026-02-27 | Suzanne Spaulding | Director | J | — | — |
| 2026-02-27 | Paul M Friedman | Director | J | — | — |
| 2026-02-27 | EVAN BEHRENS | Director | J | — | — |
| 2026-02-27 | Timothy Martin Dwyer | Director | J | — | — |
| 2026-02-27 | Stacy J. Kanter | Director | J | — | — |
| 2026-01-29 | Suzanne Spaulding | Director | J | — | — |
| 2026-01-29 | Robert S Lowenthal | Director | J | — | — |
| 2026-01-29 | ALBERT G LOWENTHAL | CEO | J | — | — |
| 2026-01-29 | DENNIS P McNAMARA | Secretary | J | — | — |
| 2025-08-06 | DENNIS P McNAMARA | Secretary | Sell | — | — |
| 2025-06-10 | Paul M Friedman | Director | Sell | — | — |
| 2025-06-09 | Paul M Friedman | Director | Sell | — | — |
| 2025-01-31 | EVAN BEHRENS | Director | J | — | — |
| 2025-01-31 | Timothy Martin Dwyer | Director | J | — | — |
| 2025-01-31 | R LAWRENCE ROTH | Director | J | — | — |
| 2025-01-31 | Suzanne Spaulding | Director | J | — | — |
| 2025-01-31 | Paul M Friedman | Director | J | — | — |
| 2025-01-31 | Teresa Glasser | Director | J | — | — |
| 2025-01-31 | Stacy J. Kanter | Director | J | — | — |
| 2025-01-30 | ALBERT G LOWENTHAL | CEO | J | — | — |
| 2025-01-30 | Robert S Lowenthal | Director | J | — | — |
| 2025-01-30 | DENNIS P McNAMARA | Secretary | J | — | — |
| 2025-01-30 | Brad M Watkins | CFO | J | — | — |
| 2024-08-19 | EVAN BEHRENS | Director | Sell | — | — |
| 2024-08-01 | DENNIS P McNAMARA | Secretary | Sell | — | — |
| 2024-05-10 | EVAN BEHRENS | Director | Sell | — | — |
| 2024-02-01 | A WINN OUGHTRED | Director | J | — | — |
| 2024-02-01 | Robert S Lowenthal | Director | J | — | — |
| 2024-02-01 | DENNIS P McNAMARA | Secretary | J | — | — |
| 2024-02-01 | ALBERT G LOWENTHAL | CEO | J | — | — |
| 2024-02-01 | WILLIAM EHRHARDT | Director | J | — | — |
| 2024-01-29 | Brad M Watkins | CFO | J | — | — |
| 2024-01-29 | Stacy J. Kanter | Director | A | — | — |
| 2024-01-29 | Timothy Martin Dwyer | Director | A | — | — |
| 2024-01-29 | EVAN BEHRENS | Director | A | — | — |
| 2024-01-29 | WILLIAM EHRHARDT | Director | A | — | — |
| 2024-01-29 | ALBERT G LOWENTHAL | CEO | J | — | — |
| 2024-01-29 | Paul M Friedman | Director | A | — | — |
| 2024-01-29 | DENNIS P McNAMARA | Secretary | J | — | — |
| 2024-01-29 | A WINN OUGHTRED | Director | A | — | — |
| 2024-01-29 | Teresa Glasser | Director | A | — | — |
| 2024-01-29 | Robert S Lowenthal | Director | J | — | — |
| 2024-01-29 | R LAWRENCE ROTH | Director | A | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | CEO | 432,965 | — |
| — | Chairman | 352,004 | — |
| — | Director | 227,007 | — |
| — | Director | 71,388 | — |
| — | CFO | 42,090 | — |
| — | — | 42,000 | — |
| — | Director | 37,350 | — |
| — | Director | 30,900 | — |
| — | Director | 28,400 | — |
| — | Director | 24,850 | — |
| — | Director | 23,150 | — |
| — | Secretary | 20,177 | — |
| — | Director | 18,400 | — |
| — | Director | 18,400 | — |
| — | Director | 18,150 | — |
| — | Director | 8,800 | — |
| — | Director | 7,025 | — |
| — | Director | 5,900 | — |
| — | Director | 5,900 | — |
| — | Director | 500 | — |
| — | Director | 480 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the OPY quote page; the site-wide leaderboard is on the insider transactions hub.