OXLCP · Insider Trading

Oxford Lane Capital Corp. 6.25% Series 2027 Term Preferred Shares

Iron condor setups Expected move IV rank history Fibonacci levels Insider trading

Every open-market purchase and sale reported by OXLCP officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

OXLCP — Recent Form 4 Transactions (latest 2021-07-23)

Filed	Insider	Role	Type	Shares	Value
2021-07-23	Wilton Reassurance Co	10%+ Owner	Sell	−443,300	−$11.62M
2021-06-29	Eagle Point Credit GP I LP	10%+ Owner	Sell	−57,284	−$1.43M
2021-06-28	Eagle Point Credit Management LLC	10%+ Owner	Sell	−450,392	−$11.28M
2021-06-17	Thomas P. Majewski	10%+ Owner	Sell	−8,083,692	−$7.44T
2021-04-19	Leroy Scott Frantz	10%+ Owner	J	−292,404	−$7.33M
2021-04-19	Eagle Point DIF GP I LLC	10%+ Owner	MIXED	−8,772,976	−$7.89T
2021-04-13	Eagle Point Credit GP I LP	10%+ Owner	Sell	−1,373,500	−$238.80B
2020-03-19	Jonathan H Cohen	Chief Executive Officer	Buy	+24,728	+$56.64K
2020-03-18	Saul B Rosenthal	President	Buy	+37,187	+$87.79K
2020-03-16	Saul B Rosenthal	President	MIXED	+18,689	−$187.56K
2020-03-16	Jonathan H Cohen	Chief Executive Officer	J	−21,474	−$538.08K
2020-03-16	Bruce L. Rubin	CFO, SEC, TREAS	J	−1,495	−$37.46K
2020-03-16	Leroy Scott Frantz	10%+ Owner	J	−145,218	−$3.64M
2020-02-28	Mark Jeffrey Ashenfelter	Director	Buy	+6,000	+$48.27K
2020-02-18	John Stuart Reardon	Director	Buy	+3,000	+$27.90K
2020-02-10	David S. Shin	Director	Buy	+3,000	+$27.96K
2020-02-10	Leroy Scott Frantz	10%+ Owner	Buy	+400,000	+$10.00M
2019-11-26	Jonathan H Cohen	Chief Executive Officer	Buy	+20,000	+$509.60K
2019-11-26	Saul B Rosenthal	President	Buy	+20,000	+$509.60K
2019-09-03	John Stuart Reardon	Director	Buy	+3,000	+$29.54K
2018-12-21	Mark Jeffrey Ashenfelter	Director	Buy	+3,000	+$22.80K
2018-02-28	David S. Shin	Director	Buy	+2,000	+$20.23K

OXLCP Insider Trading FAQ

Who are the insiders at OXLCP?

No current Form 4 beneficial owners are on file for OXLCP.

Are OXLCP insiders buying or selling?

Across the 22 most recent Form 4 filings for OXLCP, 11 were open-market purchases (code P) and 5 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is OXLCP insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent OXLCP filing is dated 2021-07-23.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the OXLCP quote page; the site-wide leaderboard is on the insider transactions hub.